PALMER SQUARE BDC ADVISOR LLC
Adviser information for PALMER SQUARE BDC ADVISOR LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $1.1B |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1900 SHAWNEE MISSION PARKWAY,SUITE 315,
MISSION WOODS
KS
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 816-994-3200, Fax: 913-647-9733
Chief Compliance Officer
STACY R. BRICE
LEGAL COUNSEL
1900 SHAWNEE MISSION PARKWAY,
SUITE 315,
MISSION WOODS
KS
United States
Tel:
816-994-3200
S****@******************M
(Full email address available in API data)
Regulatory Contact
SCOTT A. BETZ
CHIEF OPERATING OFFICER
1900 SHAWNEE MISSION PARKWAY
SUITE 315,
MISSION WOODS
KS
United States
Tel:
816-994-3200
S****@******************M
(Full email address available in API data)
Industry Affiliates
| PALMER SQUARE CAPITAL ADVISORS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PALMER SQUARE CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| PALMER SQUARE OPPORTUNISTIC CREDIT FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PALMER SQUARE CAPITAL MANAGEMENT LLC | Domestic Entity | – | MANAGING MEMBER | 11/2019 | 50-75% |
| LONG, CHRISTOPHER, DALE | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2019 | < 5% |
| BETZ, SCOTT, ANDREW | Individual | – | CHIEF OPERATING OFFICER | 11/2019 | < 5% |
| PALMER SQUARE HOLDINGS, LLC | Domestic Entity | PALMER SQUARE CAPITAL MANAGEMENT LLC | MANAGING MEMBER | 01/2019 | 50-75% |
| ANGIE K. LONG IRREVOCABLE TRUST | Domestic Entity | PALMER SQUARE HOLDINGS, LLC | MEMBER | 10/2019 | 50-75% |
| LONG, ANGIE, KNIGHTON | Individual | ANGIE K. LONG IRREVOCABLE TRUST | TRUSTEE | 10/2019 | |
| LONG, CHRISTOPHER, DALE | Individual | CHRISTOPHER D. LONG IRREVOCABLE TRUST | TRUSTEE | 01/2020 | |
| EXCELSIOR HOLDINGS D2 LLC | Domestic Entity | – | MEMBER | 12/2019 | 5-10% |
| CHRISTOPHER D. LONG IRREVOCABLE TRUST | Domestic Entity | PALMER SQUARE HOLDINGS, LLC | MEMBER | 01/2020 | 25-50% |
| FOX, JEFFREY, DOERR | Individual | – | CHIEF FINANCIAL OFFICER | 11/2019 | < 5% |
| BRICE, STACY, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| CARAVEL HOLDINGS, LLC | Domestic Entity | – | MEMBER | 10/2021 | 5-10% |
| SEABOARD CORPORATION | Domestic Entity | SEABOARD FOODS LLC | MEMBER | 07/1946 | > 75% |
| SEABOARD FOODS LLC | Domestic Entity | CARAVEL HOLDINGS, LLC | MEMBER | 10/1992 | > 75% |