Hedge Fund Database

THE MARSHALL FINANCIAL GROUP LLC

Adviser information for THE MARSHALL FINANCIAL GROUP LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,839 $459.6M
Non-Discretionary 39 $9.1M
Total 1,878 $468.7M

Clients

Type Number RAUM
Individuals 557 $197.7M
HNW Individuals 108 $219.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 10 $18.1M
Charitable organizations <5 $7.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 11 $21.4M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $4.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-117820
SEC ERA File Number 801-117820
SEC CIK Numbers 1841496
SEC CRD Numbers 146362
Legal Entity Identifier None

Principal Office

225 SCHILLING CIRCLE
SUITE 295
HUNT VALLEY
MD
United States
Monday - Friday, BY APPOINTMENT
Tel: (410) 563-1044, Fax: (410) 563-1077

Websites

www.facebook.com/the-marshall-financial-group-196468177053439/ twitter.com/marshallfingrp www.linkedin.com/company/5204222/ www.marshallfinancialgroup.com

Chief Compliance Officer

PETER A. MARSHALL
PRESIDENT
225 SCHILLING CIRCLE
SUITE 295
HUNT VALLEY
MD
United States
Tel: (410) 563-1044
Fax: (410) 563-1077
(Full email address available in API data)

Regulatory Contact

PETER A. MARSHALL
PRESIDENT
225 SCHILLING CIRCLE
SUITE 295
HUNT VALLEY
MD
United States
Tel: (410) 563-1044
Fax: (410) 563-1077
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MARSHALL, PETER, ANDREW Individual – PRESIDENT, CHIEF COMPLIANCE OFFICER 10/2005 > 75%
PUGLIESE, AGOSTINO, ANTHONY Individual – PARTNER 10/2021 10-25%
PARKS, SHERYL, DIANE Individual – PARTNER 04/2021 10-25%

No. Employees, Historic

2010020192020202120222023202420255 on 11/18/20195 on 2/11/20205 on 3/31/20205 on 6/16/20205 on 9/23/20204 on 10/15/20204 on 10/16/20204 on 10/30/20204 on 11/4/20205 on 1/25/20215 on 6/9/20215 on 8/10/20217 on 9/7/20218 on 10/20/20218 on 11/19/20217 on 12/14/20217 on 12/15/20218 on 2/14/20228 on 2/25/20228 on 2/28/20228 on 3/9/20228 on 3/24/202210 on 4/27/202210 on 6/13/20229 on 6/16/202210 on 7/21/202210 on 10/11/202210 on 10/11/202210 on 10/24/202210 on 10/26/20229 on 1/20/20238 on 3/6/20237 on 4/6/20237 on 6/8/20237 on 9/14/20237 on 10/18/20236 on 10/27/20236 on 11/20/202314 on 12/8/202313 on 3/1/202413 on 3/20/2024

RAUM, Historic

500M250M02019202020212022202320242025150336170 on 11/18/2019150336170 on 2/11/2020150336170 on 3/31/2020150336170 on 6/16/2020150336170 on 9/23/2020150336170 on 10/15/2020150336170 on 10/16/2020150336170 on 10/30/2020150336170 on 11/4/2020208316856 on 1/25/2021208316856 on 6/9/2021208316856 on 8/10/2021208316856 on 9/7/2021208316856 on 10/20/2021208316856 on 11/19/2021208316856 on 12/14/2021208316856 on 12/15/2021208316856 on 2/14/2022208316856 on 2/25/2022411807055 on 2/28/2022411807055 on 3/9/2022411807055 on 3/24/2022411807055 on 4/27/2022411807055 on 6/13/2022411807055 on 6/16/2022411807055 on 7/21/2022411807055 on 10/11/2022411807055 on 10/11/2022411807055 on 10/24/2022411807055 on 10/26/2022380682636 on 1/20/2023380682636 on 3/6/2023380682636 on 4/6/2023380682636 on 6/8/2023380682636 on 9/14/2023380682636 on 10/18/2023380682636 on 10/27/2023380682636 on 11/20/2023380682636 on 12/8/2023468675437 on 3/1/2024468675437 on 3/20/2024

No. Clients, Historic

70035002019202020212022202320242025527 on 11/18/2019527 on 2/11/2020527 on 3/31/2020527 on 6/16/2020527 on 9/23/2020527 on 10/15/2020527 on 10/16/2020527 on 10/30/2020527 on 11/4/2020417 on 1/25/2021417 on 6/9/2021417 on 8/10/2021417 on 9/7/2021417 on 10/20/2021417 on 11/19/2021417 on 12/14/2021417 on 12/15/2021417 on 2/14/2022417 on 2/25/2022622 on 2/28/2022622 on 3/9/2022622 on 3/24/2022622 on 4/27/2022622 on 6/13/2022622 on 6/16/2022622 on 7/21/2022622 on 10/11/2022622 on 10/11/2022622 on 10/24/2022622 on 10/26/2022637 on 1/20/2023637 on 3/6/2023637 on 4/6/2023637 on 6/8/2023637 on 9/14/2023637 on 10/18/2023637 on 10/27/2023637 on 11/20/2023637 on 12/8/2023693 on 3/1/2024693 on 3/20/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 923K 5K –
ADOBE INC COM 2M 4K –
ADVANCED DRAIN SYS INC DEL COM 1M 7K –
ADVANCED MICRO DEVICES INC COM 1M 8K –
AGILENT TECHNOLOGIES INC COM 1M 8K –
ALPHABET INC CAP STK CL C 4M 22K –
ALPHABET INC CAP STK CL A 591K 3K –
ALTRIA GROUP INC COM 359K 8K –
AMAZON COM INC COM 1M 7K –
AMETEK INC COM 1M 7K –
AMGEN INC COM 1M 4K –
AMPHENOL CORP NEW CL A 1M 20K –
APPLE INC COM 11M 52K –
APPLIED MATLS INC COM 533K 2K –
ARISTA NETWORKS INC COM 561K 2K –
ASML HOLDING N V N Y REGISTRY SHS 2M 2K –
AUTODESK INC COM 1M 4K –
BANK AMERICA CORP COM 839K 21K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 2K –
BLACKSTONE INC COM 415K 3K –
BROADCOM INC COM 4M 2K –
BROWN & BROWN INC COM 1M 11K –
BROWN FORMAN CORP CL B 595K 14K –
CADENCE DESIGN SYSTEM INC COM 1M 5K –
CANADIAN NATL RY CO COM 970K 8K –
CINTAS CORP COM 1M 2K –
COCA COLA CO COM 474K 7K –
COMMERCE BANCSHARES INC COM 1M 18K –
CONSOLIDATED EDISON INC COM 2M 27K –
CONSTELLATION ENERGY CORP COM 1M 6K –
COPART INC COM 2M 28K –
CORNERSTONE STRATEGIC VALUE COM 77K 10K –
COSTCO WHSL CORP NEW COM 221K 260 –
DECKERS OUTDOOR CORP COM 1M 1K –
DIGITAL RLTY TR INC COM 3M 19K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 1M 44K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 266K 10K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 2M 62K –
DUKE ENERGY CORP NEW COM NEW 328K 3K –
EATON CORP PLC SHS 813K 3K –
EATON VANCE RISK-MANAGED DIV COM 109K 12K –
ELI LILLY & CO COM 4M 4K –
EQUITY LIFESTYLE PPTYS INC COM 1M 15K –
EXELON CORP COM 498K 14K –
EXXON MOBIL CORP COM 339K 3K –
FACTSET RESH SYS INC COM 1M 3K –
FAIR ISAAC CORP COM 252K 169 –
FERRARI N V COM 1M 3K –
FIRST TR EXCH TRADED FD III INSTL PFD SECS 216K 12K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 1M 39K –
FIRST TR EXCHANGE-TRADED FD FT VEST RIS 871K 37K –
FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 14M 642K –
FIRST TR EXCHNG TRADED FD VI VEST BUFFERED 2M 88K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 230K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 30K –
FIRST TR EXCHNG TRADED FD VI FT VEST UQ EQT 344K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 24K –
FIRST TR EXCHNG TRADED FD VI FT VEST US SMALL 201K 10K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 266K 6K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 70K 11K –
GAMING & LEISURE PPTYS INC COM 933K 21K –
GARMIN LTD SHS 3M 16K –
GENTEX CORP COM 1M 30K –
GILEAD SCIENCES INC COM 2M 26K –
GRACO INC COM 956K 12K –
GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 867K 6K –
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 16M 470K –
HENRY JACK & ASSOC INC COM 964K 6K –
HERSHEY CO COM 889K 5K –
HOME DEPOT INC COM 771K 2K –
IDEXX LABS INC COM 903K 2K –
ILLINOIS TOOL WKS INC COM 1M 4K –
INFOSYS LTD SPONSORED ADR 1M 59K –
INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 697K 8K –
INVESCO EXCH TRADED FD TR II PFD ETF 220K 19K –
INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 518K 13K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 851K 4K –
INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 825K 8K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 18K –
INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 2M 47K –
INVESCO QQQ TR UNIT SER 1 6M 12K –
ISHARES INC MSCI EMRG CHN 8M 139K –
ISHARES TR MRGSTR MD CP ETF 2M 31K –
ISHARES TR ESG AWRE 1 5 YR 367K 15K –
ISHARES TR MSCI INTL QUALTY 8M 217K –
ISHARES TR CORE DIV GRWTH 4M 62K –
ISHARES TR CORE S&P500 ETF 489K 894 –
ISHARES TR US HLTHCARE ETF 234K 4K –
ISHARES TR ESG AWRE USD ETF 342K 15K –
ISHARES TR CORE HIGH DV ETF 217K 2K –
ISHARES TR 20 YR TR BD ETF 505K 6K –
ISHARES TR RUSSELL 2000 ETF 304K 1K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 16M 285K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 6M 111K –
JANUS DETROIT STR TR HENDRSON AAA CL 27M 523K –
JOHNSON & JOHNSON COM 762K 5K –
JPMORGAN CHASE & CO. COM 494K 2K –
KLA CORP COM NEW 2M 2K –
KROGER CO COM 2M 48K –
LAM RESEARCH CORP COM 3M 3K –
LATTICE SEMICONDUCTOR CORP COM 721K 12K –
LOCKHEED MARTIN CORP COM 3M 5K –
LULULEMON ATHLETICA INC COM 875K 3K –
MARRIOTT INTL INC NEW CL A 1M 5K –
MARSH & MCLENNAN COS INC COM 1M 5K –
MASTERCARD INCORPORATED CL A 2M 4K –
MCCORMICK & CO INC COM NON VTG 2M 23K –
MCDONALDS CORP COM 2M 10K –
MERCK & CO INC COM 2M 19K –
META PLATFORMS INC CL A 2M 5K –
MICROSOFT CORP COM 4M 9K –
MONDELEZ INTL INC CL A 363K 6K –
MONOLITHIC PWR SYS INC COM 2M 2K –
MONSTER BEVERAGE CORP NEW COM 2M 35K –
MOODYS CORP COM 2M 4K –
MOTOROLA SOLUTIONS INC COM NEW 1M 3K –
NETEASE INC SPONSORED ADS 2M 18K –
NETFLIX INC COM 2M 3K –
NORDSON CORP COM 946K 4K –
NOVO-NORDISK A S ADR 2M 14K –
NUSHARES ETF TR NUVEEN ESG MIDCP 207K 5K –
NVIDIA CORPORATION COM 10M 81K –
NXP SEMICONDUCTORS N V COM 1M 5K –
OLD DOMINION FREIGHT LINE IN COM 2M 9K –
PAYCHEX INC COM 1M 10K –
PHILIP MORRIS INTL INC COM 616K 6K –
PROCTER AND GAMBLE CO COM 4M 26K –
PROSHARES TR PSHS ULT S&P 500 862K 10K –
QUALCOMM INC COM 3M 14K –
QUALYS INC COM 1M 10K –
RELX PLC SPONSORED ADR 1M 30K –
RESMED INC COM 2M 11K –
S&P GLOBAL INC COM 1M 3K –
SCHWAB CHARLES CORP COM 276K 4K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 14M 277K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 8M 240K –
SCHWAB STRATEGIC TR INTL EQTY ETF 368K 10K –
SELECT SECTOR SPDR TR TECHNOLOGY 258K 1K –
SKYWORKS SOLUTIONS INC COM 1M 10K –
SOFI TECHNOLOGIES INC COM 131K 20K –
SOUTHERN CO COM 2M 31K –
SOUTHERN COPPER CORP COM 2M 21K –
SPDR DOW JONES INDL AVERAGE UT SER 1 254K 650 –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
SPDR SER TR S&P DIVID ETF 251K 2K –
SPDR SER TR S&P 500 ESG ETF 348K 7K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 3M 65K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 377K 9K –
SSGA ACTIVE TR SPDR LOOMIS SAYL 15M 585K –
SSGA ACTIVE TR SPDR BLACKSTONE 396K 14K –
SYNOPSYS INC COM 1M 2K –
TE CONNECTIVITY LTD SHS 995K 7K –
TERADYNE INC COM 1M 10K –
TESLA INC COM 486K 2K –
UNITED PARCEL SERVICE INC CL B 240K 2K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 618K 4K –
VANGUARD INDEX FDS TOTAL STK MKT 222K 829 –
VANGUARD INDEX FDS SMALL CP ETF 2M 9K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 249K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 595K 14K –
VANGUARD WORLD FD EXTENDED DUR 7M 95K –
VANGUARD WORLD FD FINANCIALS ETF 330K 3K –
VANGUARD WORLD FD MEGA CAP INDEX 1M 8K –
VERISK ANALYTICS INC COM 1M 5K –
VERIZON COMMUNICATIONS INC COM 3M 70K –
VERTEX PHARMACEUTICALS INC COM 2M 5K –
VISA INC COM CL A 3M 10K –
WALMART INC COM 3M 51K –
XP INC CL A 711K 40K –