CHARTER WEALTH MANAGEMENT
CHARTER WEALTH MANAGEMENT, INC. Legal Name
Adviser information for CHARTER WEALTH MANAGEMENT last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 264 | $164.6M |
| Non-Discretionary | 4 | $3.5M |
| Total | 268 | $168.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 89 | $38.9M |
| HNW Individuals | 24 | $32.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $84.2M |
| Charitable organizations | <5 | $13.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117854 |
|---|---|
| SEC ERA File Number | 801-117854 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162299 |
| Legal Entity Identifier | None |
Principal Office
8601 SIX FORKS ROADSUITE 400
RALEIGH
NC
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 919-729-2100, Fax: 866-293-3560
Chief Compliance Officer
BRENT A. PLUNKETT, AIF�
CEO
8601 SIX FORKS ROAD
SUITE 400
RALEIGH
NC
United States
Tel:
919-590-9911
Fax:
866-293-3560
B****@************M
(Full email address available in API data)
Regulatory Contact
JUSTIN M TAYLOR
PRESIDENT
308 WOODBRIDGE DR
DAPHNE
AL
United States
Tel:
919-729-2100
J******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PLUNKETT, BRENT, ALLEN | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER/SHAREHOLDER | 02/2012 | 50-75% |
| TAYLOR, JUSTIN, MICHAEL | Individual | – | PRESIDENT/SHAREHOLDER | 05/2015 | 50-75% |