Hedge Fund Database

RESURGENT ADVISORS

RESURGENT FINANCIAL ADVISORS LLC Legal Name

Adviser information for RESURGENT ADVISORS last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Georgia, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 808 $246.4M
Non-Discretionary 122 $53.7M
Total 930 $300.1M

Clients

Type Number RAUM
Individuals 310 $84.2M
HNW Individuals 89 $212.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $3.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-117725
SEC ERA File Number 801-117725
SEC CIK Numbers 1912339
SEC CRD Numbers 299575
Legal Entity Identifier None

Principal Office

6300 POWERS FERRY ROAD
SUITE 600-207
ATLANTA
GA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 770-615-8383, Fax: None

Websites

www.instagram.com/peachtreefinancialgroup/ taylorwealthllc.com www.linkedin.com/in/rebeccabowling/ www.facebook.com/profile.php?id=61550860500476 www.equitycompadvisor.com www.linkedin.com/company/encompass-financial-advisors/ www.linkedin.com/company/east-franklin-capital-llc/ www.instagram.com/peachtreecollegeplanning/ www.facebook.com/encompassadvise www.instagram.com/encompassadvise/ www.linkedin.com/in/dan-taylor-8b054871/ www.linkedin.com/company/peachtree-financial-group/ www.linkedin.com/company/peachtree-college-planning/ www.facebook.com/peachtreecollegeplanning/ www.facebook.com/peachtreefinancialgroup twitter.com/peachtreecp resurgentadvisors.com encompassadvising.net peachtreefinancialgroup.com/ www.eastfranklincapital.com/ peachtreecollegeplanning.com www.facebook.com/resurgentfinancialadvisors twitter.com/hughespdavid twitter.com/peachtreefingrp www.youtube.com/@peachtreefinancialgroup/about

Chief Compliance Officer

SARAH SUTTON
CHIEF COMPLIANCE OFFICER
4128 INNSLAKE DRIVE
GLEN ALLEN
VA
United States
Tel: 662-470-1970
(Full email address available in API data)

Regulatory Contact

KIP
CAFFEY
6300 POWERS FERRY ROAD
SUITE 600-207
ATLANTA
GA
United States
Tel: 770-615-8383
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CAFFEY, KIP, REED Individual – CHIEF EXECUTIVE OFFICER AND PRESIDENT 11/2018 10-25%
INVERGARRY HOLDINGS LP Domestic Entity – OWNER 06/2019 25-50%
DUNCAN, TOWNES Individual INVERGARRY HOLDINGS LP GENERAL PARTNER 08/2019 50-75%
GERBER, CHARLES, COLE Individual INVERGARRY HOLDINGS LP GENERAL PARTNER 08/2019 25-50%
DECKER, KATHERINE, KRAFT Individual – CHIEF FINANCIAL OFFICER AND TREASURER 11/2018 < 5%
SUTTON, SARAH, JEAN Individual – CHIEF COMPLIANCE OFFICER 10/2021 < 5%
SOROIBUS CAPITAL LLC Domestic Entity – OWNER 08/2022 10-25%
POHLMAN, MATTHEW, WEBER Individual EAST FRANKLIN CAPITAL, LLC GENERA PARTNER 07/2012 > 75%
PAGE, (JR), GENE RUFFNER Individual SOROIBUS CAPITAL LLC GENERAL PARTNER 02/2021 25-50%
EAST FRANKLIN CAPITAL, LLC Domestic Entity – OWNER 01/2024 5-10%
PCG PARTNERS, LLC Domestic Entity – OWNER 01/2024 5-10%

No. Employees, Historic

20100201920202021202220232024202510 on 11/3/201910 on 11/20/201910 on 11/20/201910 on 1/2/202012 on 1/30/202012 on 3/30/202012 on 4/29/202012 on 4/29/202012 on 5/14/202012 on 6/29/202012 on 8/21/202012 on 10/30/202012 on 1/13/202112 on 3/25/202112 on 3/25/202112 on 11/29/202112 on 11/29/202112 on 1/21/202212 on 1/21/202212 on 1/21/202212 on 1/27/202212 on 1/27/202214 on 3/31/202214 on 3/31/202217 on 8/2/202217 on 1/3/202314 on 3/31/202314 on 10/30/202314 on 12/4/202317 on 3/30/2024

RAUM, Historic

500M250M02019202020212022202320242025104702095 on 11/3/2019104702095 on 11/20/2019104702095 on 11/20/2019104702095 on 1/2/2020104702095 on 1/30/2020101520900 on 3/30/2020101520900 on 4/29/2020101520900 on 4/29/2020101520900 on 5/14/2020101520900 on 6/29/2020101520900 on 8/21/2020101520900 on 10/30/2020101520900 on 1/13/2021134795281 on 3/25/2021134795281 on 3/25/2021134795281 on 11/29/2021134795281 on 11/29/2021134795281 on 1/21/2022134795281 on 1/21/2022134795281 on 1/21/2022134795281 on 1/27/2022134795281 on 1/27/2022333450674 on 3/31/2022268537605 on 3/31/2022379224531 on 8/2/2022379224531 on 1/3/2023400140369 on 3/31/2023400140369 on 10/30/2023400140369 on 12/4/2023300094038 on 3/30/2024

No. Clients, Historic

80040002019202020212022202320242025281 on 11/3/2019281 on 11/20/2019281 on 11/20/2019281 on 1/2/2020281 on 1/30/2020281 on 3/30/2020281 on 4/29/2020281 on 4/29/2020281 on 5/14/2020281 on 6/29/2020281 on 8/21/2020281 on 10/30/2020281 on 1/13/2021296 on 3/25/2021296 on 3/25/2021296 on 11/29/2021296 on 11/29/2021296 on 1/21/2022296 on 1/21/2022296 on 1/21/2022296 on 1/27/2022296 on 1/27/2022470 on 3/31/2022332 on 3/31/2022702 on 8/2/2022702 on 1/3/2023715 on 3/31/2023715 on 10/30/2023715 on 12/4/2023401 on 3/30/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR CORE S&P MCP ETF 291K 5K –
ISHARES TR CORE S&P SCP ETF 1M 13K –
ISHARES TR S&P 500 VAL ETF 852K 5K –
ISHARES TR CORE S&P500 ETF 3M 6K –
ISHARES TR S&P 500 GRWT ETF 2M 18K –
ISHARES TR RUS 1000 ETF 779K 3K –
ISHARES TR RUS 1000 VAL ETF 3M 19K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SELECT SECTOR SPDR TR SBI INT-UTILS 750K 11K –
ADOBE INC COM 428K 771 –
AMAZON COM INC COM 3M 16K –
BRISTOL-MYERS SQUIBB CO COM 252K 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 9K –
MARATHON OIL CORP COM 201K 7K –
SYNOPSYS INC COM 468K 787 –
INVESCO QQQ TR UNIT SER 1 265K 552 –
AMGEN INC COM 1M 4K –
ADVANCED MICRO DEVICES INC COM 201K 1K –
ALTRIA GROUP INC COM 644K 14K –
INTEL CORP COM 261K 8K –
ORACLE CORP COM 378K 3K –
DISNEY WALT CO COM 1M 13K –
HONEYWELL INTL INC COM 523K 2K –
JOHNSON & JOHNSON COM 2M 12K –
MEDTRONIC PLC SHS 489K 6K –
PFIZER INC COM 740K 26K –
CHEVRON CORP NEW COM 2M 15K –
MOTOROLA SOLUTIONS INC COM NEW 923K 2K –
MICROSOFT CORP COM 10M 22K –
CISCO SYS INC COM 306K 6K –
LOCKHEED MARTIN CORP COM 586K 1K –
PEPSICO INC COM 980K 6K –
VERIZON COMMUNICATIONS INC COM 495K 12K –
ISHARES TR RUS MDCP VAL ETF 218K 2K –
ISHARES TR U.S. TECH ETF 425K 3K –
SELECT SECTOR SPDR TR ENERGY 556K 6K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 4M 20K –
DEERE & CO COM 544K 1K –
EXXON MOBIL CORP COM 2M 17K –
WALMART INC COM 2M 26K –
UNION PAC CORP COM 657K 3K –
TEXAS INSTRS INC COM 573K 3K –
TARGET CORP COM 264K 2K –
COSTCO WHSL CORP NEW COM 1M 1K –
ELI LILLY & CO COM 538K 594 –
DANAHER CORPORATION COM 1M 5K –
MERCK & CO INC COM 2M 12K –
MORGAN STANLEY COM NEW 671K 7K –
PROCTER AND GAMBLE CO COM 804K 5K –
HOME DEPOT INC COM 3M 8K –
TRANE TECHNOLOGIES PLC SHS 518K 2K –
MCDONALDS CORP COM 332K 1K –
JPMORGAN CHASE & CO. COM 4M 20K –
TJX COS INC NEW COM 580K 5K –
MONDELEZ INTL INC CL A 1M 21K –
WILLIAMS COS INC COM 289K 7K –
ISHARES TR 20 YR TR BD ETF 310K 3K –
ISHARES TR IBOXX INV CP ETF 309K 3K –
UNITEDHEALTH GROUP INC COM 715K 1K –
AMERICAN TOWER CORP NEW COM 299K 2K –
CROWN CASTLE INC COM 895K 9K –
COMCAST CORP NEW CL A 338K 9K –
VANGUARD INDEX FDS TOTAL STK MKT 816K 3K –
NEXTERA ENERGY INC COM 1M 16K –
DUKE ENERGY CORP NEW COM NEW 731K 7K –
CONOCOPHILLIPS COM 2M 20K –
APPLE INC COM 8M 40K –
AMERICAN WTR WKS CO INC NEW COM 359K 3K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 365K 2K –
CHUBB LIMITED COM 735K 3K –
PERMIAN BASIN RTY TR UNIT BEN INT 225K 20K –
EDWARDS LIFESCIENCES CORP COM 579K 6K –
EOG RES INC COM 283K 2K –
VANECK ETF TRUST SEMICONDUCTR ETF 480K 2K –
TEXAS PACIFIC LAND CORPORATI COM 2M 3K –
NETFLIX INC COM 204K 302 –
CME GROUP INC COM 767K 4K –
ALLIANCE RESOURCE PARTNERS L UT LTD PART 245K 10K –
ISHARES TR CORE US AGGBD ET 1M 11K –
ISHARES TR TIPS BD ETF 242K 2K –
AIR PRODS & CHEMS INC COM 445K 2K –
ESSENTIAL UTILS INC COM 538K 14K –
NVIDIA CORPORATION COM 5M 36K –
VERTEX PHARMACEUTICALS INC COM 421K 899 –
FREEPORT-MCMORAN INC CL B 1M 22K –
EATON CORP PLC SHS 2M 7K –
MOODYS CORP COM 628K 1K –
MICROCHIP TECHNOLOGY INC. COM 334K 4K –
CINTAS CORP COM 453K 647 –
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 226K 16K –
ALPHABET INC CAP STK CL A 3M 17K –
SPDR GOLD TR GOLD SHS 223K 1K –
VANGUARD INDEX FDS SM CP VAL ETF 814K 4K –
SHELL PLC SPON ADS 320K 4K –
MARKEL GROUP INC COM 477K 303 –
REPUBLIC SVCS INC COM 588K 3K –
QUANTA SVCS INC COM 1M 5K –
INTERCONTINENTAL EXCHANGE IN COM 550K 4K –
ASML HOLDING N V N Y REGISTRY SHS 529K 517 –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 2M 25K –
THERMO FISHER SCIENTIFIC INC COM 288K 520 –
ISHARES TR EAFE VALUE ETF 314K 6K –
ISHARES TR EAFE GRWTH ETF 787K 8K –
SALESFORCE INC COM 333K 1K –
M & T BK CORP COM 345K 2K –
SPDR SER TR S&P BIOTECH 488K 5K –
MASTERCARD INCORPORATED CL A 704K 2K –
WISDOMTREE TR US LARGECAP DIVD 2M 23K –
WISDOMTREE TR US MIDCAP DIVID 1M 28K –
ISHARES TR CORE S&P TTL STK 533K 4K –
HIGHWOODS PPTYS INC COM 502K 19K –
STOCK YDS BANCORP INC COM 1M 27K –
VANGUARD INDEX FDS MCAP GR IDXVIP 522K 2K –
VANGUARD INDEX FDS MCAP VL IDXVIP 247K 2K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 435K 12K –
ISHARES TR MBS ETF 695K 8K –
ISHARES TR PFD AND INCM SEC 335K 11K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 382K 3K –
BANK AMERICA CORP 7.25%CNV PFD L 685K 573 –
VANGUARD WORLD FD MEGA GRWTH IND 201K 641 –
VISA INC COM CL A 1M 5K –
PHILIP MORRIS INTL INC COM 222K 2K –
SPDR SER TR PORTFOLIO S&P500 2M 24K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 507K 14K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 209K 3K –
BROADCOM INC COM 865K 539 –
ETFS GOLD TR PHYSCL GOLD SHS 732K 33K –
SCHWAB STRATEGIC TR US LRG CAP ETF 514K 8K –
SCHWAB STRATEGIC TR US LCAP GR ETF 656K 7K –
SCHWAB STRATEGIC TR US LCAP VA ETF 406K 5K –
TESLA INC COM 633K 3K –
SCHWAB STRATEGIC TR SHT TM US TRES 347K 7K –
NXP SEMICONDUCTORS N V COM 246K 915 –
KKR & CO INC COM 396K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 290K 579 –
SCHWAB STRATEGIC TR US MID-CAP ETF 362K 5K –
MARATHON PETE CORP COM 2M 10K –
SCHWAB STRATEGIC TR US AGGREGATE B 226K 5K –
META PLATFORMS INC CL A 548K 1K –
DIREXION SHS ETF TR NAS100 EQL WGT 213K 2K –
PALO ALTO NETWORKS INC COM 205K 605 –
VANECK ETF TRUST PREFERRED SECURT 432K 25K –
VANECK ETF TRUST MRNGSTR WDE MOAT 808K 9K –
ISHARES INC CORE MSCI EMKT 524K 10K –
ISHARES TR CORE MSCI EAFE 972K 13K –
ABBVIE INC COM 448K 3K –
T-MOBILE US INC COM 456K 3K –
GLOBAL X FDS GLB X MLP ENRG I 795K 16K –
ISHARES TR MSCI USA QLT FCT 1M 8K –
ISHARES TR 0-5YR HI YL CP 381K 9K –
ALPHABET INC CAP STK CL C 278K 2K –
ISHARES TR CORE TOTAL USD 2M 38K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 438K 8K –
VANGUARD WHITEHALL FDS INTL DVD ETF 780K 10K –
GLOBAL X FDS INTERNET OF THNG 273K 8K –
GLOBAL X FDS RBTCS ARTFL INTE 544K 18K –
PACER FDS TR US CASH COWS 100 846K 16K –
POWERSHARES ACTIVELY MANAGED VAR RATE INVT 519K 21K –
CAMBRIA ETF TR TAIL RISK 116K 10K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 564K 11K –
FERGUSON PLC NEW SHS 389K 2K –
BANDWIDTH INC COM CL A 170K 10K –
ISHARES INC MSCI EMRG CHN 542K 9K –
ETF SER SOLUTIONS DEFIANCE QUANT 264K 4K –
LINDE PLC SHS 383K 873 –
BLACKROCK ETF TRUST US EQT FACTOR 873K 19K –
CROWDSTRIKE HLDGS INC CL A 779K 2K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 870K 4K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 1M 25K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 251K 5K –
SPDR S&P 500 ETF TR TR UNIT 51K 900 –
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 337K 6K –
INVESCO QQQ TR UNIT SER 1 13K 4K –
SPDR S&P 500 ETF TR TR UNIT 21K 1K –
ISHARES BITCOIN TR SHS 1M 31K –
COSTCO WHSL CORP NEW COM 2K 200 –
ISHARES TR S&P 500 GRWT ETF 17K 22K –