ALPHA FINANCIAL PARTNERS LLC
Adviser information for ALPHA FINANCIAL PARTNERS LLC last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,027 | $273.8M |
| Non-Discretionary | 1 | $21.2M |
| Total | 1,028 | $295.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 288 | $35.9M |
| HNW Individuals | 48 | $155.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 32 | $79.8M |
| Charitable organizations | <5 | $23.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 5.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ALPHA FINANCIAL PARTNERS WRAP FEE PROGRAM | ALPHA FINANCIAL PARTNERS LLC |
Identifiers
| SEC RIA File Number | 801-117851 |
|---|---|
| SEC ERA File Number | 801-117851 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306639 |
| Legal Entity Identifier | None |
Principal Office
710 E. MAIN STREETSUITE 110
LEXINGTON
KY
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (859) 785-2660, Fax: (859) 317-5724
Chief Compliance Officer
GREGORY M. TURCOTTE
CO-FOUNDER AND PARTNER
710 E. MAIN STREET
SUITE 110
LEXINGTON
KY
United States
Tel:
(859) 785-2662
G********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TURCOTTE, GREGORY, M | Individual | – | CO-FOUNDER, PARTNER, CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| SYCAMORE RD, LLC | Domestic Entity | – | MEMBER | 01/2020 | 25-50% |
| AMMERMAN, AARON, PAYNTER | Individual | SYCAMORE RD, LLC | MANAGING MEMBER | 01/2020 | > 75% |
| AMMERMAN, AARON, PAYNTER | Individual | – | CO-FOUNDER AND PARTNER | 01/2020 | < 5% |
| AFCT, LLC | Domestic Entity | – | MANAGING MEMBER | 01/2020 | 50-75% |
| TURCOTTE, GREGORY, M | Individual | AFCT, LLC | MEMBER | 01/2020 | |
| COBANE, MARC, IRWIN | Individual | AFCT, LLC | MANAGING MEMBER | 01/2020 | > 75% |
| COBANE, MARC, IRWIN | Individual | – | CO-FOUNDER AND PARTNER | 01/2020 | < 5% |