BUTTONWOOD CAPITAL MANAGEMENT (BCM)
BUTTONWOOD CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for BUTTONWOOD CAPITAL MANAGEMENT (BCM) last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 677 | $261.0M |
| Non-Discretionary | 15 | $4.0M |
| Total | 692 | $265.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 192 | $55.5M |
| HNW Individuals | 87 | $205.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $900,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-117678 |
|---|---|
| SEC ERA File Number | 801-117678 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174857 |
| Legal Entity Identifier | None |
Principal Office
17550 NORTH PERIMETER DRIVESUITE 100
SCOTTSDALE
AZ
United States
Monday - Friday, 7-3:30 (BY APPOINTMENT)
Tel: 480-305-2105, Fax: 480-305-2124
Chief Compliance Officer
ANDREW B. SOSNOWITZ
PRESIDENT / CHIEF INVESTMENT OFFICER
17550 NORTH PERIMETER DRIVE
SUITE 100
SCOTTSDALE
AZ
United States
Tel:
480-305-2105
Fax:
(480) 305-2124
S********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOSNOWITZ, ANDREW, BART | Individual | – | PRESIDENT / CHIEF INVESTMENT OFFICER/ CHIEF COMPLIANCE OFFICER | 08/2014 | > 75% |