GLOBAL FINANCIAL ADVISORY SERVICES, INC.
Adviser information for GLOBAL FINANCIAL ADVISORY SERVICES, INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 29 | $14.5M |
| Non-Discretionary | 553 | $181.0M |
| Total | 582 | $195.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 214 | $49.5M |
| HNW Individuals | 57 | $121.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $19.9M |
| Charitable organizations | <5 | $5.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesREFERRAL OF CLIENTS TO OTHER ADVISERS |
|---|---|
| Compensation | % of AUMHourly chargesREFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-117677 |
|---|---|
| SEC ERA File Number | 801-117677 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135234 |
| Legal Entity Identifier | None |
Principal Office
23822 VALENCIA BLVD.SUITE 304
VALENCIA
CA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: (661) 286-0044, Fax: (661) 286-0079
Chief Compliance Officer
DAVID GARELICK
PRESIDENT
23822 VALENCIA BLVD.
SUITE 304
VALENICA
CA
United States
Tel:
(661) 286-0044
Fax:
(661) 286-0079
D********@*******M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| GLOBAL BUSINESS MANAGEMENT | Accountant or accounting firm |
| GLOBAL TAX & ACCOUNTING | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARELICK, DAVID, SCOTT | Individual | – | PRESIDENT / CEO & CHIEF COMPLIANCE OFFICER; SHAREHOLDER | 03/1999 | > 75% |