DUMAINE INVESTMENTS LLC
Adviser information for DUMAINE INVESTMENTS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 261 | $164.4M |
| Non-Discretionary | 19 | $33.6M |
| Total | 280 | $198.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 43 | $18.1M |
| HNW Individuals | 39 | $92.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $31.0M |
| Other | 12 | $56.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersWEALTH ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-117762 |
|---|---|
| SEC ERA File Number | 801-117762 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306481 |
| Legal Entity Identifier | None |
Principal Office
650 POYDRAS STREETSUITE 1010
NEW ORLEANS
LA
United States
Monday - Friday, 08:30 A.M. - 05:00 P.M.
Tel: 504-521-7350, Fax: 504-521-7150
Chief Compliance Officer
CLIFFORD FRERET FAVROT
PRESIDENT
650 POYDRAS STREET
SUITE 1010
NEW ORLEANS
LA
United States
Tel:
504-521-7355
Fax:
504-521-7150
C******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FAVROT, CLIFFORD, FRERET | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 11/2019 | > 75% |