ASSUREDPARTNERS INVESTMENT ADVISORS
ASSUREDPARTNERS INVESTMENT ADVISORS, LLC Legal Name
Adviser information for ASSUREDPARTNERS INVESTMENT ADVISORS last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 15 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 601 | $179.0M |
| Non-Discretionary | 0 | $0 |
| Total | 601 | $179.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 199 | $68.2M |
| HNW Individuals | 56 | $110.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $179,110 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 139 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsREFERRALS TO UNAFFILIATED INVESTMENT ADVISERS, COLLEGE PLANNING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCOMPENSATION RELATED TO REFERRALS |
Identifiers
| SEC RIA File Number | 801-117771 |
|---|---|
| SEC ERA File Number | 801-117771 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309550 |
| Legal Entity Identifier | None |
Principal Office
4600 W. CYPRESS STREETSUITE 405
TAMPA
FL
United States
BY APPOINTMENT, 9:00 A.M. - 5:00 P.M.
Tel: 407-708-0050, Fax: None
Chief Compliance Officer
JUSTIN CALLAHAM
PRESIDENT
4600 W. CYPRESS STREET
SUITE 405
TAMPA
FL
United States
Tel:
407-708-0050
J**************@******************M
(Full email address available in API data)
Industry Affiliates
| ASSUREDPARTNERS CAPITAL, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ASSUREDPARTNERS CAPITAL, INC. | Domestic Entity | – | SOLE MEMBER | 04/2019 | > 75% |
| Callaham, Justin, P. | Individual | – | PRESIDENT / CCO | 05/2019 | < 5% |
| Vrendenburg, Paul, Andrew | Individual | – | ELECTED MANAGER | 05/2019 | < 5% |
| KINNETT, STANLEY, K | Individual | – | SECRETARY | 05/2019 | < 5% |
| HIRZEL IV PURPOSE TRUST | Foreign Entity | APAX GUERNSEY (HOLDCO) PCC LIMITED APAX IX CELL | SHAREHOLDER | 03/2016 | > 75% |
| APAX GUERNSEY (HOLDCO) PCC LIMITED APAX IX CELL | Foreign Entity | APAX IX GP CO. LIMITED | SHAREHOLDER | 10/2015 | > 75% |
| APAX IX GP CO. LIMITED | Foreign Entity | APAX IX USD GP L.P. INC. | GENERAL PARTNER | 12/2015 | |
| APAX IS USD GP L.P. INC. | Foreign Entity | APAX IX USD L.P. | GENERAL PARTNER | 12/2015 | |
| APAX IX USD GP L.P. INC. | Foreign Entity | A9 USD (FEEDER) L.P. | GENERAL PARTNER | 12/2015 | |
| A9 USD (FEEDER) L.P. | Foreign Entity | APAX IX USD L.P. | LIMITED PARTNER | 05/2016 | 25-50% |
| APAX IX USD L.P. | Foreign Entity | YOGI BERRA AGGREGATOR LP | LIMITED PARTNER | 02/2019 | 50-75% |
| APAX IX GP CO. LIMITED | Foreign Entity | YOGI BERRA AGGREGATOR GP CO. LIMITED | SHAREHOLDER | 02/2019 | > 75% |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | Foreign Entity | YOGI BERRA AGGREGATOR LP | GENERAL PARTNER | 02/2019 | |
| YOGI BERRA AGGREGATOR GP CO. LIMITED | Foreign Entity | THE ASSUREDPARTNERS GROUP GP, LLC | MEMBER | 05/2019 | 50-75% |
| GTCR FUND XII/A LP | Domestic Entity | GTCR (AP) INVESTORS LP | LIMITED PARTNER | 05/2019 | 25-50% |
| GTCR INVESTMENT XII LLC | Domestic Entity | GTCR PARTNERS XII/A&C LP | GENERAL PARTNER | 04/2017 | |
| GTCR PARTNERS XII/A&C LP | Domestic Entity | GTCR FUND XII/A LP | GENERAL PARTNER | 04/2017 | |
| GTCR PARTNERS XII/A&C LP | Domestic Entity | THE ASSUREDPARTNERS GROUP GP, LLC | MEMBER | 02/2019 | 50-75% |
| THE ASSUREDPARTNERS GROUP GP, LLC | Domestic Entity | THE ASSUREDPARTNERS GROUP LP | GENERAL PARTNER | 05/2019 | |
| GTCR (AP) INVESTORS LP | Domestic Entity | THE ASSUREDPARTNERS GROUP LP | LIMITED PARTNER | 02/2019 | 50-75% |
| YOGI BERRA AGGREGATOR LP | Foreign Entity | THE ASSUREDPARTNERS GROUP LP | LIMITED PARTNER | 05/2019 | 25-50% |
| THE ASSUREDPARTNERS GROUP LP | Domestic Entity | DOLPHIN TOPCO, INC. | SHAREHOLDER | 05/2019 | > 75% |
| DOLPHIN TOPCO, INC. | Domestic Entity | DOLPHIN MIDCO, INC. | SHAREHOLDER | 10/2015 | > 75% |
| Ward, Jacqueline, Mary Le Maitre | Individual | HIRZEL IV PURPOSE TRUST | TRUSTEE | 05/2010 | |
| DOLPHIN MIDCO, INC. | Domestic Entity | ASSUREDPARTNERS, INC. | SHAREHOLDER | 10/2015 | > 75% |
| ASSUREDPARTNERS, INC. | Domestic Entity | ASSUREDPARTNERS CAPITAL, INC. | SHAREHOLDER | 07/2011 | > 75% |
| GUILLE, ANDREW, WILLIAM | Individual | HIRZEL IV PURPOSE TRUST | TRUSTEE | 12/2018 | |
| CRESSWELL, SIMON, BERNARD | Individual | HIRZEL IV PURPOSE TRUST | ENFORCER | 09/2015 |