AFINITIV LLC
Adviser information for AFINITIV LLC last updated from Form ADV on August 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MAY |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $323,300 |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $323,300 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $177,000 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $95,000 |
| Charitable organizations | 1 | $51,300 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPublication of periodicals or newslettersEducational seminars/workshopsONLINE 'ROBO' ADVICE, WHICH PROVIDES PORTFOLIO RECOMMENDATIONS ON THE BASIS OF RESPONSES TO AN ONLINE QUESTIONNAIRE. |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-117750 |
|---|---|
| SEC ERA File Number | 801-117750 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305672 |
| Legal Entity Identifier | None |
Principal Office
30 NORTH GOULD STREETSUITE R
SHERIDAN
WY
United States
24/7 ONLINE, 24/7
Tel: +61404730453, Fax: None
Chief Compliance Officer
TRISTAN BOYD
30 NORTH GOULD STREET
SUITE R
SHERIDAN
WY
United States
Tel:
+61 413 563 884
T***@***********M
(Full email address available in API data)
Regulatory Contact
RICHARD MACRAE GORDON
30 NORTH GOULD STREET
SUITE R
SHERIDAN
WY
United States
Tel:
+61404730453
R******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Gordon, Richard, Macrae | Individual | – | FOUNDER | 08/2019 | < 5% |
| Boyd, Tristan, Arnold Alfred | Individual | – | CCO | 10/2019 | < 5% |