CATALYST INTERNATIONAL ADVISORS LLC
Adviser information for CATALYST INTERNATIONAL ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $9.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $9.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $9.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117842 |
|---|---|
| SEC ERA File Number | 801-117842 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306592 |
| Legal Entity Identifier | 635400QKC3LDLVISNA73 |
Principal Office
53 PALMERAS STREETSUITE 601
SAN JUAN
PR
United States
Monday - Friday, 9:00-5:00
Tel: 787-334-1781, Fax: None
Websites
Chief Compliance Officer
ROBERT GLASS
36 N. NEW YORK AVE
STE 3F
HUNTINGTON
NY
United States
Tel:
6316294907
R******@*************M
(Full email address available in API data)
Regulatory Contact
JERRY SZILAGYI
53 PALMERAS STREET
SUITE 601
SAN JUAN
PR
United States
Tel:
787-334-1781
J*****@*************M
(Full email address available in API data)
Industry Affiliates
| ALPHACENTRIC ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALT FUND DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CATALYST CAPITAL ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| RATIONAL ADVISORS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CATALYST INTERNATIONAL UCITS ICAV | UCITS | $6.0M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLASS, ROBERT, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |
| SZILAGYI, JERRY, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2019 | 25-50% |
| JERRY J. SZILAGYI 2015 FAMILY TRUST | Domestic Entity | – | MEMBER | 11/2019 | 10-25% |
| MILLER, DAVID, SCOTT | Individual | – | CHIEF INVESTMENT OFFICER | 11/2019 | 10-25% |
| DORADO INVESTMENT PARTNERS LLC | Domestic Entity | – | MEMBER | 11/2019 | 10-25% |
| Schoonover, Michael, Thomas | Individual | – | CHIEF OPERATING OFFICER | 11/2019 | 10-25% |
| ISOBEL SZILAGYI 2018 FAMILY TRUST | Domestic Entity | DORADO INVESTMENT PARTNERS LLC | TRUST | 12/2018 | > 75% |
| Szilagyi, June, Ann | Individual | ISOBEL SZILAGYI 2018 FAMILY TRUST | TRUSTEE | 12/2018 | |
| SZILAGYI, JERRY, JOHN | Individual | ISOBEL SZILAGYI 2018 FAMILY TRUST | TRUSTEE | 12/2018 | |
| Szilagyi, June, Ann | Individual | JERRY J. SZILAGYI 2015 FAMILY TRUST | TRUSTEE | 12/2015 | |
| SZILAGYI, ISOBEL, LINDA | Individual | JERRY J. SZILAGYI 2015 FAMILY TRUST | TRUSTEE | 12/2015 |