REDWOOD WEALTH MANAGEMENT, LLC
REDWOOD HOLDINGS, LLC Legal Name
Adviser information for REDWOOD WEALTH MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 444 | $381.0M |
| Non-Discretionary | 0 | $0 |
| Total | 444 | $381.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 164 | $37.1M |
| HNW Individuals | 280 | $343.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Principal Office
429 SANTA MONICA BLVDSUITE 350
SANTA MONICA
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 888-552-1905, Fax: None
Websites
Chief Compliance Officer
BENJAMIN LINCOLN
CEO, CCO
429 SANTA MONICA BLVD
SUITE 350
SANTA MONICA
CA
United States
Tel:
888-552-1905
B********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINCOLN, BENJAMIN, ASHER | Individual | – | CEO, CCO | 11/2014 | < 5% |
| REDWOOD HOLDINGS, LLC | Domestic Entity | – | MEMBER | 11/2014 | > 75% |
| LINCOLN, BENJAMIN, ASHER | Individual | REDWOOD HOLDINGS, LLC | MEMBER | 11/2014 | > 75% |