BURFORD BROTHERS, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	573	$295.8M
Non-Discretionary	165	$4.5M
Total	738	$300.4M

Clients

Type	Number	RAUM
Individuals	155	$35.7M
HNW Individuals	45	$243.4M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$2.3M
Charitable organizations	<5	$805,610
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	5	$18.1M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	300.8M

Portfolio Manager to Program	Sponsor
BURFORD BROTHERS WRAP PROGRAM	BURFORD BROTHERS, INC.

Identifiers

SEC RIA File Number	801-117819
SEC ERA File Number	801-117819
SEC CIK Numbers	2001434
SEC CRD Numbers	306574
Legal Entity Identifier	None

Principal Office

7001 PRESTON ROAD
SUITE 405
DALLAS
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic