CHESAPEAKE FINANCIAL PLANNING
BAY FINANCIAL PLANNING & TAX SERVICES, LLC Legal Name
Adviser information for CHESAPEAKE FINANCIAL PLANNING last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 820 | $152.9M |
| Non-Discretionary | 0 | $0 |
| Total | 820 | $152.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 286 | $80.2M |
| HNW Individuals | 37 | $71.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesFEE FOR MONITORING THIRD PARTY MANAGERS |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 52.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WEALTHPORT WRAP | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. |
Identifiers
| SEC RIA File Number | 801-117791 |
|---|---|
| SEC ERA File Number | 801-117791 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283715 |
| Legal Entity Identifier | None |
Principal Office
71 OLD MILL BOTTOM ROAD NORTHSUITE 201
ANNAPOLIS
MD
United States
Monday - Friday, 8:30 AM -4:30 PM
Tel: 410-974-0410, Fax: 410-974-0614
Chief Compliance Officer
ELIZABETH BENNETT
MEMBER
71 OLD MILL BOTTOM ROAD NORTH
SUITE 201
ANNAPOLIS
MD
United States
Tel:
410-974-0410
Fax:
410-974-0614
B***@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BENNETT, ELIZABETH, M | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 04/2016 | > 75% |