INFINITY FINANCIAL SERVICES ADVISORY
GILBERT GREG RIA, LLC Legal Name
Adviser information for INFINITY FINANCIAL SERVICES ADVISORY last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 37 |
| Registered Broker-Dealer Representatives | 36 |
| Registered State Investment Advisers | 37 |
| Licensed Agents of an Insurance Company | 21 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 901 | $145.0M |
| Non-Discretionary | 0 | $0 |
| Total | 901 | $145.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 651 | $102.0M |
| HNW Individuals | 15 | $30.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 24 | $8.3M |
| Other | <5 | $4.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 40.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SEPARATELY MANAGED ACCOUNTS | INFINITY FINANCIAL SERVICES ADVISORY |
| INVESTMENT MANAGEMENT PROGRAM | INFINITY FINANCIAL SERVICES ADVISORY |
| IFS DIGITAL PORTFOLIO 1 | INFINITY FINANCIAL SERVICES ADVISORY |
| IFS DIGITAL PORTFOLIO 2 | INFINITY FINANCIAL SERVICES ADVISORY |
| IFS DIGITAL PORTFOLIO 3 | INFINITY FINANCIAL SERVICES ADVISORY |
| ELEVATE INVESTMENT | INFINITY FINANCIAL SERVICES ADVISORY |
Identifiers
| SEC RIA File Number | 801-117719 |
|---|---|
| SEC ERA File Number | 801-117719 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304981 |
| Legal Entity Identifier | None |
Principal Office
212 9TH STREETSUITE 202
OAKLAND
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 510-588-8000, Fax: 855-883-1010
Chief Compliance Officer
GREG GILBERT
PRESIDENT & CHIEF COMPLIANCE OFFICER
212 9TH STREET
SUITE 202
OAKLAND
CA
United States
Tel:
510-588-8000
Fax:
855-883-1010
G***@*************M
(Full email address available in API data)
Regulatory Contact
PIETRO PUDUCAY
AVP, OPERATIONS
212 9TH ST.
SUITE 202
OAKLAND
CA
United States
Tel:
510-588-8028
Fax:
855-883-1010
P*****@*************M
(Full email address available in API data)
Industry Affiliates
| COLLINS ASSOCIATES FIXED INSURANCE BUSINESS | Insurance company or agency |
| DON ROGERS TAX SERVICE | Accountant or accounting firmInsurance company or agency |
| FUJIKAWA AND ASSOCIATES | Accountant or accounting firm |
| GUIDANCE FINANCIAL | Insurance company or agency |
| HOLADAY FINANCIAL AND INSURANCE SERVICES | Insurance company or agency |
| INFINITY FINANCIAL SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| JONES CAPITAL MANAGEMENT | Insurance company or agency |
| LGC FINANCIAL | Insurance company or agency |
| LOVELL WEALTH MANAGEMENT | Insurance company or agency |
| MEDINA PRIVATE WEALTH | Insurance company or agency |
| MYZ FINANCIAL AND INSURANCE SERVICES | Insurance company or agency |
| NIHA LIFE | Insurance company or agency |
| ONELINK FINANCIAL SERVICES | Accountant or accounting firmInsurance company or agency |
| SMITH FINANCIAL GROUP | Insurance company or agency |
| SOLE PRACTITIONER | Insurance company or agency |
| SOLE PRACTITIONER | Insurance company or agency |
| SOLE PRACTITIONER | Insurance company or agency |
| SOLE PRACTITIONER | Insurance company or agency |
| SOLE PRACTITIONER | Insurance company or agency |
| SOLE PRACTITIONER | Insurance company or agency |
| SOLE PRACTITIONER | Insurance company or agency |
| SOLE PRACTITIONER | Insurance company or agency |
| STERLING FIRST FINANCIAL | Insurance company or agency |
| TAX OFFICE SF | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GILBERT, GREGORY, BURTON | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 09/2018 | > 75% |