TRINITY ALPS CAPITAL
TRINITY ALPS CAPITAL PARTNERS, LP Legal Name
Adviser information for TRINITY ALPS CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $5.3M |
| Non-Discretionary | 12 | $996.9M |
| Total | 14 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117657 |
|---|---|
| SEC ERA File Number | 801-117657 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287741 |
| Legal Entity Identifier | 2549001WFBLJBSASMR66 |
Principal Office
601 CALIFORNIA STREETSTE. 1050
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 415-740-5841, Fax: None
Websites
Chief Compliance Officer
GREGORY SIEMONS
CHIEF OPERATING OFFICER
601 CALIFORNIA STREET
STE. 1050
SAN FRANCISCO
CA
United States
Tel:
4157405841
Fax:
4155200455
G***@*********************M
(Full email address available in API data)
Regulatory Contact
RAJ VENAKTESAN
CHIEF INVESTMENT OFFICER
601 CALIFORNIA STREET
SAN FRANCISCO
CA
United States
Tel:
4156775880
R**@*********************M
(Full email address available in API data)
Industry Affiliates
| TAC - HMC VENTURE II LLC | Sponsor, GP, manager of pooled investment vehicles |
| TAC-HMC VENTURE I LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRINITY ALPS CAPITAL PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRINITY ALPS CAPITAL SLP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRINITY ALPS GLOBAL FOCUSED FUND LP | GLOBAL EQUITY LONG-ONLY | $4.1M | $0.1M | 6 |
| TRINITY ALPS GLOBAL SPV I R LLC | GLOBAL PUBLIC EQUITY LONG ONLY | $1.2M | $0.0M | 8 |
| TRINITY ALPS PRIVATE OPPORTUNITIES FUND I B LLC | Private Equity Fund | $264.5M | $1.0M | 2 |
| TRINITY ALPS PRIVATE OPPORTUNITIES FUND I C LLC | Private Equity Fund | $43.4M | $1.0M | 4 |
| TRINITY ALPS PRIVATE OPPORTUNITIES FUND II B LLC | Private Equity Fund | $117.3M | $1.0M | 2 |
| TRINITY ALPS PRIVATE OPPORTUNITIES SPV I E LLC | Private Equity Fund | $3.8M | $1.0M | 4 |
| TRINITY ALPS VENTURE OPPORTUNITIES FUND I A LLC | Private Equity Fund | $33.6M | $1.0M | 4 |
| TRINITY ALPS VENTURE OPPORTUNITIES FUND I LP | Venture Capital Fund | $44.3M | $0.1M | 19 |
| TRINITY ALPS VENTURE OPPORTUNITIES FUND II LP | Private Equity Fund | $15.5M | $0.1M | 14 |
| TRINITY ALPS VENTURE OPPORTUNITIES SLP LLC | Private Equity Fund | $30.1M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VENKATESAN, RAJ, DAVID | Individual | – | LIMITED PARTNER AND CHIEF INVESTMENT OFFICER | 08/2016 | > 75% |
| SIEMONS, GREGORY, MARK | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2016 | < 5% |
| BLACKFOOT RIVER PARTNERS LLC | Domestic Entity | – | GENERAL PARTNER | 08/2016 | < 5% |
| VENKATESAN, RAJ, DAVID | Individual | BLACKFOOT RIVER PARTNERS LLC | MEMBER | 08/2016 | > 75% |
| Strack, Sigurd | Individual | – | CHIEF INVESTMENT OFFICER - PRIVATE INVESTMENTS | 02/2020 | < 5% |