Hedge Fund Database

STRATEGIC WEALTH INVESTMENT GROUP, LLC

Adviser information for STRATEGIC WEALTH INVESTMENT GROUP, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 76
Investment Advisory/Research 27
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 27
Licensed Agents of an Insurance Company 31
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 22,963 $900.8M
Non-Discretionary 0 $0
Total 22,963 $900.8M

Clients

Type Number RAUM
Individuals 3,676 $388.4M
HNW Individuals 556 $512.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 15
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 2000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-117642
SEC ERA File Number 801-117642
SEC CIK Numbers 1802365
SEC CRD Numbers 165474
Legal Entity Identifier None

Principal Office

500 N. HURSTBOURNE PARKWAY
SUITE 120
LOUISVILLE
KY
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 502-412-3354, Fax: 502-327-8566

Websites

instagram.com/strategicwealthdesigners www.atasteofretirement.com facebook.com/strategicwealthdesigners/ www.swdgroup.com www.retirement.solutions www.youtube/strategicwealthdesigners www.retirementplanninguniversity.com

Chief Compliance Officer

DOUGLAS ROBINSON
500 N. HURSTBOURNE PARKWAY
SUITE 120
LOUISVILLE
KY
United States
Tel: 502-412-3354
Fax: 502-327-8566
(Full email address available in API data)

Industry Affiliates

STRATEGIC WEALTH DESIGNERS, LLC Insurance company or agency
STRATEGIC WEALTH PROPERTY & CASUALTY Insurance company or agency
TOTAL RETURN CAPITAL MANAGMENT, LLC. Sponsor or syndicator of limited partnerships

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DICKEN, MATTHEW, JAMES Individual – FOUNDER/CEO 07/2002 > 75%
STANLEY, DUSTIN Individual – PARTNER 12/2016 10-25%
SCHWARTZ, JORDAN Individual – PARTNER 06/2018 5-10%
Robinson, Edmund, Douglas Individual – CHIEF COMPLIANCE OFFICER 10/2023 < 5%
PROVART, JACOB Individual – DIRECTOR OF FINANCIAL PLANNING 03/2024 < 5%
Scaffidi, Laurin, Mackenzie Individual – DIRECTOR OF CULTURE 03/2024 < 5%

No. Employees, Historic

80400201920202021202220232024202522 on 10/16/201922 on 10/18/201922 on 10/24/201922 on 11/19/201922 on 11/19/201922 on 1/28/202022 on 2/11/202022 on 2/18/202022 on 4/30/202021 on 6/23/202021 on 8/18/202020 on 12/1/202032 on 1/8/202132 on 1/13/202135 on 3/3/202135 on 3/25/202136 on 4/23/202136 on 7/12/202136 on 7/13/202135 on 7/26/202136 on 8/17/202136 on 10/12/202137 on 10/13/202137 on 10/20/202137 on 11/1/202138 on 11/15/202137 on 11/23/202139 on 1/26/202239 on 2/3/202245 on 3/23/202245 on 11/21/202276 on 3/15/202376 on 7/6/202376 on 7/7/202376 on 7/20/202376 on 8/9/202376 on 8/16/202376 on 8/17/202376 on 8/29/202376 on 9/1/202376 on 9/6/202376 on 9/7/202376 on 9/7/202376 on 10/7/202376 on 11/7/202376 on 12/22/202376 on 3/16/202476 on 3/19/2024

RAUM, Historic

1B500M02019202020212022202320242025109395812 on 10/16/2019109395812 on 10/18/2019109395812 on 10/24/2019109395812 on 11/19/2019109395812 on 11/19/2019133461642 on 1/28/2020133461642 on 2/11/2020133461642 on 2/18/2020133461642 on 4/30/2020133461642 on 6/23/2020133461642 on 8/18/2020133461642 on 12/1/2020133461642 on 1/8/2021133461642 on 1/13/2021222436400 on 3/3/2021222436400 on 3/25/2021222436400 on 4/23/2021222436400 on 7/12/2021222436400 on 7/13/2021222436400 on 7/26/2021377960041 on 8/17/2021377960041 on 10/12/2021377960041 on 10/13/2021377960041 on 10/20/2021377960041 on 11/1/2021377960041 on 11/15/2021377960041 on 11/23/2021377960041 on 1/26/2022377960041 on 2/3/2022490119220 on 3/23/2022490119220 on 11/21/2022627838627 on 3/15/2023627838627 on 7/6/2023627838627 on 7/7/2023627838627 on 7/20/2023627838627 on 8/9/2023627838627 on 8/16/2023627838627 on 8/17/2023627838627 on 8/29/2023627838627 on 9/1/2023627838627 on 9/6/2023627838627 on 9/7/2023627838627 on 9/7/2023627838627 on 10/7/2023627838627 on 11/7/2023627838627 on 12/22/2023900767493 on 3/16/2024900767493 on 3/19/2024

No. Clients, Historic

6,0003,00002019202020212022202320242025668 on 10/16/2019668 on 10/18/2019668 on 10/24/2019668 on 11/19/2019668 on 11/19/20191003 on 1/28/20201003 on 2/11/20201003 on 2/18/20201003 on 4/30/20201003 on 6/23/20201003 on 8/18/20201003 on 12/1/20201003 on 1/8/20211003 on 1/13/20211633 on 3/3/20211633 on 3/25/20211633 on 4/23/20211633 on 7/12/20211633 on 7/13/20211633 on 7/26/20211890 on 8/17/20211890 on 10/12/20211890 on 10/13/20211890 on 10/20/20211890 on 11/1/20211890 on 11/15/20211890 on 11/23/20211890 on 1/26/20221890 on 2/3/20222327 on 3/23/20222327 on 11/21/20225807 on 3/15/20235807 on 7/6/20235807 on 7/7/20235807 on 7/20/20235807 on 8/9/20235807 on 8/16/20235807 on 8/17/20235807 on 8/29/20235807 on 9/1/20235807 on 9/6/20235807 on 9/7/20235807 on 9/7/20235807 on 10/7/20235807 on 11/7/20235807 on 12/22/20234232 on 3/16/20244232 on 3/19/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ATT INC COM 260K 14K –
ARK ETF TR INNOVATION ETF 2M 41K –
ABBOTT LABS COM 265K 3K –
ABBVIE INC COM 6M 38K –
ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 4M 39K –
ADOBE INC COM 8M 13K –
ADVANCED MICRO DEVICES INC COM 238K 2K –
AGILENT TECHNOLOGIES INC COM 261K 2K –
ALPHABET INC CAP STK CL C 341K 2K –
ALPHABET INC CAP STK CL A 11M 62K –
AMAZON COM INC COM 52M 262K –
AMERICAN EXPRESS CO COM 9M 38K –
AMGEN INC COM 6M 19K –
AMPLIFY ETF TR BLOCKCHAIN LDR 2M 57K –
ELEVANCE HEALTH INC COM 285K 532 –
APPLE INC COM 50M 231K –
ARBOR REALTY TRUST INC COM 6M 435K –
BP PLC SPONSORED ADR 201K 6K –
BAIDU INC SPON ADR REP A 348K 4K –
BALL CORP COM 683K 11K –
BANK AMERICA CORP COM 240K 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 227K 11K –
BOEING CO COM 10M 52K –
BOSTON SCIENTIFIC CORP COM 341K 4K –
BROADCOM INC COM 236K 144 –
CHEVRON CORP NEW COM 320K 2K –
CISCO SYS INC COM 6M 121K –
COCA COLA CO COM 7M 110K –
CONCENTRIX CORP COM 837K 13K –
COSTCO WHSL CORP NEW COM 17M 20K –
DANAHER CORPORATION COM 7M 28K –
DIREXION SHS ETF TR DAILY SM CP BEAR 704K 37K –
DISNEY WALT CO COM 7M 69K –
DUKE ENERGY CORP NEW COM NEW 7M 68K –
EXCHANGE LISTED FDS TR BANCREEK US LARG 19M 662K –
EXXON MOBIL CORP COM 940K 8K –
META PLATFORMS INC CL A 17M 34K –
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 580K 3K –
GENERAL DYNAMICS CORP COM 1M 5K –
GOLDMAN SACHS GROUP INC COM 8M 17K –
HP INC COM 746K 21K –
HEWLETT PACKARD ENTERPRISE C COM 446K 21K –
HOME DEPOT INC COM 413K 1K –
HOULIHAN LOKEY INC CL A 1M 8K –
INTERNATIONAL BUSINESS MACHS COM 13M 73K –
INVESCO QQQ TR UNIT SER 1 11M 23K –
INVESCO EXCHANGE TRADED FD T FINL PFD ETF 156K 11K –
INVESCO EXCH TRADED FD TR II SOLAR ETF 2M 42K –
ISHARES TR TIPS BD ETF 11M 100K –
ISHARES TR CORE SP500 ETF 691K 1K –
ISHARES TR SP 500 GRWT ETF 221K 2K –
ISHARES TR GLOBAL ENERG ETF 6M 143K –
ISHARES TR CORE SP MCP ETF 225K 4K –
ISHARES TR CORE SP SCP ETF 252K 2K –
ISHARES TR PFD AND INCM SEC 9M 278K –
ISHARES TR MSCI USA ESG SLC 285K 3K –
ISHARES TR 0 5 YR TIPS ETF 21M 215K –
ISHARES TR EXPONENTIAL TECH 2M 37K –
ISHARES TR ROBOTICS ARTIF 2M 57K –
JPMORGAN CHASE CO COM 15M 73K –
JOHNSON JOHNSON COM 7M 49K –
KEYSIGHT TECHNOLOGIES INC COM 496K 4K –
KRAFT HEINZ CO COM 7M 209K –
ELI LILLY CO COM 848K 928 –
LOCKHEED MARTIN CORP COM 7M 16K –
LOWES COS INC COM 242K 1K –
MSCI INC COM 794K 2K –
MARSH MCLENNAN COS INC COM 7M 35K –
MARRIOTT INTL INC NEW CL A 248K 1K –
MCDONALDS CORP COM 520K 2K –
MCKESSON CORP COM 214K 365 –
MERCK CO INC COM 793K 6K –
MICROSOFT CORP COM 19M 41K –
MONDELEZ INTL INC CL A 6M 99K –
NETFLIX INC COM 1M 2K –
NVIDIA CORPORATION COM 14M 109K –
PARKER HANNIFIN CORP COM 251K 502 –
PEPSICO INC COM 7M 43K –
PROCTER AND GAMBLE CO COM 16M 98K –
PROSHARES TR SP 500 DV ARIST 11M 113K –
SPDR SP 500 ETF TR TR UNIT 43M 78K –
SPDR GOLD TR GOLD SHS 20M 92K –
SPDR SER TR PORTFOLIO AGRGTE 254K 10K –
SPDR SER TR PORTFOLIO LN TSR 40M 2M –
SPDR SER TR PORTFOLIO SP500 212K 3K –
SPDR SER TR BLOOMBERG 1 3 MO 1M 12K –
SALESFORCE INC COM 14M 56K –
SCHWAB STRATEGIC TR US LCAP VA ETF 210K 3K –
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 8K –
SIMON PPTY GROUP INC NEW COM 248K 2K –
SNOWFLAKE INC CL A 818K 6K –
SYNOPSYS INC COM 634K 1K –
TESLA INC COM 1M 5K –
TEXAS INSTRS INC COM 6M 33K –
THERMO FISHER SCIENTIFIC INC COM 6M 12K –
TRANSDIGM GROUP INC COM 869K 694 –
TRUIST FINL CORP COM 229K 6K –
TYSON FOODS INC CL A 206K 4K –
UBER TECHNOLOGIES INC COM 8M 112K –
UNITED BANKSHARES INC WEST V COM 292K 9K –
UNITED PARCEL SERVICE INC CL B 295K 2K –
UNITEDHEALTH GROUP INC COM 6M 12K –
UNITY SOFTWARE INC COM 357K 23K –
VANECK ETF TRUST FALLEN ANGEL HG 10M 342K –
VANECK ETF TRUST AGRIBUSINESS ETF 7M 96K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 383K 5K –
VANGUARD TAX MANAGED FDS VAN FTSE DEV MKT 371K 8K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 278K 2K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 10M 148K –
VANGUARD WORLD FD INF TECH ETF 2M 4K –
VANGUARD WORLD FD MATERIALS ETF 7M 38K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 23M 400K –
VANGUARD SCOTTSDALE FDS INT TERM CORP 22M 278K –
VANGUARD INDEX FDS SP 500 ETF SHS 440K 878 –
VANGUARD INDEX FDS MCAP GR IDXVIP 278K 1K –
VANGUARD INDEX FDS REAL ESTATE ETF 10M 117K –
VANGUARD INDEX FDS MID CAP ETF 520K 2K –
VANGUARD INDEX FDS GROWTH ETF 672K 2K –
VANGUARD INDEX FDS VALUE ETF 324K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 32M 119K –
VERIZON COMMUNICATIONS INC COM 258K 6K –
VICI PPTYS INC COM 5M 196K –
VISA INC COM CL A 14M 54K –
VIVOS THERAPEUTICS INC COM NEW 304K 129K –
WALMART INC COM 659K 10K –
WARNER BROS DISCOVERY INC COM SER A 356K 50K –
WASTE MGMT INC DEL COM 6M 29K –
WELLS FARGO CO NEW COM 236K 4K –
WEST PHARMACEUTICAL SVSC INC COM 867K 3K –
WISDOMTREE TR INDIA ERNGS FD 4M 75K –
AMDOCS LTD SHS 902K 11K –
LINDE PLC SHS 7M 16K –
MEDTRONIC PLC SHS 500K 6K –
STERIS PLC SHS USD 960K 4K –