Hedge Fund Database

BEAUMONT CAPITAL MANAGEMENT, LLC

Adviser information for BEAUMONT CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 302 $155.3M
Non-Discretionary 0 $0
Total 302 $155.3M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $2.0M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities <5 $78.8M
Other investment advisers <5 $4.1M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 258 $70.4M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsWRAP PROGRAM/MODEL MANAGER/SUB-ADVISOR
Compensation % of AUMWRAP MANAGER AND SUB-ADVISOR

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 2.1B
Both for Same 0
Portfolio Manager to Program Sponsor
ADVISORY RELATIONSHIP AGREEMENT SMARTX
ASSETMARK PLATFORM ASSETMARK, INC
CASTLEVIEW CASTLEVIEW PARTNERS, LLC
MANAGER ACCESS SELECT LPL FINANCIAL, INC.
ENVESTNET DIRECT WRAP PROGRAM ENVESTNET ASSET MANAGEMENT, INC.
FIDELITY / NATIONAL FINANCIAL (MAS) FIDELITY INVESTMENTS (VIA ENVESTNET)
LPL FINANCIAL, INC. MANAGER SELECT FOR AXA LPL FINANCIAL INC., MANAGER SELECT
DMA/MASTERS/PERSONALIZED UMA WELLS FARGO
MODEL DATA DISTRIBUTORS ADHESION
MODEL MANAGER AGREEMENT SIMPLICITY SOLUTIONS
MODELXCHANGE AMERICAN TRUST COMPANY

Identifiers

SEC RIA File Number 801-117772
SEC ERA File Number 801-117772
SEC CIK Numbers 1806628
SEC CRD Numbers 306354
Legal Entity Identifier None

Principal Office

125 NEWBURY ST
4TH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 888-777-0535, Fax: None

Websites

www.linkedin.com/company/4992438/ investbcm.com www.facebook.com/beaumont-capital-management-bcm-231399580359068/ blog.investbcm.com twitter.com/invest_bcm

Chief Compliance Officer

RAUL VILLEGAS
125 NEWBURY ST
4TH FLOOR
BOSTON
MA
United States
Tel: 888-777-0535
(Full email address available in API data)

Regulatory Contact

DENIS REZENDES
PARTNER, PORTFOLIO MANAGER
125 NEWBURY ST
4TH FLOOR
BOSTON
MA
United States
Tel: 888-777-0535
(Full email address available in API data)

Industry Affiliates

ALGORITHMIC INVESTMENT MODELS, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RICE, ANDREW, PHILIP Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
VILLEGAS, RAULIN, KEITH Individual – CHIEF COMPLIANCE OFFICER 07/2021 < 5%
ALGORITHMIC RESEARCH AND TRADING, LLC Domestic Entity – EQUITY OWNER 12/2021 > 75%
RICE, TODD, MATTHEW Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021 25-50%
REZENDES, DENIS, JOHN Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
RYAN, BRENDAN, DENNIS Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
BULGER, JAMES, JOHN Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
DIXON, DANIEL, JOSEPH Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
ANDERSON, BRANDON, M Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
KLAPMAN, JARED, ALBERT Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
DOYLE, COURTNEY, ARLENE Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
BENNETT, GORDON, ERIC Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
KENNEY, KAITLYN, MARIE Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
Driscoll, David Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021
OSBORN, KEVIN, BURDICK Individual ALGORITHMIC RESEARCH AND TRADING, LLC PARTNER 12/2021

No. Employees, Historic

30150201920202021202220232024202524 on 11/11/201921 on 1/13/202023 on 3/25/202023 on 4/29/202023 on 6/18/202014 on 10/5/202014 on 3/29/202114 on 5/25/202114 on 5/25/202114 on 8/6/202114 on 11/3/20218 on 3/21/20228 on 7/27/20228 on 8/8/20229 on 3/21/20239 on 6/8/202310 on 3/22/2024

RAUM, Historic

400M200M02019202020212022202320242025399516982 on 11/11/2019399516982 on 1/13/202090312248 on 3/25/2020100382134 on 4/29/2020100382134 on 6/18/202097283423 on 10/5/2020108735556 on 3/29/2021109825469 on 5/25/2021109825469 on 5/25/2021109825469 on 8/6/2021109825469 on 11/3/2021215012106 on 3/21/2022215012106 on 7/27/2022215012106 on 8/8/2022166527499 on 3/21/2023166527499 on 6/8/2023155335628 on 3/22/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251275 on 11/11/20191275 on 1/13/2020585 on 3/25/2020641 on 4/29/2020641 on 6/18/2020638 on 10/5/2020384 on 3/29/2021365 on 5/25/2021365 on 5/25/2021365 on 8/6/2021365 on 11/3/2021345 on 3/21/2022345 on 7/27/2022345 on 8/8/2022276 on 3/21/2023276 on 6/8/2023263 on 3/22/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AGF INVTS TR US MARKET NETRL 1M 65K –
ALPS ETF TR OSHARES US QUALT 5M 106K –
ALPS ETF TR ALERIAN MLP 3M 53K –
DOUBLELINE ETF TRUST OPPORTUNISTIC BD 1M 27K –
FIDELITY COVINGTON TRUST MSCI CONSM DIS 4M 50K –
FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 4M 82K –
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 497K 4K –
GLOBAL X FDS GBL X FTSE ETF 563K 39K –
INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 505K 6K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 1M 15K –
ISHARES INC MSCI EMRG CHN 2M 30K –
ISHARES TR NATIONAL MUN ETF 2M 23K –
ISHARES TR INTRM GOV CR ETF 389K 4K –
ISHARES TR GOV/CRED BD ETF 288K 3K –
ISHARES TR RUS MID CAP ETF 289K 4K –
ISHARES TR LATN AMER 40 ETF 360K 15K –
ISHARES TR USD INV GRDE ETF 4M 80K –
ISHARES TR S&P MC 400VL ETF 232K 2K –
ISHARES TR RUS 1000 VAL ETF 3M 17K –
ISHARES TR CORE US AGGBD ET 4M 42K –
ISHARES TR MSCI INDIA ETF 1M 19K –
POWERSHARES ACTIVELY MANAGED VAR RATE INVT 4M 150K –
SCHWAB STRATEGIC TR US TIPS ETF 2M 29K –
SELECT SECTOR SPDR TR SBI CONS STPLS 4M 54K –
SELECT SECTOR SPDR TR FINANCIAL 4M 99K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 4M 28K –
SELECT SECTOR SPDR TR INDL 4M 33K –
SELECT SECTOR SPDR TR ENERGY 4M 49K –
SELECT SECTOR SPDR TR SBI INT-UTILS 4M 63K –
SELECT SECTOR SPDR TR SBI MATERIALS 4M 45K –
SELECT SECTOR SPDR TR RL EST SEL SEC 4M 102K –
SELECT SECTOR SPDR TR TECHNOLOGY 4M 19K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2M 48K –
SPDR SER TR S&P BK ETF 217K 5K –
SPDR SER TR S&P OILGAS EXP 2M 10K –
SPDR SER TR S&P CAP MKTS 516K 5K –
SPDR SER TR PORTFOLIO AGRGTE 14M 570K –
VANGUARD INDEX FDS MID CAP ETF 5M 21K –
VANGUARD INDEX FDS SML CP GRW ETF 2M 10K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 3M 58K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 248K 2K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 16K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 3M 35K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 6M 124K –
WISDOMTREE TR BLMBG US BULL 3M 103K –
WISDOMTREE TR CHINADIV EX FI 2M 71K –
WISDOMTREE TR INDIA ERNGS FD 2M 43K –