SUREVEST PRIVATE WEALTH
SUREVEST, LLC Legal Name
Adviser information for SUREVEST PRIVATE WEALTH last updated from Form ADV on February 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 840 | $498.9M |
| Non-Discretionary | 51 | $42.3M |
| Total | 891 | $541.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 198 | $465.7M |
| HNW Individuals | 148 | $60.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $14.5M |
| Charitable organizations | <5 | $1,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)MODEL MANAGEMENT & PRIVATE FAMILY CFO SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 62.1M |
| Portfolio Manager | 0 |
| Both for Same | 62.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SUREVEST PRIVATE WEALTH WRAP PROGRAM | SUREVEST PRIVATE WEALTH |
Principal Office
1880 CENTURY PARK EASTSUITE 1020
LOS ANGELES
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 310-492-7330, Fax: None
Chief Compliance Officer
LARRY NAKAMURA
CHIEF COMPLIANCE OFFICER
2 BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
3057813040
L********@*****M
(Full email address available in API data)
Regulatory Contact
SCOTT AKINS
GENERAL COUNSEL
2 BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
2148937131
S*****@*****M
(Full email address available in API data)
Industry Affiliates
| CI PRIVATE WEALTH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CI PRIVATE WEALTH, LLC | Domestic Entity | – | OWNER | 12/2019 | > 75% |
| CI FINANCIAL CORP. | Foreign Entity | CI US HOLDINGS, INC | OWNER | 11/2021 | > 75% |
| KISNER, JEREMY, A | Individual | – | DIRECTOR OF FINANCIAL PLANNING | 01/2020 | < 5% |
| CIPW HOLDINGS, LLC | Domestic Entity | CI PRIVATE WEALTH, LLC | OWNER | 11/2021 | > 75% |
| CI US HOLDINGS, INC | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 11/2021 | > 75% |
| NAKAMURA, LARRY, TRISTON | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHARES TR | MRGSTR SM CP ETF | 1K | 25K | – |
| ISHARES SILVER TR | ISHARES | 23 | 1K | – |
| DISNEY WALT CO | COM | 2K | 20K | – |
| LKQ CORP | COM | 1 | 13 | – |
| YUM CHINA HLDGS INC | COM | 30 | 625 | – |
| MICRON TECHNOLOGY INC | COM | 13 | 250 | – |
| BECTON DICKINSON & CO | COM | 4 | 19 | – |
| HUNTINGTON INGALLS INDS INC | COM | 27 | 122 | – |
| SPDR INDEX SHS FDS | DJ INTL RL ETF | 707 | 29K | – |
| PFIZER INC | COM | 1K | 26K | – |
| DISCOVER FINL SVCS | COM | 1 | 6 | – |
| MARATHON PETE CORP | COM | 2 | 23 | – |
| DEERE & CO | COM | 14 | 43 | – |
| DT MIDSTREAM INC | COMMON STOCK | 0 | 3 | – |
| SEMTECH CORP | COM | 1 | 37 | – |
| VOYA FINANCIAL INC | COM | 3 | 55 | – |
| HTG MOLECULAR DIAGNOSTICS IN | COM NEW | 0 | 1 | – |
| ISHARES TR | MRNING SM CP ETF | 1K | 30K | – |
| DANAHER CORPORATION | COM | 85 | 328 | – |
| BOSTON SCIENTIFIC CORP | COM | 1 | 37 | – |
| AMERICAN TOWER CORP NEW | COM | 6 | 30 | – |
| KIMBERLY-CLARK CORP | COM | 3K | 28K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 5K | 13K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 1K | 14K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 659 | 5K | – |
| WATERS CORP | COM | 1 | 2 | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 18 | 470 | – |
| FUELCELL ENERGY INC | COM | 0 | 110 | – |
| MASTERCARD INCORPORATED | CL A | 3 | 10 | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 768 | 5K | – |
| ASSURANT INC | COM | 3K | 23K | – |
| AMERICAN EXPRESS CO | COM | 104 | 773 | – |
| MGM RESORTS INTERNATIONAL | COM | 58 | 2K | – |
| NORTHERN TR CORP | COM | 1 | 6 | – |
| ABBOTT LABS | COM | 14 | 140 | – |
| ISHARES TR | US TRSPRTION | 41 | 211 | – |
| RAYMOND JAMES FINL INC | COM | 1 | 7 | – |
| ISHARES TR | TIPS BD ETF | 0 | 4 | – |
| MANHATTAN ASSOCIATES INC | COM | 2 | 15 | – |
| GENUINE PARTS CO | COM | 5K | 32K | – |
| ISHARES TR | MORNINGSTAR GRWT | 5K | 106K | – |
| PEPSICO INC | COM | 4K | 27K | – |
| BLACKSTONE INC | COM | 852 | 10K | – |
| ISHARES TR | SELECT DIVID ETF | 16 | 150 | – |
| BRUNSWICK CORP | COM | 5 | 77 | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 346 | 9K | – |
| HOWMET AEROSPACE INC | COM | 12 | 397 | – |
| CVS HEALTH CORP | COM | 23 | 241 | – |
| XYLEM INC | COM | 1 | 8 | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 35 | 3K | – |
| ELEMENT SOLUTIONS INC | COM | 3 | 175 | – |
| SELECT SECTOR SPDR TR | ENERGY | 29 | 405 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 667 | 12K | – |
| BK OF AMERICA CORP | COM | 70 | 2K | – |
| STATE STR CORP | COM | 1 | 9 | – |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 4 | 944 | – |
| COSTCO WHSL CORP NEW | COM | 284 | 601 | – |
| NEXTERA ENERGY INC | COM | 297 | 4K | – |
| LINCOLN NATL CORP IND | COM | 15 | 350 | – |
| HIVE BLOCKCHAIN TECHNLGIES L | COM NEW | 7 | 2K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 5 | 80 | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 2 | 7 | – |
| AON PLC | SHS CL A | 2 | 6 | – |
| NOVARTIS AG | SPONSORED ADR | 24 | 310 | – |
| TRANE TECHNOLOGIES PLC | SHS | 1 | 5 | – |
| PRUDENTIAL FINL INC | COM | 20 | 234 | – |
| CATERPILLAR INC | COM | 33 | 200 | – |
| TRAVELERS COMPANIES INC | COM | 4K | 25K | – |
| EQUIFAX INC | COM | 1 | 3 | – |
| TARGET CORP | COM | 2K | 17K | – |
| TORONTO DOMINION BK ONT | COM NEW | 77 | 1K | – |
| ARK ETF TR | INNOVATION ETF | 32 | 850 | – |
| PROGRESSIVE CORP | COM | 2 | 20 | – |
| MARTIN MARIETTA MATLS INC | COM | 1 | 2 | – |
| AMAZON COM INC | COM | 5K | 40K | – |
| GRAINGER W W INC | COM | 2 | 4 | – |
| SOUTHWEST AIRLS CO | COM | 129 | 4K | – |
| PALO ALTO NETWORKS INC | COM | 5K | 34K | – |
| XCEL ENERGY INC | COM | 41 | 636 | – |
| WORKDAY INC | CL A | 24 | 158 | – |
| UNDER ARMOUR INC | CL C | 1 | 207 | – |
| AT&T INC | COM | 22 | 1K | – |
| APPLE INC | COM | 11K | 79K | – |
| REGENERON PHARMACEUTICALS | COM | 50 | 73 | – |
| PAYCHEX INC | COM | 1 | 10 | – |
| ISHARES TR | 0-5 YR TIPS ETF | 40 | 420 | – |
| UNION PAC CORP | COM | 3K | 16K | – |
| CENTENE CORP DEL | COM | 3 | 36 | – |
| HUBSPOT INC | COM | 1 | 5 | – |
| NVENT ELECTRIC PLC | SHS | 9 | 277 | – |
| LOWES COS INC | COM | 17 | 88 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 167 | 649 | – |
| IRON MTN INC DEL | COM | 158 | 4K | – |
| ISHARES TR | MSCI ACWI EX US | 12K | 308K | – |
| COLGATE PALMOLIVE CO | COM | 4K | 50K | – |
| NORFOLK SOUTHN CORP | COM | 12 | 55 | – |
| ORACLE CORP | COM | 378 | 6K | – |
| SEMPRA | COM | 96 | 640 | – |
| ENHABIT INC | COM | 0 | 25 | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 1 | 15 | – |
| JOHNSON CTLS INTL PLC | SHS | 1 | 19 | – |
| TEXAS INSTRS INC | COM | 2 | 12 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 14 | 257 | – |
| NORDSON CORP | COM | 4 | 18 | – |
| ALPS ETF TR | ALERIAN MLP | 2 | 58 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 3K | 34K | – |
| EDWARDS LIFESCIENCES CORP | COM | 3 | 39 | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 3 | 635 | – |
| TRUIST FINL CORP | COM | 2 | 53 | – |
| ENCOMPASS HEALTH CORP | COM | 2 | 51 | – |
| STEPAN CO | COM | 2 | 17 | – |
| ISHARES TR | RUSEL 2500 ETF | 6K | 123K | – |
| CUMMINS INC | COM | 3K | 17K | – |
| TWITTER INC | COM | 23 | 530 | – |
| REALTY INCOME CORP | COM | 3 | 50 | – |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 3 | 18 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 23 | 106 | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 12 | 135 | – |
| BLACKROCK FLOATING RATE INCO | COM | 12 | 1K | – |
| BOEING CO | COM | 18 | 150 | – |
| PROCTER AND GAMBLE CO | COM | 3K | 25K | – |
| ISHARES TR | EAFE SML CP ETF | 8 | 159 | – |
| SCHWAB CHARLES CORP | COM | 3 | 46 | – |
| CINCINNATI FINL CORP | COM | 0 | 5 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 1K | 43K | – |
| ARCHER DANIELS MIDLAND CO | COM | 3K | 42K | – |
| INVENTRUST PPTYS CORP | COM NEW | 8 | 370 | – |
| WESTERN ALLIANCE BANCORP | COM | 2 | 33 | – |
| KIMCO RLTY CORP | COM | 0 | 26 | – |
| CBRE GROUP INC | CL A | 1 | 18 | – |
| ISHARES TR | RUS 2000 VAL ETF | 203 | 2K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 2K | 2K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 170 | 3K | – |
| PHILIP MORRIS INTL INC | COM | 5K | 57K | – |
| AMERIPRISE FINL INC | COM | 1 | 3 | – |
| DOVER CORP | COM | 0 | 4 | – |
| RIOT BLOCKCHAIN INC | COM | 1 | 200 | – |
| WALMART INC | COM | 17 | 129 | – |
| ULTA BEAUTY INC | COM | 0 | 1 | – |
| CINTAS CORP | COM | 1 | 2 | – |
| INTEL CORP | COM | 117 | 5K | – |
| OMEGA HEALTHCARE INVS INC | COM | 3K | 86K | – |
| CADENCE DESIGN SYSTEM INC | COM | 6 | 34 | – |
| ARCONIC CORPORATION | COM | 2 | 94 | – |
| SENTINELONE INC | CL A | 13 | 522 | – |
| WILLIAMS COS INC | COM | 1 | 38 | – |
| RBC BEARINGS INC | COM | 4 | 17 | – |
| ZIM INTEGRATED SHIPPING SERV | SHS | 5 | 200 | – |
| ENTEGRIS INC | COM | 3 | 40 | – |
| ISHARES TR | US HLTHCARE ETF | 59 | 233 | – |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 741 | 16K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 64 | 3K | – |
| MIDDLESEX WTR CO | COM | 35 | 453 | – |
| EAGLE MATLS INC | COM | 3 | 26 | – |
| ELEVANCE HEALTH INC | COM | 45 | 99 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 1 | 13 | – |
| DUKE ENERGY CORP NEW | COM NEW | 3 | 34 | – |
| INGERSOLL RAND INC | COM | 5 | 105 | – |
| NORTHWEST NAT HLDG CO | COM | 54 | 1K | – |
| US BANCORP DEL | COM NEW | 9 | 212 | – |
| NIKE INC | CL B | 4K | 42K | – |
| SHERWIN WILLIAMS CO | COM | 3K | 14K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 4 | 17 | – |
| ESSEX PPTY TR INC | COM | 1 | 3 | – |
| AIRBNB INC | COM CL A | 988 | 9K | – |
| ISHARES TR | INDIA 50 ETF | 9 | 220 | – |
| TWILIO INC | CL A | 713 | 10K | – |
| AUTODESK INC | COM | 706 | 4K | – |
| ACADIA HEALTHCARE COMPANY IN | COM | 6 | 80 | – |
| PARKER-HANNIFIN CORP | COM | 19 | 79 | – |
| ROCKWELL AUTOMATION INC | COM | 1 | 3 | – |
| ON SEMICONDUCTOR CORP | COM | 62 | 1K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 4K | 53K | – |
| COMCAST CORP NEW | CL A | 37 | 1K | – |
| ISHARES TR | CORE MSCI TOTAL | 14K | 272K | – |
| ISHARES TR | RUS 2000 GRW ETF | 254 | 1K | – |
| IQVIA HLDGS INC | COM | 2 | 11 | – |
| SUNPOWER CORP | COM | 6 | 264 | – |
| ARES CAPITAL CORP | COM | 119 | 7K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 951 | 86K | – |
| INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 4 | 80 | – |
| SUN CMNTYS INC | COM | 3 | 24 | – |
| BAKKT HOLDINGS INC | COM CL A | 2 | 800 | – |
| FORTIVE CORP | COM | 3 | 45 | – |
| ISHARES TR | CORE S&P SCP ETF | 6 | 65 | – |
| SALESFORCE INC | COM | 3K | 18K | – |
| AMERICAN INTL GROUP INC | COM NEW | 1 | 28 | – |
| EBAY INC. | COM | 1 | 15 | – |
| DOW INC | COM | 8 | 176 | – |
| VANGUARD WORLD FDS | ENERGY ETF | 171 | 2K | – |
| CISCO SYS INC | COM | 33 | 821 | – |
| EXXON MOBIL CORP | COM | 177 | 2K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 5 | 323 | – |
| MOSAIC CO NEW | COM | 1 | 14 | – |
| ANALOG DEVICES INC | COM | 6 | 40 | – |
| JPMORGAN CHASE & CO | COM | 968 | 9K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 1 | 19 | – |
| CORNING INC | COM | 32 | 1K | – |
| ISHARES INC | CORE MSCI EMKT | 33 | 773 | – |
| T-MOBILE US INC | COM | 5 | 40 | – |
| IDACORP INC | COM | 3 | 29 | – |
| BROADCOM INC | COM | 2 | 5 | – |
| HCA HEALTHCARE INC | COM | 1 | 7 | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 10 | 120 | – |
| SYSCO CORP | COM | 2K | 35K | – |
| INFORMATICA INC | COM CL A | 753 | 38K | – |
| LUMENTUM HLDGS INC | COM | 0 | 1 | – |
| ORGANON & CO | COMMON STOCK | 1 | 53 | – |
| RESMED INC | COM | 369 | 2K | – |
| SPDR SER TR | BLOOMBERG INTL T | 2K | 97K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 98 | 2K | – |
| EMBRAER S.A. | SPONSORED ADS | 2 | 252 | – |
| PLUG POWER INC | COM NEW | 2 | 87 | – |
| QUANTA SVCS INC | COM | 1 | 9 | – |
| GSK PLC | SPONSORED ADR | 12 | 424 | – |
| DTE ENERGY CO | COM | 17 | 147 | – |
| ABBVIE INC | COM | 4K | 30K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 647 | 2K | – |
| VANGUARD INDEX FDS | VALUE ETF | 19 | 150 | – |
| ONEOK INC NEW | COM | 1 | 10 | – |
| POTLATCHDELTIC CORPORATION | COM | 5 | 114 | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 4 | 117 | – |
| INTERDIGITAL INC | COM | 1 | 21 | – |
| FORTINET INC | COM | 14 | 280 | – |
| EATON CORP PLC | SHS | 7 | 52 | – |
| ISHARES TR | PFD AND INCM SEC | 26 | 815 | – |
| VONTIER CORPORATION | COM | 0 | 12 | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 18 | 2K | – |
| ENTERGY CORP NEW | COM | 3 | 29 | – |
| WILLIAMS SONOMA INC | COM | 2K | 18K | – |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 12 | 650 | – |
| HERSHEY CO | COM | 1 | 6 | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 211 | 5K | – |
| CHEVRON CORP NEW | COM | 5K | 35K | – |
| WISDOMTREE TR | YIELD ENHANCD US | 22 | 520 | – |
| AMPHENOL CORP NEW | CL A | 1 | 12 | – |
| GRANITE CONSTR INC | COM | 1 | 38 | – |
| WELLTOWER INC | COM | 13 | 208 | – |
| ISHARES TR | MRGSTR SM CP GR | 267 | 8K | – |
| YETI HLDGS INC | COM | 1 | 37 | – |
| GERON CORP | COM | 2 | 1K | – |
| LITHIA MTRS INC | COM | 2 | 8 | – |
| LABORATORY CORP AMER HLDGS | COM NEW | 21 | 102 | – |
| D R HORTON INC | COM | 24 | 349 | – |
| AMETEK INC | COM | 1 | 8 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 38 | 195 | – |
| POLARIS INC | COM | 3K | 34K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 112 | 598 | – |
| SIREN ETF TR | NSD NXGN ECO ETF | 13 | 600 | – |
| BILIBILI INC | SPONS ADS REP Z | 8 | 500 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 1 | 4 | – |
| FIRST SOLAR INC | COM | 106 | 800 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 313 | 4K | – |
| FARFETCH LTD | ORD SH CL A | 25 | 3K | – |
| ISHARES TR | NORTH AMERN NAT | 54 | 2K | – |
| NORTONLIFELOCK INC | COM | 2 | 102 | – |
| CHARTER COMMUNICATIONS INC N | CL A | 2 | 5 | – |
| ENPHASE ENERGY INC | COM | 140 | 505 | – |
| MONDELEZ INTL INC | CL A | 67 | 1K | – |
| SILVERGATE CAP CORP | CL A | 19 | 250 | – |
| AMERCO | COM | 5 | 9 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 67 | 494 | – |
| ISHARES TR | ISHS 5-10YR INVT | 330 | 7K | – |
| VISA INC | COM CL A | 3K | 18K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 318 | 12K | – |
| GILEAD SCIENCES INC | COM | 30 | 494 | – |
| BRIGHTHOUSE FINL INC | COM | 0 | 8 | – |
| PROLOGIS INC. | COM | 2 | 18 | – |
| VULCAN MATLS CO | COM | 1 | 5 | – |
| ISHARES TR | RUS 1000 VAL ETF | 297 | 2K | – |
| PROSHARES TR | S&P 500 DV ARIST | 837 | 10K | – |
| MICROSTRATEGY INC | CL A NEW | 4 | 20 | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 114 | 4K | – |
| FEDERAL SIGNAL CORP | COM | 3 | 75 | – |
| UNITED RENTALS INC | COM | 1 | 2 | – |
| EXPONENT INC | COM | 3 | 34 | – |
| HERBALIFE NUTRITION LTD | COM SHS | 16 | 800 | – |
| ROPER TECHNOLOGIES INC | COM | 1 | 2 | – |
| ILLINOIS TOOL WKS INC | COM | 3K | 17K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 3K | 136K | – |
| VIATRIS INC | COM | 1 | 144 | – |
| QUEST DIAGNOSTICS INC | COM | 1 | 5 | – |
| INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 195 | 3K | – |
| INVESCO DB MULTI-SECTOR COMM | BASE METALS FD | 6 | 310 | – |
| TJX COS INC NEW | COM | 1 | 10 | – |
| EDISON INTL | COM | 4 | 67 | – |
| ISHARES TR | MRGSTR MD CP ETF | 3K | 49K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 2 | 8 | – |
| PINNACLE FINL PARTNERS INC | COM | 4 | 50 | – |
| EOG RES INC | COM | 1 | 10 | – |
| HARLEY DAVIDSON INC | COM | 11 | 315 | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 1 | 12 | – |
| TYLER TECHNOLOGIES INC | COM | 7 | 20 | – |
| BALLARD PWR SYS INC NEW | COM | 0 | 77 | – |
| VIAVI SOLUTIONS INC | COM | 0 | 5 | – |
| LAS VEGAS SANDS CORP | COM | 3 | 75 | – |
| AVALONBAY CMNTYS INC | COM | 1 | 4 | – |
| BANK HAWAII CORP | COM | 10 | 125 | – |
| ZOETIS INC | CL A | 2 | 11 | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 793 | 75K | – |
| MARSH & MCLENNAN COS INC | COM | 301 | 2K | – |
| GALLAGHER ARTHUR J & CO | COM | 1 | 7 | – |
| EXELON CORP | COM | 1 | 25 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 3K | 13K | – |
| LILLY ELI & CO | COM | 126 | 390 | – |
| VICTORIAS SECRET AND CO | COMMON STOCK | 0 | 3 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2K | 28K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 5 | 165 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 1 | 18 | – |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 10 | 45 | – |
| AMER STATES WTR CO | COM | 11 | 137 | – |
| BIO RAD LABS INC | CL A | 2 | 5 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 47 | 275 | – |
| ADVANCED MICRO DEVICES INC | COM | 9 | 145 | – |
| ACADEMY SPORTS & OUTDOORS IN | COM | 2 | 50 | – |
| CITIGROUP INC | COM NEW | 8 | 194 | – |
| ISHARES TR | CORE US AGGBD ET | 15K | 151K | – |
| HALEON PLC | SPON ADS | 3 | 448 | – |
| MOLINA HEALTHCARE INC | COM | 4 | 12 | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 46 | 115 | – |
| MAXEON SOLAR TECHNOLOGIES LT | SHS | 1 | 33 | – |
| PUBLIC STORAGE | COM | 1 | 4 | – |
| SIGNATURE BK NEW YORK N Y | COM | 2 | 14 | – |
| ISHARES TR | MRGSTR MD CP VAL | 4K | 71K | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 864 | 12K | – |
| ROBLOX CORP | CL A | 784 | 22K | – |
| STANLEY BLACK & DECKER INC | COM | 2K | 21K | – |
| PNC FINL SVCS GROUP INC | COM | 2 | 12 | – |
| ISHARES TR | MRGSTR MD CP GRW | 3K | 50K | – |
| VANGUARD WORLD FDS | MATERIALS ETF | 1 | 10 | – |
| CDW CORP | COM | 1 | 8 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 112 | 622 | – |
| HOME DEPOT INC | COM | 130 | 472 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 8 | 37 | – |
| FIRST TR MTG INCOME FD | COM SHS | 19 | 2K | – |
| CHARLES RIV LABS INTL INC | COM | 3 | 15 | – |
| ALTRIA GROUP INC | COM | 49 | 1K | – |
| CHUBB LIMITED | COM | 2K | 13K | – |
| ISHARES GOLD TR | ISHARES NEW | 73 | 2K | – |
| FIRSTENERGY CORP | COM | 1 | 20 | – |
| WARNER BROS DISCOVERY INC | COM SER A | 3 | 251 | – |
| INDEPENDENCE RLTY TR INC | COM | 58 | 3K | – |
| METLIFE INC | COM | 31 | 504 | – |
| MCKESSON CORP | COM | 78 | 229 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 27 | 288 | – |
| WASTE MGMT INC DEL | COM | 4K | 26K | – |
| NVIDIA CORPORATION | COM | 784 | 6K | – |
| NOVOCURE LTD | ORD SHS | 24 | 320 | – |
| TEGNA INC | COM | 2 | 89 | – |
| SIRIUS XM HOLDINGS INC | COM | 6 | 1K | – |
| NETFLIX INC | COM | 39 | 167 | – |
| VERIZON COMMUNICATIONS INC | COM | 3K | 66K | – |
| LOCKHEED MARTIN CORP | COM | 3K | 8K | – |
| COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 6 | 2K | – |
| CARRIER GLOBAL CORPORATION | COM | 206 | 6K | – |
| CSX CORP | COM | 2 | 85 | – |
| AMGEN INC | COM | 121 | 535 | – |
| OREILLY AUTOMOTIVE INC | COM | 1 | 2 | – |
| INVESCO QQQ TR | UNIT SER 1 | 57 | 213 | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 1K | 28K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 271 | 7K | – |
| COCA COLA CO | COM | 4K | 69K | – |
| WELLS FARGO CO NEW | COM | 466 | 12K | – |
| ADVANCE AUTO PARTS INC | COM | 1 | 4 | – |
| YUM BRANDS INC | COM | 36 | 335 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 78 | 654 | – |
| UNITEDHEALTH GROUP INC | COM | 102 | 201 | – |
| POOL CORP | COM | 1 | 2 | – |
| CHEGG INC | COM | 6 | 300 | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 4 | 29 | – |
| EQUITY RESIDENTIAL | SH BEN INT | 1 | 13 | – |
| MID-AMER APT CMNTYS INC | COM | 1 | 6 | – |
| AMERICAN ELEC PWR CO INC | COM | 1 | 13 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3K | 8K | – |
| SERVICENOW INC | COM | 3K | 8K | – |
| 3M CO | COM | 2K | 21K | – |
| ESSENTIAL UTILS INC | COM | 17 | 415 | – |
| CONSTELLATION ENERGY CORP | COM | 1 | 8 | – |
| CAPITAL ONE FINL CORP | COM | 858 | 9K | – |
| TESLA INC | COM | 1K | 4K | – |
| ISHARES TR | CORE MSCI EAFE | 53 | 1K | – |
| NORTHROP GRUMMAN CORP | COM | 5K | 10K | – |
| PERKINELMER INC | COM | 12 | 100 | – |
| DEVON ENERGY CORP NEW | COM | 21 | 357 | – |
| ISHARES TR | RUS 1000 ETF | 147 | 746 | – |
| LAUDER ESTEE COS INC | CL A | 1 | 5 | – |
| WEC ENERGY GROUP INC | COM | 1 | 11 | – |
| TYSON FOODS INC | CL A | 1 | 8 | – |
| ISHARES TR | RUS MID CAP ETF | 2 | 33 | – |
| MERCK & CO INC | COM | 82 | 953 | – |
| ALLSTATE CORP | COM | 3 | 22 | – |
| RAYTHEON TECHNOLOGIES CORP | COM | 1K | 18K | – |
| VANGUARD WORLD FDS | INF TECH ETF | 123 | 400 | – |
| MASCO CORP | COM | 1K | 22K | – |
| STARBUCKS CORP | COM | 2K | 29K | – |
| ISHARES TR | MSCI EMG MKT ETF | 0 | 11 | – |
| ISHARES TR | RUS 1000 GRW ETF | 15K | 73K | – |
| MICROSOFT CORP | COM | 5K | 20K | – |
| STAG INDL INC | COM | 2K | 70K | – |
| ISHARES TR | RUSSELL 2000 ETF | 300 | 2K | – |
| CANOPY GROWTH CORP | COM | 36 | 13K | – |
| PIPER SANDLER COMPANIES | COM | 3 | 24 | – |
| ARGO BLOCKCHAIN PLC | ADS | 1 | 300 | – |
| CONSOLIDATED EDISON INC | COM | 4K | 42K | – |
| LINDE PLC | SHS | 5 | 19 | – |
| PORTLAND GEN ELEC CO | COM NEW | 2 | 50 | – |
| BEAM GLOBAL | COM | 9 | 703 | – |
| SPDR GOLD TR | GOLD SHS | 125 | 807 | – |
| WP CAREY INC | COM | 5K | 67K | – |
| BIOHAVEN PHARMACTL HLDG CO L | COM | 114 | 751 | – |
| ADOBE SYSTEMS INCORPORATED | COM | 26 | 94 | – |
| GENERAL MLS INC | COM | 5K | 60K | – |
| ICU MED INC | COM | 0 | 2 | – |
| BANK NEW YORK MELLON CORP | COM | 1 | 17 | – |
| ISHARES TR | MORNINGSTAR VALU | 7K | 123K | – |
| UNILEVER PLC | SPON ADR NEW | 20 | 462 | – |
| AMERISOURCEBERGEN CORP | COM | 1 | 6 | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 275 | 15K | – |
| META PLATFORMS INC | CL A | 4K | 28K | – |
| SPDR SER TR | S&P HOMEBUILD | 2 | 28 | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 21 | 405 | – |
| ALPHABET INC | CAP STK CL A | 1K | 15K | – |
| MCDONALDS CORP | COM | 4K | 16K | – |
| FASTENAL CO | COM | 1 | 15 | – |
| TOPGOLF CALLAWAY BRANDS CORP | COM | 14 | 750 | – |
| AUTOZONE INC | COM | 2 | 1 | – |
| BOOKING HOLDINGS INC | COM | 7 | 4 | – |
| OLD DOMINION FREIGHT LINE IN | COM | 1 | 4 | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 362 | 10K | – |
| CIGNA CORP NEW | COM | 3 | 10 | – |
| COHEN & STEERS SELECT PFD & | COM | 11 | 592 | – |
| BED BATH & BEYOND INC | COM | 0 | 30 | – |
| MSCI INC | COM | 2 | 4 | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 26 | 850 | – |
| GENERAL DYNAMICS CORP | COM | 4K | 17K | – |
| CATALENT INC | COM | 2 | 24 | – |
| GOLDMAN SACHS GROUP INC | COM | 4K | 13K | – |
| BJS WHSL CLUB HLDGS INC | COM | 12 | 165 | – |
| SPDR SER TR | BLOOMBERG SHT TE | 19 | 787 | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 350 | 16K | – |
| APPLIED MATLS INC | COM | 25 | 310 | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 26 | 308 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 1 | 4 | – |
| DUPONT DE NEMOURS INC | COM | 34 | 675 | – |
| PELOTON INTERACTIVE INC | CL A COM | 3 | 481 | – |
| ISHARES TR | ISHS 1-5YR INVS | 358 | 7K | – |
| CLOROX CO DEL | COM | 3K | 21K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 360 | 7K | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 4 | 250 | – |
| CAVCO INDS INC DEL | COM | 3 | 14 | – |
| DOCUSIGN INC | COM | 757 | 14K | – |
| HONEYWELL INTL INC | COM | 61 | 367 | – |
| DUKE REALTY CORP | COM NEW | 1 | 15 | – |
| CANADIAN PAC RY LTD | COM | 1 | 8 | – |
| EL POLLO LOCO HLDGS INC | COM | 1 | 117 | – |
| ISHARES TR | MSCI EAFE ETF | 31 | 549 | – |
| VMWARE INC | CL A COM | 1 | 11 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 686 | 27K | – |
| KROGER CO | COM | 1 | 20 | – |
| VALERO ENERGY CORP | COM | 5 | 49 | – |
| EPAM SYS INC | COM | 1 | 4 | – |
| SNOWFLAKE INC | CL A | 109 | 644 | – |
| CORTEVA INC | COM | 8 | 147 | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 38 | 25 | – |
| ALPHABET INC | CAP STK CL C | 4K | 45K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 6K | 169K | – |
| ALBEMARLE CORP | COM | 1 | 4 | – |
| EAGLE BANCORP INC MD | COM | 252 | 6K | – |
| TE CONNECTIVITY LTD | SHS | 1 | 10 | – |
| EMERSON ELEC CO | COM | 3K | 44K | – |
| HENRY SCHEIN INC | COM | 2 | 30 | – |
| UNITED PARCEL SERVICE INC | CL B | 4K | 22K | – |
| PAYLOCITY HLDG CORP | COM | 3 | 14 | – |
| ISHARES TR | CORE S&P500 ETF | 43 | 119 | – |
| CROWDSTRIKE HLDGS INC | CL A | 2K | 15K | – |
| ALBERTSONS COS INC | COMMON STOCK | 4 | 152 | – |
| ISHARES TR | EAFE GRWTH ETF | 4 | 55 | – |
| CONOCOPHILLIPS | COM | 12 | 114 | – |
| FORD MTR CO DEL | COM | 4 | 381 | – |
| BLOCK INC | CL A | 5 | 95 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 18 | 335 | – |
| ALCOA CORP | COM | 4 | 126 | – |
| STERIS PLC | SHS USD | 6 | 36 | – |
| MEDTRONIC PLC | SHS | 3K | 32K | – |
| GARTNER INC | COM | 10 | 37 | – |
| ISHARES TR | MSCI USA ESG SLC | 1 | 11 | – |
| HP INC | COM | 1 | 46 | – |
| HILTON WORLDWIDE HLDGS INC | COM | 1 | 8 | – |
| BLACKROCK INC | COM | 42 | 77 | – |
| RAPID7 INC | COM | 1 | 25 | – |
| INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 778 | 142K | – |
| AFLAC INC | COM | 4K | 67K | – |
| BIOGEN INC | COM | 6 | 23 | – |
| HAIN CELESTIAL GROUP INC | COM | 15 | 888 | – |
| MORGAN STANLEY | COM NEW | 33 | 411 | – |
| INTUIT | COM | 1 | 2 | – |
| OMNICOM GROUP INC | COM | 1 | 12 | – |
| EMBECTA CORP | COMMON STOCK | 0 | 3 | – |
| ISHARES TR | U.S. REAL ES ETF | 856 | 11K | – |
| ISHARES TR | MORNINGSTR US EQ | 6K | 122K | – |
| COINBASE GLOBAL INC | COM CL A | 342 | 5K | – |
| ISHARES INC | MSCI JPN ETF NEW | 34 | 700 | – |
| DEXCOM INC | COM | 26 | 320 | – |
| OTIS WORLDWIDE CORP | COM | 230 | 4K | – |
| ISHARES TR | GLOBAL 100 ETF | 132 | 2K | – |
| KELLOGG CO | COM | 4K | 57K | – |
| MATCH GROUP INC NEW | COM | 2 | 50 | – |
| MOODYS CORP | COM | 1 | 5 | – |
| KRAFT HEINZ CO | COM | 13 | 397 | – |
| PAYPAL HLDGS INC | COM | 1K | 14K | – |
| BADGER METER INC | COM | 116 | 1K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 48 | 786 | – |
| M & T BK CORP | COM | 226 | 1K | – |
| MYRIAD GENETICS INC | COM | 4 | 206 | – |
| AIR PRODS & CHEMS INC | COM | 3K | 14K | – |
| ETSY INC | COM | 1 | 13 | – |
| AES CORP | COM | 2 | 104 | – |
| S&P GLOBAL INC | COM | 3 | 9 | – |
| FIFTH THIRD BANCORP | COM | 3 | 82 | – |
| DELL TECHNOLOGIES INC | CL C | 1 | 25 | – |
| ISHARES INC | MSCI CDA ETF | 20 | 661 | – |
| PPG INDS INC | COM | 6 | 50 | – |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 2 | 63 | – |
| ISHARES INC | MSCI PAC JP ETF | 1 | 19 | – |
| JOHNSON & JOHNSON | COM | 4K | 23K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 14 | 28 | – |
| KINDER MORGAN INC DEL | COM | 6 | 336 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 171 | 1K | – |