GREENLEAF FINANCIAL GROUP
GREENLEAF FINANCIAL GROUP, LLC Legal Name
Adviser information for GREENLEAF FINANCIAL GROUP last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 420 | $130.9M |
| Non-Discretionary | 32 | $8.7M |
| Total | 452 | $139.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $31.9M |
| HNW Individuals | 57 | $107.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $98,487 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-117775 |
|---|---|
| SEC ERA File Number | 801-117775 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137933 |
| Legal Entity Identifier | None |
Principal Office
13295 ILLINOIS STSUITE 322
CARMEL
IN
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 317-993-3384, Fax: None
Chief Compliance Officer
KATHLEEN HARTMAN
PRINCIPAL
13295 ILLINOIS ST
SUITE 322
CARMEL
IN
United States
Tel:
317-993-3384
K*******@***************M
(Full email address available in API data)
Regulatory Contact
JENNIFER HARTMAN
PRINCIPAL
1239 S. RIMPAU BLVD.
LOS ANGELES
CA
United States
Tel:
323-395-8801
J*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARTMAN, KATHLEEN, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2005 | 50-75% |
| HARTMAN, JENNIFER, SUE | Individual | – | PRINCIPAL | 03/2006 | 50-75% |