SWEETWATER PRIVATE EQUITY
SWEETWATER INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for SWEETWATER PRIVATE EQUITY last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.1B |
| Non-Discretionary | 1 | $39.5M |
| Total | 9 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $39.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 22 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117733 |
|---|---|
| SEC ERA File Number | 801-117733 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297613 |
| Legal Entity Identifier | None |
Principal Office
662 ENCINITAS BLVDSTE 230
ENCINITAS
CA
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 760-652-6353, Fax: None
Chief Compliance Officer
TRAVIS GREENWOOD
CHIEF FINANCIAL OFFICER
662 ENCINITAS BLVD
STE 230
ENCINITAS
CA
United States
Tel:
760-652-6353
T*****@***************M
(Full email address available in API data)
Regulatory Contact
BRENT GRANADO
MANAGING PARTNER
662 ENCINITAS BLVD
STE 230
ENCINITAS
CA
United States
Tel:
760-652-6353
B****@***************M
(Full email address available in API data)
Industry Affiliates
| SWEETWATER PRIVATE EQUITY III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWEETWATER SECONDARIES FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SWEETWATER II E LP | Private Equity Fund | $32.1M | $1.0M | 4 |
| SWEETWATER III A LP | Private Equity Fund | $36.6M | $1.0M | 5 |
| SWEETWATER III B LP | Private Equity Fund | $78.6M | $1.0M | 4 |
| SWEETWATER PRIVATE EQUITY III L.P. | Private Equity Fund | $407.9M | $0.1M | 98 |
| SWEETWATER SECONDARIES AFFILIATES FUND II L.P. | Private Equity Fund | $19.3M | $0.1M | 13 |
| SWEETWATER SECONDARIES FUND II L.P. | Private Equity Fund | $397.5M | $0.1M | 95 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAMETT, JAMES, BUNKER | Individual | GAMETT HOLDCO LLC | MANAGING MEMBER | 12/2021 | > 75% |
| GAMETT, JAMES, BUNKER | Individual | – | MANAGING PARTNER | 04/2018 | < 5% |
| PARISE, GREGORY, DAVID | Individual | – | MANAGING PARTNER | 04/2018 | < 5% |
| GRANADO, BRENT, ANTHONY | Individual | – | MANAGING PARTNER | 06/2018 | < 5% |
| Greenwood, Travis, P. | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| MBSC VENTURES LLC | Domestic Entity | – | MEMBER | 06/2019 | 10-25% |
| GRANADO, BRENT, ANTHONY | Individual | MBSC VENTURES LLC | MANAGING MEMBER | 02/2019 | > 75% |
| GAMETT HOLDCO LLC | Domestic Entity | – | MEMBER | 12/2021 | 50-75% |
| COLLABOR8 PARTNERS LLC | Domestic Entity | – | MEMBER | 12/2021 | 25-50% |
| PARISE, GREGORY, DAVID | Individual | COLLABOR8 PARTNERS LLC | MANAGING MEMBER | 12/2021 | > 75% |