FINANCIALLY IN TUNE
FINANCIALLY IN TUNE, LLC Legal Name
Adviser information for FINANCIALLY IN TUNE last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 812 | $215.7M |
| Non-Discretionary | 36 | $6.9M |
| Total | 848 | $222.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 72 | $38.0M |
| HNW Individuals | 80 | $183.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117891 |
|---|---|
| SEC ERA File Number | 801-117891 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156200 |
| Legal Entity Identifier | None |
Principal Office
92 MONTVALE AVENUESUITE 2050
STONEHAM
MA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 781-587-0582, Fax: 781-587-0583
Websites
Chief Compliance Officer
PHILIP LEE
PRINCIPAL
92 MONTVALE AVENUE
SUITE 2050
STONEHAM
MA
United States
Tel:
781-587-0582
Fax:
781-587-0583
P*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SULLIVAN, JEANNE, GIBSON | Individual | – | MANAGING MEMBER/PRINCIPAL | 01/2011 | 50-75% |
| MAGEE, AMANDA, ANNE | Individual | – | MINORITY SHAREHOLDER/PRINCIPAL | 01/2018 | 10-25% |
| LEE, PHILIP, CLAYTON | Individual | – | MINORITY SHAREHOLDER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | 01/2018 | 10-25% |