BRC WEALTH MANAGEMENT, LLC
Adviser information for BRC WEALTH MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MAY |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 343 | $157.0M |
| Non-Discretionary | 0 | $0 |
| Total | 343 | $157.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $14.7M |
| HNW Individuals | 293 | $142.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117838 |
|---|---|
| SEC ERA File Number | 801-117838 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306360 |
| Legal Entity Identifier | None |
Principal Office
300 MCGILL AVENW STE, 200
CONCORD
NC
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 336-544-5827, Fax: None
Websites
Chief Compliance Officer
KIMBERLY RIPBERGER
1501 HIGHWOODS BLVD
SUITE 300
GREENSBORO
NC
United States
Tel:
336-294-4494
K*********@*********M
(Full email address available in API data)
Industry Affiliates
| BERNARD ROBINSON & COMPANY | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERNARD ROBINSON & COMPANY LLP | Domestic Entity | – | MEMBER | 11/2019 | 50-75% |
| BOOTH, JULIEN, BINFORD | Individual | – | MEMBER | 02/2020 | 25-50% |
| Ripberger, Kimberly | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |