Hedge Fund Database

RUNNING POINT CAPITAL ADVISORS LLC

Adviser information for RUNNING POINT CAPITAL ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 575 $483.7M
Non-Discretionary 37 $25.7M
Total 612 $509.4M

Clients

Type Number RAUM
Individuals 26 $5.9M
HNW Individuals 103 $483.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $933,734
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.6M
Other <5 $16.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-117793
SEC ERA File Number 801-117793
SEC CIK Numbers 1840629
SEC CRD Numbers 306275
Legal Entity Identifier None

Principal Office

101 NORTH PACIFIC COAST HIGHWAY
SUITE 305
EL SEGUNDO
CA
United States
Monday - Friday, 9AM-5PM
Tel: 424-502-3501, Fax: None

Websites

www.runningpointcapital.com

Chief Compliance Officer

JAMES SCHLAGER
101 NORTH PACIFIC COAST HIGHWAY
SUITE 305
EL SEGUNDO
CA
United States
Tel: 424-502-3501
(Full email address available in API data)

Industry Affiliates

RUNNING POINT CAPITAL INSURANCE AGENCY, LLC Insurance company or agency
RUNNING POINT TAX & CONSULTING LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCHLAGER, JAMES, FREDERICK Individual – CEO AND CCO, MANAGER 09/2019 > 75%
SCHULMAN, MICHAEL, ASHLEY Individual – CHIEF INVESTMENT OFFICER 10/2019 5-10%

No. Employees, Historic

105020192020202120222023202420252 on 11/14/20192 on 12/17/20192 on 1/27/20205 on 3/30/20205 on 6/15/20205 on 9/22/20205 on 11/2/20205 on 12/4/20208 on 3/30/20218 on 9/9/20216 on 3/31/20226 on 4/21/20228 on 3/28/20238 on 3/28/2024

RAUM, Historic

600M300M020192020202120222023202420250 on 11/14/20190 on 12/17/20190 on 1/27/2020218247934 on 3/30/2020218247934 on 6/15/2020218247934 on 9/22/2020218247934 on 11/2/2020218247934 on 12/4/2020387666581 on 3/30/2021387666581 on 9/9/2021376212039 on 3/31/2022376212039 on 4/21/2022473861850 on 3/28/2023509376789 on 3/28/2024

No. Clients, Historic

200100020192020202120222023202420250 on 11/14/20190 on 12/17/20190 on 1/27/202077 on 3/30/202077 on 6/15/202077 on 9/22/202077 on 11/2/202077 on 12/4/2020182 on 3/30/2021182 on 9/9/2021146 on 3/31/2022146 on 4/21/2022133 on 3/28/2023132 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 335K 3K –
ABBVIE INC COM 581K 3K –
ALPHABET INC CAP STK CL C 148K 807 –
ALPHABET INC CAP STK CL A 257K 1K –
AMAZON COM INC COM 503K 3K –
AMERICAN CENTY ETF TR US SML CP VALU 4M 45K –
APPLE INC COM 3M 14K –
APPLIED MATLS INC COM 442K 2K –
ARES MANAGEMENT CORPORATION CL A COM STK 5M 36K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 441K 1K –
BEYOND MEAT INC COM 231K 34K –
BLACKSTONE MTG TR INC COM CL A 824K 47K –
BONDBLOXX ETF TRUST BLOOMBERG SIX MN 799K 16K –
BONDBLOXX ETF TRUST CCC RT USD HI YL 972 26 –
CHEVRON CORP NEW COM 484K 3K –
CITIGROUP INC COM NEW 452K 7K –
DIMENSIONAL ETF TRUST US EQUITY ETF 6K 104 –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 38K 632 –
DIMENSIONAL ETF TRUST US TARGETED VLU 368K 7K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 5M 158K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 2M 47K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 758K 21K –
ELI LILLY & CO COM 2M 2K –
EXXON MOBIL CORP COM 746K 6K –
FIDELITY COVINGTON TRUST LOW VOLITY ETF 8M 144K –
FIRST TR EXCH TRADED FD III CALIF MUN INCM 2M 31K –
FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 253K 6K –
FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 254K 12K –
GLOBAL X FDS X EMERGING MKT 5M 220K –
GLOBAL X FDS CLOUD COMPUTNG 2K 100 –
GLOBAL X FDS US PFD ETF 244K 12K –
GLOBAL X FDS GLOBAL X URANIUM 2K 84 –
GOLDMAN SACHS ETF TR EQUAL WEIGHT US 804K 11K –
HOME DEPOT INC COM 435K 1K –
INVESCO EXCH TRADED FD TR II PFD ETF 78K 7K –
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 679K 29K –
INVESCO EXCH TRADED FD TR II GLOBAL WATER 117K 3K –
INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 425 21 –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 14M 70K –
INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 6K 141 –
INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 34K 3K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 4M 71K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 34K 329 –
INVESCO EXCHANGE TRADED FD T S&P MDCP400 VL 7K 63 –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 809K 13K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 10K 260 –
INVESCO EXCHANGE TRADED FD T FINL PFD ETF 242K 16K –
INVESCO QQQ TR UNIT SER 1 22M 45K –
INVESCO QQQ TR UNIT SER 1 96K 200 –
ISHARES GOLD TR SHARES REPRESENT 2M 88K –
ISHARES INC MSCI GBL MIN VOL 98K 935 –
ISHARES INC MSCI EQUAL WEITE 8M 86K –
ISHARES INC CORE MSCI EMKT 15M 276K –
ISHARES INC MSCI EMRG CHN 3K 45 –
ISHARES INC MSCI SINGPOR ETF 19 1 –
ISHARES INC MSCI GBL ETF NEW 6K 135 –
ISHARES TR CORE S&P TTL STK 169K 1K –
ISHARES TR CORE S&P500 ETF 264K 483 –
ISHARES TR CORE US AGGBD ET 2M 17K –
ISHARES TR MSCI EMG MKT ETF 2M 52K –
ISHARES TR IBOXX INV CP ETF 1M 11K –
ISHARES TR 20 YR TR BD ETF 377K 4K –
ISHARES TR 1 3 YR TREAS BD 30K 363 –
ISHARES TR RUS MID CAP ETF 22K 268 –
ISHARES TR CORE S&P MCP ETF 538K 9K –
ISHARES TR EXPANDED TECH 174K 2K –
ISHARES TR RUSSELL 2000 ETF 246K 1K –
ISHARES TR RUSSELL 3000 ETF 7M 23K –
ISHARES TR U.S. REAL ES ETF 5M 56K –
ISHARES TR CORE S&P SCP ETF 304K 3K –
ISHARES TR SHRT NAT MUN ETF 1M 10K –
ISHARES TR EAFE SML CP ETF 801 13 –
ISHARES TR JPMORGAN USD EMG 607K 7K –
ISHARES TR MRGSTR MD CP GRW 3K 46 –
ISHARES TR CALIF MUN BD ETF 2M 27K –
ISHARES TR GLB INFRASTR ETF 18K 370 –
ISHARES TR NATIONAL MUN ETF 2M 16K –
ISHARES TR INTL DEV RE ETF 3M 129K –
ISHARES TR ISHS 5-10YR INVT 93K 2K –
ISHARES TR ISHS 1-5YR INVS 2M 37K –
ISHARES TR US HOME CONS ETF 3K 30 –
ISHARES TR MSCI USA ESG SLC 56K 495 –
ISHARES TR U.S. PHARMA ETF 9K 135 –
ISHARES TR A RATE CP BD ETF 219K 5K –
ISHARES TR MSCI EAFE MIN VL 86K 1K –
ISHARES TR MSCI USA MIN VOL 9M 105K –
ISHARES TR 0-5 YR TIPS ETF 33K 328 –
ISHARES TR MSCI USA QLT FCT 12M 68K –
ISHARES TR MSCI USA VALUE 26K 256 –
ISHARES TR CORE MSCI EAFE 224K 3K –
ISHARES TR ESG AWRE 1 5 YR 91K 4K –
ISHARES TR CORE MSCI INTL 7M 102K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 16K 276 –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 5M 90K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 47K –
J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 4M 95K –
MASTERCARD INCORPORATED CL A 232K 525 –
META PLATFORMS INC CL A 388K 769 –
MICROSOFT CORP COM 4M 8K –
NUVEEN MUN HIGH INCOME OPPOR COM 681K 63K –
NVIDIA CORPORATION COM 411K 3K –
PROCTER AND GAMBLE CO COM 313K 2K –
SPDR GOLD TR GOLD SHS 467K 2K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 134K 4K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 548K 16K –
SPDR SER TR NUVEEN BLOOMBERG 2M 86K –
SPDR SER TR PORTFOLIO SHORT 600K 20K –
SPDR SER TR AEROSPACE DEF 21K 152 –
SPDR SER TR PORTFOLIO S&P400 1K 23 –
SPDR SER TR BLOOMBERG 3-12 M 4M 37K –
SPDR SER TR BLOOMBERG 1-3 MO 21M 225K –
SPDR SER TR NUVEEN BLMBRG SH 65K 1K –
SPDR SER TR BLOOMBERG 1 10 Y 44K 2K –
STARWOOD PPTY TR INC COM 578K 30K –
SUN LIFE FINANCIAL INC. COM 273K 6K –
VANECK ETF TRUST GOLD MINERS ETF 41K 1K –
VANECK ETF TRUST IG FLOATING RATE 378K 15K –
VANECK ETF TRUST SEMICONDUCTR ETF 21K 80 –
VANECK ETF TRUST INTRMDT MUNI ETF 945K 21K –
VANGUARD BD INDEX FDS INTERMED TERM 26K 346 –
VANGUARD BD INDEX FDS SHORT TRM BOND 255K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 120K 2K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M 37K –
VANGUARD INDEX FDS S&P 500 ETF SHS 11M 21K –
VANGUARD INDEX FDS REAL ESTATE ETF 4M 47K –
VANGUARD INDEX FDS MID CAP ETF 43K 178 –
VANGUARD INDEX FDS GROWTH ETF 80K 215 –
VANGUARD INDEX FDS VALUE ETF 37K 229 –
VANGUARD INDEX FDS SMALL CP ETF 218 1 –
VANGUARD INDEX FDS TOTAL STK MKT 72K 270 –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 747K 18K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 55K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 57K 735 –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 176K 2K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 56K 736 –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 1M 23K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 454K 6K –
VANGUARD STAR FDS VG TL INTL STK F 417K 7K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 41K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 18K 150 –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 2M 26K –
VANGUARD WORLD FD INF TECH ETF 520K 902 –
VISA INC COM CL A 483K 2K –