CANTER WEALTH
CANTER STRATEGIC WEALTH MANAGEMENT, LLC Legal Name
Adviser information for CANTER WEALTH last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 310 | $302.0M |
| Non-Discretionary | 0 | $0 |
| Total | 310 | $302.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 204 | $91.8M |
| HNW Individuals | 101 | $210.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $243,242 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesEDUCATIONAL SEMINARS |
Identifiers
| SEC RIA File Number | 801-117802 |
|---|---|
| SEC ERA File Number | 801-117802 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167828 |
| Legal Entity Identifier | None |
Principal Office
7825 FAY AVENUESUITE 140
LA JOLLA
CA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 858.812.7550, Fax: 858.923.5815
Chief Compliance Officer
JOSEPH P. KALMANOVITZ
HEAD OF FINANCIAL PLANNING
7825 FAY AVENUE
SUITE 140
SAN DIEGO
CA
United States
Tel:
858.812.7549
Fax:
858.923.5815
J***********@***************M
(Full email address available in API data)
Regulatory Contact
DONNA L. COOPER
SENIOR PRINCIPAL CONSULTANT (ACA GLOBAL)
1345 AVENUE OF THE AMERICAS
2ND FLOOR
NEW YORK
NY
United States
Tel:
434.242.0068
D***********@************M
(Full email address available in API data)
Industry Affiliates
| CANTER REAL ESTATE GROUP | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CANTER, ANDREW, EDWARD | Individual | CANTER HOLDINGS, LLC | MEMBER - ANDREW E. CANTER, THROUGH A TRUST, OWNS CANTER HOLDINGS, LLC | 01/2016 | > 75% |
| CANTER GROUP, LLC | Domestic Entity | CANTER WEALTH HOLDCO, LLC | MEMBER - THE CANTER GROUP, LLC OWNS CANTER WEALTH HOLDCO THAT SUBSEQUENTLY OWNS CANTER WEALTH | 01/2016 | > 75% |
| CANTER HOLDINGS, LLC | Domestic Entity | CANTER GROUP, LLC | OWNER - CANTER HOLDINGS, LLC OWNS THE CANTER GROUP, LLC | 01/2016 | > 75% |
| CANTER WEALTH HOLDCO, LLC | Domestic Entity | – | OWNER | 01/2016 | > 75% |
| GAHVARI, BABAK | Individual | – | MANAGING PARTNER / OWNER | 05/2017 | 5-10% |
| KALMANOVITZ, JOSEPH, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER & HEAD OF FINANCIAL PLANNING | 11/2018 | < 5% |
| Costigan, Megan, J. | Individual | – | DIRECTOR OF MARKETING | 01/2019 | < 5% |