PALUMBO WEALTH MANAGEMENT LLC
Adviser information for PALUMBO WEALTH MANAGEMENT LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 4 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 706 | $322.7M |
Non-Discretionary | 0 | $0 |
Total | 706 | $322.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 78 | $17.5M |
HNW Individuals | 168 | $293.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $1.0M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $11.1M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed fees |
Principal Office
1010 NORTHERN BOULEVARDSUITE 310
GREAT NECK
NY
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (516) 629-7073, Fax: (516) 829-0731
Chief Compliance Officer
KILLANA P. WILLIAMS
CHIEF OPERATIONS OFFICER
1010 NORTHERN BOULEVARD
SUITE 310
GREAT NECK
NY
United States
Tel:
(516) 629-7065
Fax:
(516) 829-0731
K***************@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WILLIAMS, KILLANA, P | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
PALUMBO, PHILIP, G | Individual | – | FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND MANAGING MEMBER | 01/2020 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 742K | 7K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 7K | – |
ADC THERAPEUTICS SA | SHS | 42K | 13K | – |
ALPHABET INC | CAP STK CL A | 2M | 12K | – |
ALPHABET INC | CAP STK CL C | 2M | 11K | – |
AMAZON COM INC | COM | 6M | 29K | – |
AMERICAN TOWER CORP NEW | COM | 711K | 4K | – |
AMGEN INC | COM | 414K | 1K | – |
AMPHENOL CORP NEW | CL A | 606K | 9K | – |
APPLE INC | COM | 9M | 44K | – |
APPLIED MATLS INC | COM | 1M | 5K | – |
ARBOR REALTY TRUST INC | COM | 195K | 14K | – |
ARCHER AVIATION INC | COM CL A | 64K | 18K | – |
ARDELYX INC | COM | 174K | 24K | – |
ASSERTIO HOLDINGS INC | COM NEW | 211K | 170K | – |
AT&T INC | COM | 198K | 10K | – |
BANK AMERICA CORP | COM | 1M | 37K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | – |
BLACKROCK INC | COM | 292K | 371 | – |
BLACKSTONE INC | COM | 424K | 3K | – |
CATERPILLAR INC | COM | 859K | 3K | – |
CHEVRON CORP NEW | COM | 565K | 4K | – |
CHURCH & DWIGHT CO INC | COM | 2M | 17K | – |
CLOUDFLARE INC | CL A COM | 202K | 2K | – |
COCA COLA CO | COM | 3M | 41K | – |
COMCAST CORP NEW | CL A | 505K | 13K | – |
CONSOLIDATED EDISON INC | COM | 271K | 3K | – |
COSTCO WHSL CORP NEW | COM | 5M | 6K | – |
CROWDSTRIKE HLDGS INC | CL A | 890K | 2K | – |
DESIGN THERAPEUTICS INC | COM | 111K | 33K | – |
DISNEY WALT CO | COM | 2M | 20K | – |
EATON CORP PLC | SHS | 914K | 3K | – |
EATON VANCE NATL MUN OPPORT | COM SHS | 447K | 27K | – |
ELEVATION ONCOLOGY INC | COM | 30K | 11K | – |
ENTERGY CORP NEW | COM | 2M | 23K | – |
ENTERPRISE PRODS PARTNERS L | COM | 444K | 15K | – |
ERASCA INC | COM | 161K | 68K | – |
ETF SER SOLUTIONS | LHA MKT ST TACTL | 2M | 57K | – |
EXAGEN INC | COM | 121K | 67K | – |
EXXON MOBIL CORP | COM | 482K | 4K | – |
FACTSET RESH SYS INC | COM | 1M | 3K | – |
FEDEX CORP | COM | 241K | 804 | – |
FISERV INC | COM | 2M | 14K | – |
FORD MTR CO DEL | COM | 244K | 19K | – |
GLOBAL X FDS | GLB X MLP ENRG I | 464K | 9K | – |
HILTON WORLDWIDE HLDGS INC | COM | 450K | 2K | – |
HOME DEPOT INC | COM | 589K | 2K | – |
HONEYWELL INTL INC | COM | 303K | 1K | – |
ILLINOIS TOOL WKS INC | COM | 3M | 14K | – |
INFINERA CORP | COM | 135K | 22K | – |
INNOVATOR ETFS TRUST | INVTOR 2 PLS 5 | 3M | 176K | – |
INNOVATOR ETFS TRUST | US EQTY PWR BUF | 626K | 18K | – |
INOZYME PHARMA INC | COM | 61K | 14K | – |
INTEL CORP | COM | 219K | 7K | – |
INTERNATIONAL BUSINESS MACHS | COM | 2M | 9K | – |
INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 1M | 91K | – |
INVESCO DB COMMDY INDX TRCK | UNIT | 11M | 476K | – |
INVESCO QQQ TR | UNIT SER 1 | 5M | 11K | – |
ISHARES TR | 1 3 YR TREAS BD | 274K | 3K | – |
ISHARES TR | 20 YR TR BD ETF | 12M | 127K | – |
ISHARES TR | 7-10 YR TRSY BD | 8M | 83K | – |
ISHARES TR | CORE S&P SCP ETF | 301K | 3K | – |
ISHARES TR | MSCI EAFE ETF | 979K | 12K | – |
ISHARES TR | MSCI EMG MKT ETF | 390K | 9K | – |
ISHARES TR | MSCI USA MMENTM | 560K | 3K | – |
ISHARES TR | NATIONAL MUN ETF | 418K | 4K | – |
ISHARES TR | S&P 100 ETF | 2M | 8K | – |
ISHARES TR | TIPS BD ETF | 6M | 57K | – |
ISHARES TR | U.S. TECH ETF | 783K | 5K | – |
J P MORGAN EXCHANGE TRADED F | US MOMENTUM | 589K | 11K | – |
JOHNSON & JOHNSON | COM | 2M | 16K | – |
JPMORGAN CHASE & CO. | COM | 2M | 10K | – |
LINDE PLC | SHS | 301K | 687 | – |
LIVEPERSON INC | COM | 6K | 11K | – |
LOCKHEED MARTIN CORP | COM | 313K | 669 | – |
LYONDELLBASELL INDUSTRIES N | SHS - A - | 274K | 3K | – |
MANNKIND CORP | COM NEW | 398K | 76K | – |
MATTERPORT INC | COM CL A | 66K | 15K | – |
MCDONALDS CORP | COM | 2M | 8K | – |
MERCK & CO INC | COM | 452K | 4K | – |
META PLATFORMS INC | CL A | 644K | 1K | – |
MICROSOFT CORP | COM | 7M | 15K | – |
MONDAY COM LTD | SHS | 561K | 2K | – |
MSCI INC | COM | 1M | 3K | – |
NAUTILUS BIOTECHNOLOGY INC | COM | 42K | 18K | – |
NETFLIX INC | COM | 220K | 326 | – |
NEXTERA ENERGY INC | COM | 448K | 6K | – |
NIKE INC | CL B | 2M | 23K | – |
NOVO-NORDISK A S | ADR | 224K | 2K | – |
NUTANIX INC | CL A | 216K | 4K | – |
NUVATION BIO INC | COM CL A | 83K | 28K | – |
NUVEEN AMT-FREE MUN VALUE FD | COM | 438K | 32K | – |
NVIDIA CORPORATION | COM | 3M | 28K | – |
OCCIDENTAL PETE CORP | COM | 1M | 21K | – |
OCULAR THERAPEUTIX INC | COM | 87K | 13K | – |
OMNIAB INC | COM | 82K | 22K | – |
OPTINOSE INC | COM | 141K | 136K | – |
OREILLY AUTOMOTIVE INC | COM | 2M | 2K | – |
PACER FDS TR | LUNT LRGCP MULTI | 841K | 17K | – |
PACKAGING CORP AMER | COM | 319K | 2K | – |
PAYCHEX INC | COM | 371K | 3K | – |
PFIZER INC | COM | 265K | 9K | – |
PIMCO ETF TR | ENHAN SHRT MA AC | 613K | 6K | – |
PROCTER AND GAMBLE CO | COM | 1M | 9K | – |
PROLOGIS INC. | COM | 224K | 2K | – |
PROSHARES TR | PSHS ULT NASB | 237K | 4K | – |
PROSHARES TR | PSHS ULT S&P 500 | 431K | 5K | – |
PRUDENTIAL FINL INC | COM | 390K | 3K | – |
PUBLIC SVC ENTERPRISE GRP IN | COM | 395K | 5K | – |
QUALCOMM INC | COM | 375K | 2K | – |
QUEST DIAGNOSTICS INC | COM | 3M | 19K | – |
RTX CORPORATION | COM | 248K | 2K | – |
S&P GLOBAL INC | COM | 1M | 2K | – |
SALESFORCE INC | COM | 927K | 4K | – |
SEER INC | COM CL A | 179K | 106K | – |
SELECT SECTOR SPDR TR | RL EST SEL SEC | 3M | 79K | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 1M | 10K | – |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 219K | 3K | – |
SERVICENOW INC | COM | 610K | 775 | – |
SHERWIN WILLIAMS CO | COM | 2M | 6K | – |
SIRIUS XM HOLDINGS INC | COM | 32K | 11K | – |
SMUCKER J M CO | COM NEW | 1M | 14K | – |
SOUTHERN CO | COM | 272K | 4K | – |
SPDR GOLD TR | GOLD SHS | 12M | 56K | – |
SPDR S&P 500 ETF TR | TR UNIT | 22M | 40K | – |
SPDR SER TR | S&P HOMEBUILD | 3M | 25K | – |
SPROTT PHYSICAL GOLD TR | UNIT | 5M | 263K | – |
STARBUCKS CORP | COM | 291K | 4K | – |
STRATEGY SHS | DAY HAGAN NED | 377K | 10K | – |
TARGET CORP | COM | 1M | 8K | – |
TESLA INC | COM | 256K | 1K | – |
TEXAS INSTRS INC | COM | 219K | 1K | – |
THE CIGNA GROUP | COM | 587K | 2K | – |
THERMO FISHER SCIENTIFIC INC | COM | 2M | 4K | – |
TRACTOR SUPPLY CO | COM | 2M | 7K | – |
UNITED PARCEL SERVICE INC | CL B | 422K | 3K | – |
UNITEDHEALTH GROUP INC | COM | 2M | 5K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 288K | 575 | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 602K | 2K | – |
VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 2M | 31K | – |
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 5M | 94K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 371K | 2K | – |
VERIZON COMMUNICATIONS INC | COM | 205K | 5K | – |
VIRTUS ETF TR II | VIRTUS US QLTY | 1M | 40K | – |
VISA INC | COM CL A | 4M | 14K | – |
WALMART INC | COM | 312K | 5K | – |
WASTE MGMT INC DEL | COM | 7M | 31K | – |
WORKDAY INC | CL A | 222K | 995 | – |
YUM BRANDS INC | COM | 273K | 2K | – |
ZEVRA THERAPEUTICS INC | COM NEW | 63K | 13K | – |
ZUORA INC | COM CL A | 103K | 10K | – |