KAYNE ANDERSON FUND ADVISORS, LLC
Adviser information for KAYNE ANDERSON FUND ADVISORS, LLC last updated from Form ADV on June 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 53 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | PORTFOLIO CONSULTANT SERVICES |
|---|---|
| Compensation | % of AUM |
Principal Office
811 MAIN STREET14TH FLOOR
HOUSTON
TX
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 713-493-2000, Fax: None
Chief Compliance Officer
MICHAEL JOSEPH O'NEIL
2121 AVENUE OF THE STARS
NINTH FLOOR
LOS ANGELES
CA
United States
Tel:
310-282-7905
M*****@***************M
(Full email address available in API data)
Regulatory Contact
MATTHEW BARBABELLA
GENERAL COUNSEL
2121 AVENUE OF THE STARS
NINTH FLOOR
LOS ANGELES
CA
United States
Tel:
310-284-5555
M**********@***************M
(Full email address available in API data)
Industry Affiliates
| KA ASSOCIATES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KA CREDIT ADVISORS II, LLC | Other investment adviser, including financial planners |
| KA CREDIT ADVISORS, LLC | Other investment adviser, including financial planners |
| KA FUND ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KAYNE ANDERSON CAPITAL ADVISORS LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAYNE ANDERSON CAPITAL ADVISORS LP | Domestic Entity | – | MEMBER/MANAGER | 07/2019 | > 75% |
| KAYNE, RICHARD, ALAN | Individual | KAYNE ANDERSON CAPITAL ADVISORS LP | CO-CHAIRMAN & FOUNDER | 06/2010 | 25-50% |
| O'NEIL, MICHAEL, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| KAYNE, RICHARD, ALAN | Individual | – | CO-CHAIRMAN AND FOUNDER OF MANAGER | 07/2016 | < 5% |
| SINNOTT, ROBERT, VOSE | Individual | – | CO-CHAIRMAN OF MANAGER | 04/2010 | < 5% |
| HART, TERRY, A. | Individual | – | CHIEF FINANCIAL OFFICER | 07/2019 | < 5% |
| FREY, JOHN, CHARLES | Individual | – | CO-MANAGING PARTNER | 07/2019 | < 5% |
| BLANK, PAUL, STUART | Individual | – | PRESIDENT AND CHIEF OPERATING OFFICER OF MANAGER | 01/2023 | < 5% |
| BAKER, JAMES, CHARLES | Individual | – | CO-MANAGING PARTNER | 07/2019 | < 5% |
| RABIL, ALBERT | Individual | – | CHIEF EXECUTIVE OFFICER OF MANAGER | 06/2021 | < 5% |
| Barbabella, Matthew, J | Individual | – | GENERAL COUNSEL OF MANAGER | 07/2021 | < 5% |