PATTERSON PARTNERS LTD.
Adviser information for PATTERSON PARTNERS LTD. last updated from Form ADV on October 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JULY |
| Legal Location | Bermuda |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $25.6M |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $25.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $1.9M |
| HNW Individuals | 10 | $23.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $344,355 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 69 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshopsCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-117659 |
|---|---|
| SEC ERA File Number | 801-117659 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305859 |
| Legal Entity Identifier | None |
Principal Office
3 MILL CREEK ROADSUITE 2
PEMBROKE
Bermuda
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 441-296-3528, Fax: None
Chief Compliance Officer
JENNIFER PATTERSON
MANAGING MEMBER
3 MILL CREEK ROAD
SUITE 2
PEMBROKE
Bermuda
Tel:
441-296-3528
J*********@***********************M
(Full email address available in API data)
Regulatory Contact
JENNIFER PATTERSON
MANAGING MEMBER
3 MILL CREEK ROAD
SUITE 2
PEMBROKE
Bermuda
Tel:
441-296-3528
J*********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PATTERSON, JENNIFER, ANN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 11/2006 | < 5% |
| Patterson, Jeffrey, H.P. | Individual | – | PRESIDENT | 11/2006 | > 75% |