SOUTHBRIDGE ADVISORS, LLC
Adviser information for SOUTHBRIDGE ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 610 | $266.5M |
| Non-Discretionary | 10 | $36.5M |
| Total | 620 | $303.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 136 | $39.2M |
| HNW Individuals | 116 | $167.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 24 | $90.0M |
| Charitable organizations | <5 | $156,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $6.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 19 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 10.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SOUTHBRIDGE ADVISORS' WRAP PROGRAM | SOUTHBRIDGE ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-117769 |
|---|---|
| SEC ERA File Number | 801-117769 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306075 |
| Legal Entity Identifier | None |
Principal Office
533 JOHNSON FERRY ROADSUITE 200
MARIETA
GA
United States
Monday - Friday, 8AM - 5PM
Tel: 866-797-8693, Fax: None
Chief Compliance Officer
TODD FIELDS
MANAGING MEMBER
533 JOHNSON FERRY ROAD
SUITE 200
MARIETA
GA
United States
Tel:
866-797-8693
T***@*****************M
(Full email address available in API data)
Industry Affiliates
| SNIDERMAN WEALTH MANAGEMENT LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIELDS, MICHAEL, TODD | Individual | – | MEMBER/CCO | 11/2019 | 10-25% |
| BROWN, LOUIS, J | Individual | – | MEMBER | 11/2019 | 10-25% |
| DONNELL, ROBERT, Y. | Individual | – | MEMBER | 11/2019 | 10-25% |
| RICHERSON, GEORGE, WAYNE | Individual | – | MEMBER | 11/2019 | 10-25% |
| SNIDERMAN, JEROLD, MARTIN | Individual | – | MEMBER | 11/2019 | 10-25% |