CHANCELLOR FINANCIAL GROUP WB LP
CHANCELLOR FINANCIAL GROUP LP Legal Name
Adviser information for CHANCELLOR FINANCIAL GROUP WB LP last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 741 | $116.0M |
| Non-Discretionary | 70 | $66.1M |
| Total | 811 | $182.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 785 | $87.3M |
| HNW Individuals | 26 | $85.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $9.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117707 |
|---|---|
| SEC ERA File Number | 801-117707 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159563 |
| Legal Entity Identifier | None |
Principal Office
60 PUBLIC SQUARESUITE 600
WILKES-BARRE
PA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (570) 822-4475, Fax: (570) 822-4476
Chief Compliance Officer
TERRENCE W. CASEY
PRESIDENT/ MANAGING PRINCIPAL
60 PUBLIC SQUARE
SUITE 600
WILKES-BARRE
PA
United States
Tel:
(570) 855-3392
Fax:
(570) 822-4476
T****@***************************M
(Full email address available in API data)
Regulatory Contact
SANDRA H. ERCOLANI
RELATIONSHIP MANAGER
60 PUBLIC SQUARE
SUITE 600
WILKES-BARRE
PA
United States
Tel:
(570) 822-4475
Fax:
(570) 822-4476
S****@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASEY, TERRENCE, WINSTON | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2012 | 25-50% |
| WINSTON CAPITAL PARTNERS, LP | Domestic Entity | – | HOLDING COMPANY | 03/2012 | 50-75% |
| CASEY, TERRENCE, WINSTON | Individual | WINSTON CAPITAL PARTNERS, LP | MANAGING PARTNER | 03/2012 | 50-75% |