OAKRIDGE MANAGEMENT GROUP LLC
Adviser information for OAKRIDGE MANAGEMENT GROUP LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 52 | $212.0M |
| Non-Discretionary | 59 | $873.7M |
| Total | 111 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $1.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $39.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117907 |
|---|---|
| SEC ERA File Number | 801-117907 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306284 |
| Legal Entity Identifier | None |
Principal Office
320 POST ROADSUITE 110
DARIEN
CT
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 203-257-3289, Fax: None
Chief Compliance Officer
RYAN DONOVAN
320 POST ROAD
SUITE 110
DARIEN
CT
United States
Tel:
7329954967
D*******@*************M
(Full email address available in API data)
Industry Affiliates
| ALIGNED INVESTMENT MANAGEMENT & CONSULTANTS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OAKRIDGE ALTERNATIVES GROUP CGTO LLC | Private Equity Fund | $3.0M | $0.3M | 6 |
| OAKRIDGE ALTERNATIVES GROUP COGITO 2023 LLC | Private Equity Fund | $1.5M | $0.0M | 25 |
| OAKRIDGE ALTERNATIVES GROUP COGITO-GROWTH LLC | Venture Capital Fund | $2.9M | $0.1M | 6 |
| OAKRIDGE ALTERNATIVES GROUP COGITO-REMUS LLC | Private Equity Fund | $8.7M | $0.3M | 33 |
| OAKRIDGE ALTERNATIVES GROUP CRSTGP LLC | Venture Capital Fund | $2.2M | $0.1M | 7 |
| OAKRIDGE ALTERNATIVES GROUP FJDCF LLC | Private Equity Fund | $4.8M | $0.3M | 6 |
| OAKRIDGE ALTERNATIVES GROUP FLW LLC | Private Equity Fund | $0.3M | $0.3M | 6 |
| OAKRIDGE ALTERNATIVES GROUP RH LLC | Private Equity Fund | $7.6M | $0.3M | 9 |
| OAKRIDGE ALTERNATIVES GROUP Z1 LLC | Private Equity Fund | $8.2M | $0.3M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POWERS, TIMOTHY, ROBERT | Individual | – | PRESIDENT | 09/2019 | < 5% |
| OAKRIDGE HOLDINGS LLC | Domestic Entity | – | SOLE MEMBER OF OAKRIDGE MANAGEMENT GROUP LLC | 09/2019 | > 75% |
| POWERS, TIMOTHY, ROBERT | Individual | OAKRIDGE HOLDINGS LLC | MEMBER | 09/2019 | > 75% |
| SMITH, MICHAEL, JAMES | Individual | – | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER FOR DISCRETIONARY | 11/2020 | < 5% |
| DONOVAN, RYAN | Individual | – | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 01/2022 | 10-25% |
| PHILLIPS, SCOTT, YOUNG | Individual | – | CHIEF INVESTMENT OFFICER | 05/2023 | 10-25% |