MODERN CAPITAL MANAGEMENT, CO.
Adviser information for MODERN CAPITAL MANAGEMENT, CO. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $42.5M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $42.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 8 | $2.9M |
| Investment companies | 1 | $39.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-117876 |
|---|---|
| SEC ERA File Number | 801-117876 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306631 |
| Legal Entity Identifier | None |
Principal Office
1701 MEETING STREETCHARLESTON
SC
United States
Monday - Friday, 9:00 TO 5:00
Tel: 843-779-7056, Fax: None
Websites
Chief Compliance Officer
KRISTOF WILD
CIO
1701 MEETING STREET
CHARLESTON
SC
United States
Tel:
512-660-8038
K****@************M
(Full email address available in API data)
Regulatory Contact
MARK AXMACHER
OPERATIONS MANAGER
1701 MEETING STREET
CHARLESTON
SC
United States
Tel:
704-280-6170
M********@************M
(Full email address available in API data)
Industry Affiliates
| LIBERTY PARTNERS FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MODERN CAPITAL SECURITIES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MODERN CAPITAL INC. | Domestic Entity | – | PARENT COMPANY | 10/2019 | > 75% |
| ATKINS, BRADLEY, DALE | Individual | – | CEO | 10/2022 | < 5% |
| ATKINS, BRADLEY, DALE | Individual | MODERN CAPITAL INC. | OWNER | 10/2019 | > 75% |
| WILD, KRISTOF | Individual | – | CCO | 03/2024 | < 5% |