BSP CLO MANAGEMENT LLC
Adviser information for BSP CLO MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 227 |
|---|---|
| Investment Advisory/Research | 107 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $4.2B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $4.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $4.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117734 |
|---|---|
| SEC ERA File Number | 801-117734 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304962 |
| Legal Entity Identifier | None |
Principal Office
9 WEST 57TH STREETSUITE 4920
NEW YORK
NY
United States
Monday - Friday, 8 AM - 5 PM
Tel: 212-588-6770, Fax: 212-588-6769
Chief Compliance Officer
ALEXANDER H. MCMILLAN
9 WEST 57TH STREET
SUITE 4920
NEW YORK
NY
United States
Tel:
212-588-6756
Fax:
212-588-6769
A*********@************************M
(Full email address available in API data)
Regulatory Contact
RICK GALLO
MANAGING DIRECTOR
360 S. ROSEMARY AVENUE
SUITE 1510
WEST PALM BEACH
FL
United States
Tel:
212-588-6739
Fax:
212-588-6769
R******@************************M
(Full email address available in API data)
Industry Affiliates
| ALCENTRA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALCENTRA NY, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND II GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS DEBT FUND IV (NON-US) GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS DEBT FUND IV GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS DISLOCATION FUND GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BENEFIT STREET PARTNERS REAL ESTATE OPPORTUNISTIC DEBT FUND GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS REAL ESTATE OPPORTUNISTIC DEBT FUND II GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS SMA LM GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS SMA-K GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS SMA-L GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS SMA-LK GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS SMA-O GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS SMA-T GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS SPECIAL SITUATIONS GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BENEFIT STREET PARTNERS SPECIAL SITUATIONS II GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BSP CLO SMA I GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BSP COF-T GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BSP COINVEST SMA-N GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BSP COINVEST VEHICLE 1 GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BSP CONTINGENT OPPORTUNITIES GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BSP DEBT FUND V GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BSP FT CLO SMA I GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BSP FT REAL ESTATE OPPORTUNISTIC DEBT FUND II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BSP FT SMA-L GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BSP FT SOF II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BSP SENIOR SECURED OPPORTUNITIES FUND (NON-US) GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BSP SENIOR SECURED OPPORTUNITIES FUND GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BSP SMA-K II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| BSP SOF II (SENIOR SECURED OPPORTUNITIES) GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FRANKLIN BSP CAPITAL ADVISER LLC | Other investment adviser, including financial planners |
| FRANKLIN DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PROVIDENCE DEBT FUND III (NON-US) GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PROVIDENCE DEBT FUND III GP L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BENEFIT STREET PARTNERS CLO XVII, LTD. | Securitized Asset Fund | $505.3M | $0.0M | 1 |
| BENEFIT STREET PARTNERS CLO XXI, LTD | Securitized Asset Fund | $457.6M | $0.0M | 1 |
| BENEFIT STREET PARTNERS CLO XXII, LTD. | Securitized Asset Fund | $410.1M | $0.0M | 1 |
| BENEFIT STREET PARTNERS CLO XXIV, LTD. | Securitized Asset Fund | $509.4M | $0.0M | 1 |
| BENEFIT STREET PARTNERS CLO XXIX, LTD. | Securitized Asset Fund | $506.8M | $0.0M | 2 |
| BENEFIT STREET PARTNERS CLO XXVI, LTD. | Securitized Asset Fund | $409.4M | $0.0M | 1 |
| BENEFIT STREET PARTNERS CLO XXVII, LTD. | Securitized Asset Fund | $406.7M | $0.0M | 6 |
| BENEFIT STREET PARTNERS CLO XXVIII, LTD. | Securitized Asset Fund | $509.9M | $0.0M | 2 |
| BENEFIT STREET PARTNERS CLO XXX, LTD. | Securitized Asset Fund | $431.9M | $0.0M | 1 |
| BENEFIT STREET PARTNERS CLO XXXI, LTD. | Securitized Asset Fund | $507.8M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANLOWE, DAVID, JOSEPH | Individual | – | CHIEF OPERATING OFFICER, INVESTMENT COMMITTEE MANAGER | 03/2017 | < 5% |
| MARTOKEN, BRYAN, ROGER | Individual | – | CHIEF FINANCIAL OFFICER | 03/2017 | < 5% |
| MCMILLAN, ALEXANDER, HOWE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
| PAASCHE, MICHAEL, EUGENE | Individual | – | INVESTMENT COMMITTEE MEMBER | 03/2017 | < 5% |
| POMPLIANO, VINCENT, FRANK | Individual | – | INVESTMENT COMMITTEE MEMBER | 03/2017 | < 5% |
| BSP CLO SMA I MASTER FUND LP | Foreign Entity | – | MEMBER | 07/2019 | > 75% |
| BSP CLO SMA I GP, LP | Foreign Entity | BSP CLO SMA I MASTER FUND LP | GENERAL PARTNER | 07/2019 | |
| BSP CLO SMA I LP | Foreign Entity | BSP CLO SMA I MASTER FUND LP | LIMITED PARTNER | 06/2019 | > 75% |
| BESCLO FEEDER LIMITED | Foreign Entity | BSP CLO SMA I LP | LIMITED PARTNER | 06/2019 | > 75% |
| BSP CLO SMA I GP, LP | Foreign Entity | BSP CLO SMA I LP | GENERAL PARTNER | 06/2019 | |
| BSP CLO SMA ULTIMATE GP | Foreign Entity | BSP CLO SMA I GP, LP | GENERAL PARTNER | 06/2019 | |
| OVERSEAS W.H. INVESTMENT COMPANY LIMITED | Foreign Entity | BESCLO FEEDER LIMITED | SHAREHOLDER | 06/2019 | > 75% |
| CHINA PING AN INSURANCE OVERSEAS (HOLDINGS) LIMITED | Foreign Entity | OVERSEAS W.H. INVESTMENT COMPANY LIMITED | SHAREHOLDER | 06/2019 | > 75% |
| PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. | Foreign Entity | CHINA PING AN INSURANCE OVERSEAS (HOLDINGS) LIMITED | SHAREHOLDER | 06/2019 | > 75% |
| BSP FT CLO SMA I GP, LP | Foreign Entity | BSP CLO SMA I MASTER FUND LP | GENERAL PARTNER | 10/2021 |