GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC
Adviser information for GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,403 | $254.9M |
| Non-Discretionary | 37 | $10.8M |
| Total | 1,440 | $265.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 684 | $102.5M |
| HNW Individuals | 179 | $160.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $1.8M |
| Charitable organizations | <5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 260.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC WRAP PROGRAM | GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-117895 |
|---|---|
| SEC ERA File Number | 801-117895 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306068 |
| Legal Entity Identifier | None |
Principal Office
1095 WEST RIO SALADO PARKWAYSUITE 101
TEMPE
AZ
United States
Monday - Friday, M-TH 8:30 AM - 4:30 PM; F 8:30 AM - 2:30 PM
Tel: (480) 557-9727, Fax: None
Chief Compliance Officer
TRACY BIERWORTH
OFFICE MANAGER
1095 WEST RIO SALADO PKWY
SUITE 101
TEMPE
AZ
United States
Tel:
480-557-9727
Fax:
480-557-0202
T****@********************T
(Full email address available in API data)
Regulatory Contact
JANETTE SCHWENDEMAN
MANAGING PARTNER
1095 WEST RIO SALADO PKWY
SUITE 101
TEMPE
AZ
United States
Tel:
480-557-9727
Fax:
480-557-0202
J******@********************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JG FINANCIAL SERVICES, INC. | Domestic Entity | – | MANAGING MEMBER | 01/2020 | 50-75% |
| JMS FINANCIAL SERVICES, INC. | Domestic Entity | – | MANAGING MEMBER | 01/2020 | 25-50% |
| SCHWENDEMAN, JANETTE, MONICA | Individual | JMS FINANCIAL SERVICES, INC. | OWNER | 02/2018 | > 75% |
| GRAY, JERRY, RAY | Individual | JG FINANCIAL SERVICES, INC. | OWNER | 08/1998 | > 75% |
| GRAY, JERRY, RAY | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2020 | < 5% |
| BIERWORTH, TRACY, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |