STONEBRIDGE WEALTH MANAGEMENT
STONEBRIDGE INVESTMENT COUNSEL, LLC Legal Name
Adviser information for STONEBRIDGE WEALTH MANAGEMENT last updated from Form ADV on March 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 342 | $154.6M |
| Non-Discretionary | 0 | $0 |
| Total | 342 | $154.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $2.3M |
| HNW Individuals | 65 | $130.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $21.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)GENERAL CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117944 |
|---|---|
| SEC ERA File Number | 801-117944 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122477 |
| Legal Entity Identifier | None |
Principal Office
LOEWS VANDERBILT PLAZA2100 WEST END AVENUE, SUITE 660
NASHVILLE
TN
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 615-309-0832, Fax: 615-891-2478
Chief Compliance Officer
MITCHELL S. MARTIN
PRESIDENT/CEO
LOWES VANDERBILT PLAZA
2100 WEST END AVENUE, SUITE 660
NASHVILLE
TN
United States
Tel:
615-309-0832
Fax:
615-891-2478
M******@**********************M
(Full email address available in API data)
Regulatory Contact
TYLER O. MARTIN
DIRECTOR OF FINANCIAL PLANNING
LOWES VANDERBILT PLAZA
2100 WEST END AVENUE, SUITE 660
NASHVILLE
TN
United States
Tel:
615-309-0832
Fax:
615-891-2478
T******@**********************M
(Full email address available in API data)
Industry Affiliates
| ONEASCENT FINANCIAL SERVICES LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARTIN, MITCHELL, STANLEY | Individual | – | PRESIDENT / MANAGING MEMBER / CCO | 02/2002 | 50-75% |
| MARTIN, TYLER, OWEN | Individual | – | CHIEF OPERATING OFFICER | 12/2018 | < 5% |
| STONEBRIDGE HOLDING, INC. | Foreign Entity | – | OWNER | 05/2013 | 50-75% |
| MARTIN, MITCHELL, STANLEY | Individual | STONEBRIDGE HOLDING, INC. | PRESIDENT AND CEO | 05/2013 | > 75% |
| ONEASCENT FINANCIAL SERVICES LLC | Domestic Entity | – | OWNER | 10/2022 | 25-50% |
| MARTIN, TYLER, OWEN | Individual | STONEBRIDGE HOLDING, INC. | CHIEF OPERATING OFFICER | 12/2018 | 25-50% |