RAMSAY STATTMAN VELA & PRICE INC
Adviser information for RAMSAY STATTMAN VELA & PRICE INC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 350 | $669.7M |
| Non-Discretionary | 3 | $7.3M |
| Total | 353 | $677.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 136 | $46.2M |
| HNW Individuals | 202 | $519.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 15 | $111.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-11769 |
|---|---|
| SEC ERA File Number | 801-11769 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105156 |
| Legal Entity Identifier | None |
Principal Office
2 N. CASCADE AVE., STE 810COLORADO SPRINGS
CO
United States
Monday - Friday, 8:30AM TO 5:00 PM
Tel: 719-473-6925, Fax: 719-473-8379
Websites
Chief Compliance Officer
FREDERICK B. STATTMAN
TREASURER AND CCO
2 N. CASCADE AVE., SUITE 810
COLORADO SPRINGS
CO
United States
Tel:
719-473-6925
Fax:
719-473-8379
S*******@**************M
(Full email address available in API data)
Regulatory Contact
PHILIP S. PRICE
SECRETARY
2 N. CASCADE AVE., STE 810
COLORADO SPRINGS
CO
United States
Tel:
719-473-6925
Fax:
719-473-8379
P****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VELA, STEVEN, RENE | Individual | – | PRESIDENT | 02/2000 | 25-50% |
| STATTMAN, FREDERICK, BETTS | Individual | – | VICE PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | 03/2016 | 25-50% |
| PRICE, PHILIP, STEPHEN | Individual | – | VICE PRESIDENT/SECRETARY | 02/2000 | 25-50% |
| HERDJE, JOHN, WALTER | Individual | – | MANAGING DIRECTOR | 09/2009 | < 5% |