ACE & COMPANY NEW YORK, INC.
Adviser information for ACE & COMPANY NEW YORK, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $28.8M |
| Non-Discretionary | 1 | $8.0M |
| Total | 4 | $36.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $36.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-117713 |
|---|---|
| SEC ERA File Number | 801-117713 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304442 |
| Legal Entity Identifier | 529900H9K4ZKF046RJ31 |
Principal Office
712 FIFTH AVE27TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 212-220-2777, Fax: None
Websites
Chief Compliance Officer
JOHN JOSEPH
LEGAL & COMPLIANCE DIRECTOR
712 FIFTH AVE
27TH FLOOR
NEW YORK
NY
United States
Tel:
212-220-2777
J******@****************M
(Full email address available in API data)
Industry Affiliates
| ACE & COMPANY SA | Other investment adviser, including financial planners |
| ACE AEMS I GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ACE US GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| A-STAR SX 3 LP | Private Equity Fund | $7.3M | $0.1M | 13 |
| ACE BUYOUT INVESTMENT LTD | Private Equity Fund | $8.0M | $1.0M | 1 |
| ACE EARLY STAGE PARTNERS III L.P | Private Equity Fund | $6.5M | $0.5M | 4 |
| ACE EMERGING SPONSORS I, L.P. | Private Equity Fund | $15.0M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOSEPH, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2010 | < 5% |
| Said, Adam, NMN | Individual | – | CEO | 04/2010 | < 5% |
| ACE & COMPANY SA | Domestic Entity | – | OWNER | 12/2005 | > 75% |
| Said, Adam, NMN | Individual | ACE & COMPANY SA | OWNER | 05/2005 | 50-75% |