MSP WEALTH MANAGEMENT, LLC
Adviser information for MSP WEALTH MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 842 | $165.2M |
| Non-Discretionary | 18 | $4.8M |
| Total | 860 | $170.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 311 | $61.1M |
| HNW Individuals | 53 | $97.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $10.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $829,109 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 170.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MSP WEALTH MANAGEMENT PORTFOLIO MANAGEMENT WRAP FEE PROGRAM | MSP WEALTH MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-117846 |
|---|---|
| SEC ERA File Number | 801-117846 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306522 |
| Legal Entity Identifier | None |
Principal Office
824 PINE STREETKLAMATH FALLS
OR
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 541-884-4164, Fax: 541-883-1232
Websites
Chief Compliance Officer
AUTUMN ARMBRUSTER
824 PINE STREET
KLAMATH FALLS
OR
United States
Tel:
541-884-4164
A******@**************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
COMPLIANCE COUNSEL
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| MOLATORE, SCROGGIN, PETERSON & CO. LLP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCROGGIN, TERRENCE, JOHN | Individual | – | MANAGING PARTNER | 01/2003 | 50-75% |
| DEGROOT, GERRIN, PATRICK | Individual | – | PARTNER | 01/2003 | 25-50% |
| ARMBRUSTER, AUTUMN, BROOKE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2020 | < 5% |