WESTERN NEW YORK FINANCIAL GROUP, LLC
Adviser information for WESTERN NEW YORK FINANCIAL GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 159 | $67.6M |
| Non-Discretionary | 1 | $6.0M |
| Total | 160 | $73.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 152 | $53.6M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $312,890 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $19.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117668 |
|---|---|
| SEC ERA File Number | 801-117668 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306083 |
| Legal Entity Identifier | None |
Principal Office
560 DELAWARE AVENUESUITE 102
BUFFALO
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 716-743-6262, Fax: None
Websites
Chief Compliance Officer
MARK NARBY
MANAGING PARTNER
560 DELAWARE AVENUE
SUITE 102
BUFFALO
NY
United States
Tel:
716-743-6262
M*****@********M
(Full email address available in API data)
Regulatory Contact
MICHAEL A. AQUINO
MANAGING PARTNER
560 DELAWARE AVENUE
SUITE 102
BUFFALO
NY
United States
Tel:
716-743-6262
M******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AQUINO, MICHAEL, ANTHONY | Individual | – | MANAGING PARTNER/IAR | 10/2019 | 50-75% |
| NARBY, MARK, WILLIAM | Individual | – | MANAGING PARTNER/CCO | 01/2020 | 50-75% |