CASTLE COAST WEALTH, LLC
Adviser information for CASTLE COAST WEALTH, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 954 | $324.3M |
| Non-Discretionary | 0 | $0 |
| Total | 954 | $324.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 128 | $258.7M |
| HNW Individuals | 163 | $24.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $19.4M |
| Charitable organizations | <5 | $21.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $930,324 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117737 |
|---|---|
| SEC ERA File Number | 801-117737 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298439 |
| Legal Entity Identifier | None |
Principal Office
4225 EXECUTIVE SQUARESUITE 1030
LA JOLLA
CA
United States
Monday - Friday, 9AM - 5PM
Tel: (858) 546-1247, Fax: (858) 546-0792
Websites
Chief Compliance Officer
TINA MITCHELL
1350 COLUMBIA STREET
SUITE 300
SAN DIEGO
CA
United States
Tel:
619-278-0020
Fax:
619-278-0050
C*********@********************M
(Full email address available in API data)
Regulatory Contact
CHARLES GILLESPIE
MANAGING MEMEBER & PRINCIPAL
4225 EXECUTIVE SQUARE
SUITE 1030
LA JOLLA
CA
United States
Tel:
(858) 546-1247
Fax:
(858) 546-0792
C******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GILLESPIE, CHARLES, OTTO | Individual | – | OWNER, MANAGING MEMBER & PRINCIPAL | 01/2019 | > 75% |
| MITCHELL, TINA, LOUISE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
| STEARNS, TYLER, J | Individual | – | PARTNER AND WEALTH MANAGER | 01/2022 | 10-25% |