BRIGHT ROAD WEALTH MANAGEMENT, LLC
Adviser information for BRIGHT ROAD WEALTH MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alaska, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,619 | $272.4M |
| Non-Discretionary | 18 | $11.7M |
| Total | 1,637 | $284.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 407 | $120.4M |
| HNW Individuals | 62 | $139.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 18 | $11.7M |
| Charitable organizations | 3 | $13.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-117890 |
|---|---|
| SEC ERA File Number | 801-117890 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164408 |
| Legal Entity Identifier | None |
Principal Office
405 W. 36TH AVENUESUITE 212
ANCHORAGE
AK
United States
Monday - Friday, 9:00AM -5:00PM
Tel: (907) 339-1555, Fax: (888) 472-5078
Chief Compliance Officer
BRIAN KENT PINKSTON
405 W. 36TH AVENUE
SUITE 212
ANCHORAGE
AK
United States
Tel:
907 339-1555
B****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PINKSTON, BRIAN, KENT | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 05/2012 | > 75% |
| Owens, Jayson, Dee | Individual | – | MINORITY OWNER | 01/2022 | < 5% |