ENVOY ADVISORY INC.
Adviser information for ENVOY ADVISORY INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2,100 | $451.1M |
| Total | 2,100 | $451.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,754 | $443.0M |
| HNW Individuals | 5 | $5.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 19 | $3.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 45.5M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-117870 |
|---|---|
| SEC ERA File Number | 801-117870 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306559 |
| Legal Entity Identifier | None |
Principal Office
5333 N UNION BLVDSUITE 200
COLORADO SPRINGS
CO
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 888-879-1376, Fax: None
Chief Compliance Officer
SCOTT BRADTMILLER
5333 N UNION BLVD
SUITE 200
COLORADO SPRINGS
CO
United States
Tel:
888-879-1376
S***********@*****************M
(Full email address available in API data)
Regulatory Contact
TIMOTHY J. NEWELL
MANAGING DIRECTOR
5333 N UNION BLVD
SUITE 200
COLORADO SPRINGS
CO
United States
Tel:
888-879-1376
T******@*****************M
(Full email address available in API data)
Industry Affiliates
| HARVEST INVESTMENT SERVICES, LLC | Other investment adviser, including financial planners |
| HARVESTING KINGDOM RESOURCES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEWELL, TIMOTHY, JOHN | Individual | – | PRESIDENT | 12/2019 | < 5% |
| HIS ENVOYS GROUP LLC | Domestic Entity | – | HOLDING COMPANY | 12/2019 | > 75% |
| HARVEST FINANCIAL PLANNING, LLC | Domestic Entity | HIS ENVOYS GROUP LLC | MEMBER | 11/2019 | 50-75% |
| HARVEST INVESTMENT SERVICES, LLC | Domestic Entity | HIS ENVOYS GROUP LLC | MEMBER | 11/2019 | 50-75% |
| NEWELL, TIMOTHY, JOHN | Individual | HARVEST FINANCIAL PLANNING, LLC | MANAGING DIRECTOR | 11/2019 | > 75% |
| HARVEST FINANCIAL PLANNING, LLC | Domestic Entity | HARVEST INVESTMENT SERVICES, LLC | OWNER | 10/2011 | 50-75% |
| BRADTMILLER, SCOTT, ALLEN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |