Hedge Fund Database

WOODWARD DIVERSIFIED CAPITAL, LLC

Adviser information for WOODWARD DIVERSIFIED CAPITAL, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,092 $507.5M
Non-Discretionary 0 $0
Total 1,092 $507.5M

Clients

Type Number RAUM
Individuals 160 $25.8M
HNW Individuals 155 $260.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 9 $176.8M
Pension and profit sharing plans 23 $17.8M
Charitable organizations 13 $5.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 29 $21.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 65.1M
Portfolio Manager 0
Both for Same 188.9M
Portfolio Manager to Program Sponsor
WOODWARD DIVERSIFIED CAPITAL WRAP PROGRAM WOODWARD DIVERSIFIED CAPITAL, LLC

Identifiers

SEC RIA File Number 801-117741
SEC ERA File Number 801-117741
SEC CIK Numbers 1846177
SEC CRD Numbers 306299
Legal Entity Identifier None

Principal Office

5401 BUSINESS PARK SOUTH
#217
BAKERSFIELD
CA
United States
Monday - Friday, 7:00 AM TO 4:00 PM
Tel: 661-498-7500, Fax: 661-498-7509

Websites

twitter.com/woodwarddivers1 www.woodwarddiversifiedcapital.com

Chief Compliance Officer

THOMAS WOODWARD
PARTNER
5401 BUSINESS PARK SOUTH
#217
BAKERSFIELD
CA
United States
Tel: (661) 498-7502
(Full email address available in API data)

Regulatory Contact

GABRIEL WOODWARD
PARTNER
5401 BUSINESS PARK SOUTH
#217
BAKERSFIELD
CA
United States
Tel: (661) 498-7503
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
WDC BIOTECH FUND I, LLC Private Equity Fund $0.0M $0.0M 17
WDC CREDIT FUND, LLC Private Equity Fund $8.5M $0.3M 57
WDC ENERGY II GREEN RIVER LLC Private Equity Fund $34.9M $0.3M 99
WDC ENERGY, LLC Private Equity Fund $116.9M $0.3M 84
WDC FUND 1, LLC Private Equity Fund $0.0M $0.3M 67
WDC QUALIFIED CREDIT FUND, LLC Private Equity Fund $2.6M $0.3M 45
WDC RONDO, LLC Private Equity Fund $6.6M $0.0M 7
WDC SPACE X, LLC Private Equity Fund $2.6M $0.0M 45
WDC TECHNOLOGY FUND 1, LLC Private Equity Fund $4.7M $0.0M 39

Control Persons

Name Type Entity Title Since Ownership
WOODWARD, GABRIEL, THOMAS Individual – PARTNER 10/2019 25-50%
WOODWARD, BEAU, THOMAS Individual – PARTNER 10/2019 25-50%
WOODWARD, THOMAS, DORSEY Individual – PARTNER, CHIEF COMPLIANCE OFFICER 10/2019 25-50%

No. Employees, Historic

105020192020202120222023202420253 on 11/5/20193 on 3/30/20203 on 4/7/20203 on 6/24/20203 on 9/25/20203 on 2/3/20213 on 7/7/20213 on 10/27/20213 on 3/28/20223 on 9/19/20223 on 9/22/20223 on 10/5/20223 on 10/15/20225 on 3/27/20235 on 6/3/20235 on 10/10/20235 on 3/13/2024

RAUM, Historic

600M300M0202020212022202320242025224122969 on 3/30/2020224122969 on 4/7/2020224122969 on 6/24/2020224122969 on 9/25/2020390414891 on 2/3/2021390414891 on 7/7/2021390414891 on 10/27/2021390586460 on 3/28/2022390586460 on 9/19/2022390586460 on 9/22/2022390586460 on 10/5/2022390586460 on 10/15/2022476211594 on 3/27/2023476211594 on 6/3/2023476211594 on 10/10/2023507517232 on 3/13/2024

No. Clients, Historic

400200020192020202120222023202420250 on 11/5/2019185 on 3/30/2020185 on 4/7/2020185 on 6/24/2020185 on 9/25/2020327 on 2/3/2021327 on 7/7/2021327 on 10/27/2021335 on 3/28/2022335 on 9/19/2022335 on 9/22/2022335 on 10/5/2022335 on 10/15/2022315 on 3/27/2023315 on 6/3/2023315 on 10/10/2023389 on 3/13/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 638K 6K –
ABBOTT LABS COM 659K 6K –
ABBVIE INC COM 2M 9K –
ABRDN PLATINUM ETF TRUST PHYSCL PLATM SHS 479K 5K –
ADOBE INC COM 409K 737 –
ADVANCED MICRO DEVICES INC COM 570K 4K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 598K 8K –
ALPHABET INC CAP STK CL A 2M 11K –
ALPHABET INC CAP STK CL C 2M 8K –
ALTRIA GROUP INC COM 760K 17K –
AMAZON COM INC COM 4M 19K –
AMERICAN ELEC PWR CO INC COM 405K 5K –
AMERICAN EXPRESS CO COM 218K 942 –
AMGEN INC COM 2M 6K –
APPLE INC COM 12M 57K –
APPLIED MATLS INC COM 881K 4K –
AT&T INC COM 1M 75K –
AUTOMATIC DATA PROCESSING IN COM 248K 1K –
BANK AMERICA CORP COM 2M 44K –
BANK NEW YORK MELLON CORP COM 453K 8K –
BERKLEY W R CORP COM 264K 3K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 912K 2K –
BLACKROCK INC COM 821K 1K –
BLACKSTONE INC COM 244K 2K –
BOEING CO COM 318K 2K –
BOSTON SCIENTIFIC CORP COM 206K 3K –
BROADCOM INC COM 2M 1K –
CALIFORNIA RES CORP COM STOCK 290K 5K –
CATERPILLAR INC COM 1M 4K –
CHEVRON CORP NEW COM 8M 54K –
CHIPOTLE MEXICAN GRILL INC COM 323K 5K –
CISCO SYS INC COM 1M 23K –
CITIGROUP INC COM NEW 315K 5K –
COCA COLA CO COM 714K 11K –
COMCAST CORP NEW CL A 481K 12K –
CONOCOPHILLIPS COM 1M 9K –
COSTCO WHSL CORP NEW COM 241K 284 –
CROWDSTRIKE HLDGS INC CL A 2M 6K –
CROWN CASTLE INC COM 305K 3K –
CSX CORP COM 444K 13K –
CVB FINL CORP COM 335K 19K –
DANAHER CORPORATION COM 428K 2K –
DATADOG INC CL A COM 888K 7K –
DIAMONDBACK ENERGY INC COM 276K 1K –
DOUBLELINE INCOME SOLUTIONS COM 508K 41K –
DOW INC COM 692K 13K –
EASTMAN CHEM CO COM 316K 3K –
ELI LILLY & CO COM 4M 4K –
EMERSON ELEC CO COM 2M 22K –
ENBRIDGE INC COM 260K 7K –
ENERGY TRANSFER L P COM UT LTD PTN 383K 24K –
ENTERPRISE PRODS PARTNERS L COM 438K 15K –
EOG RES INC COM 221K 2K –
EXXON MOBIL CORP COM 8M 69K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 219K 4K –
FIFTH THIRD BANCORP COM 478K 13K –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 476K 8K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 429K 5K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 540K 3K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 1M 22K –
FORD MTR CO DEL COM 407K 32K –
GALLAGHER ARTHUR J & CO COM 1M 4K –
GAMING & LEISURE PPTYS INC COM 274K 6K –
GE AEROSPACE COM NEW 217K 1K –
GENELUX CORPORATION COM 2M 1M –
GENERAL DYNAMICS CORP COM 609K 2K –
HEALTHPEAK PROPERTIES INC COM 224K 11K –
HOME DEPOT INC COM 2M 5K –
HUNTINGTON BANCSHARES INC COM 249K 19K –
ILLINOIS TOOL WKS INC COM 213K 900 –
INTEL CORP COM 352K 11K –
INTERNATIONAL BUSINESS MACHS COM 2M 11K –
INVESCO QQQ TR UNIT SER 1 696K 1K –
INVESTMENT MANAGERS SER TR I AXS ASTORIA INFL 232K 16K –
ISHARES GOLD TR ISHARES NEW 426K 10K –
ISHARES TR 1 3 YR TREAS BD 467K 6K –
ISHARES TR 3 7 YR TREAS BD 347K 3K –
ISHARES TR CORE HIGH DV ETF 300K 3K –
ISHARES TR ISHS 1-5YR INVS 291K 6K –
ISHARES TR ISHS 5-10YR INVT 239K 5K –
ISHARES TR SHORT TREAS BD 657K 6K –
JOHNSON & JOHNSON COM 2M 17K –
JOHNSON CTLS INTL PLC SHS 346K 5K –
JPMORGAN CHASE & CO. COM 2M 12K –
KINDER MORGAN INC DEL COM 680K 34K –
L3HARRIS TECHNOLOGIES INC COM 269K 1K –
LAM RESEARCH CORP COM 925K 869 –
LAMAR ADVERTISING CO NEW CL A 545K 5K –
LOCKHEED MARTIN CORP COM 487K 1K –
MARATHON PETE CORP COM 360K 2K –
MARSH & MCLENNAN COS INC COM 203K 963 –
MASTERCARD INCORPORATED CL A 411K 931 –
MCDONALDS CORP COM 641K 3K –
MCKESSON CORP COM 238K 407 –
MEDTRONIC PLC SHS 391K 5K –
MERCADOLIBRE INC COM 1M 704 –
MERCK & CO INC COM 1M 10K –
META PLATFORMS INC CL A 2M 4K –
METLIFE INC COM 816K 12K –
MICROSOFT CORP COM 10M 23K –
MINISO GROUP HLDG LTD SPONSORED ADS 479K 25K –
NETFLIX INC COM 832K 1K –
NIKE INC CL B 244K 3K –
NORFOLK SOUTHN CORP COM 264K 1K –
NUCOR CORP COM 374K 2K –
NVIDIA CORPORATION COM 10M 81K –
OCCIDENTAL PETE CORP COM 409K 6K –
OCULAR THERAPEUTIX INC COM 77K 11K –
ORACLE CORP COM 498K 4K –
PALO ALTO NETWORKS INC COM 1M 3K –
PARKER-HANNIFIN CORP COM 860K 2K –
PEPSICO INC COM 1M 8K –
PFIZER INC COM 1M 40K –
PHILIP MORRIS INTL INC COM 828K 8K –
PNC FINL SVCS GROUP INC COM 587K 4K –
PROCTER AND GAMBLE CO COM 2M 12K –
PROLOGIS INC. COM 533K 5K –
PRUDENTIAL FINL INC COM 841K 7K –
PUBLIC SVC ENTERPRISE GRP IN COM 403K 5K –
QUALCOMM INC COM 1M 5K –
RH COM 293K 1K –
RITHM CAPITAL CORP COM NEW 319K 29K –
RTX CORPORATION COM 490K 5K –
SACHEM CAP CORP COM 88K 34K –
SALESFORCE INC COM 210K 815 –
SHELL PLC SPON ADS 269K 4K –
SHOPIFY INC CL A 1M 17K –
SNOWFLAKE INC CL A 344K 3K –
SOUTHERN CALIF BANCORP COM 182K 14K –
SOUTHERN CO COM 741K 10K –
SPDR GOLD TR GOLD SHS 679K 3K –
STARWOOD PPTY TR INC COM 915K 48K –
TESLA INC COM 918K 5K –
THERMO FISHER SCIENTIFIC INC COM 206K 372 –
T-MOBILE US INC COM 218K 1K –
TRICO BANCSHARES COM 1M 31K –
TURBO ENERGY S A SPON ADS 33K 29K –
TWILIO INC CL A 454K 8K –
UNITED PARCEL SERVICE INC CL B 256K 2K –
UNITEDHEALTH GROUP INC COM 312K 613 –
US BANCORP DEL COM NEW 542K 14K –
VANGUARD INDEX FDS REAL ESTATE ETF 950K 11K –
VANGUARD INDEX FDS S&P 500 ETF SHS 597K 1K –
VANGUARD WORLD FD COMM SRVC ETF 1M 9K –
VANGUARD WORLD FD CONSUM DIS ETF 721K 2K –
VANGUARD WORLD FD CONSUM STP ETF 1M 5K –
VANGUARD WORLD FD ENERGY ETF 1M 8K –
VANGUARD WORLD FD FINANCIALS ETF 1M 12K –
VANGUARD WORLD FD HEALTH CAR ETF 1M 4K –
VANGUARD WORLD FD INDUSTRIAL ETF 1M 5K –
VANGUARD WORLD FD INF TECH ETF 2M 3K –
VANGUARD WORLD FD MATERIALS ETF 967K 5K –
VANGUARD WORLD FD UTILITIES ETF 1M 7K –
VERIZON COMMUNICATIONS INC COM 2M 46K –
WALMART INC COM 1M 20K –
WASTE MGMT INC DEL COM 336K 2K –
WELLS FARGO CO NEW COM 5M 85K –
WHEATON PRECIOUS METALS CORP COM 220K 4K –
WP CAREY INC COM 270K 5K –