LIGHTHOUSE WEALTH MANAGEMENT, INC.
Adviser information for LIGHTHOUSE WEALTH MANAGEMENT, INC. last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 799 | $170.4M |
| Non-Discretionary | 0 | $0 |
| Total | 799 | $170.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 357 | $70.9M |
| HNW Individuals | 51 | $82.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $16.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $1.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-117825 |
|---|---|
| SEC ERA File Number | 801-117825 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157925 |
| Legal Entity Identifier | None |
Principal Office
1078 COMMERCE PARKWAYASHLAND
OH
United States
Monday - Friday, 9-4
Tel: 419-496-0016, Fax: 419-496-0054
Chief Compliance Officer
TIMOTHY J ROWSEY
FOUNDER, CEO
1078 COMMERCE PARKWAY
ASHLAND
OH
United States
Tel:
419-496-0016
Fax:
419-496-0054
T******@**************M
(Full email address available in API data)
Regulatory Contact
GREG EMMONS
PRESIDENT
1078 COMMERCE PARKWAY
ASHLAND
OH
United States
Tel:
419-496-0016
Fax:
419-496-0054
G******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROWSEY, TIMOTHY, JAMES | Individual | – | FOUNDER, CEO, CCO, CPA | 05/2011 | 25-50% |
| ROWSEY, AARON, TIMOTHY | Individual | – | VICE PRESIDENT | 01/2015 | 10-25% |
| EMMONS, GREGORY, DAVID | Individual | – | PRESIDENT | 12/2020 | 25-50% |
| BEVINGTON, CHRISTOPHER, WAYNE | Individual | – | PARTNER/TREASURER | 01/2020 | 10-25% |