AVRIO WEALTH PTE LTD
Adviser information for AVRIO WEALTH PTE LTD last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 58 | $67.7M |
| Non-Discretionary | 149 | $67.8M |
| Total | 207 | $135.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 160 | $135.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 70 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TAX PLANNING, ESTATE PLANNING, INSURANCE |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesINSURANCE PREMIMUMS AND NETWORK AND INCOME FEES |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-117905 |
|---|---|
| SEC ERA File Number | 801-117905 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306064 |
| Legal Entity Identifier | None |
Principal Office
20 COLLYER QUAY#12-08
SINGAPORE
Singapore
Monday - Friday, BY APPOINTMENT
Tel: 6562406865, Fax: None
Chief Compliance Officer
ANN MARIE REGAL
CHIEF EXECUTIVE OFFICER
20 COLLYER QUAY
#12-08
SINGAPORE
Singapore
Tel:
6562406865
A*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REGAL, ANN MARIE | Individual | – | CEO/CCO | 06/2018 | < 5% |
| Talbot, Andrew, James | Individual | – | EXECUTIVE DIRECTOR | 11/2019 | < 5% |
| Borchert, Michael, David | Individual | – | EXECUTIVE DIRECTOR | 11/2019 | < 5% |
| AVRIO WEALTH LIMITED | Foreign Entity | – | MANAGING MEMBER | 08/2022 | > 75% |
| REGAL, ANN MARIE | Individual | AVRIO WEALTH LIMITED | MANAGING MEMBER | 08/2022 | 50-75% |
| Talbot, Andrew, James | Individual | AVRIO WEALTH LIMITED | MANAGING MEMBER | 08/2022 | |
| Borchert, Michael, David | Individual | AVRIO WEALTH LIMITED | MANAGING MEMBER | 08/2022 |