PRACTICE FINANCIAL GROUP
PFG INVESTMENTS, LLC Legal Name
Adviser information for PRACTICE FINANCIAL GROUP last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $4.2M |
| Non-Discretionary | 1,428 | $291.3M |
| Total | 1,450 | $295.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 206 | $43.5M |
| HNW Individuals | 22 | $65.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 252 | $186.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 36 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
725 N. 5TH STREETSUITE 200
JACKSONVILLE
OR
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (541) 973-2602, Fax: (541) 326-0833
Chief Compliance Officer
SPENCER KENLEY
725 N. 5TH STREET,
SUITE 200
JACKSONVILLE
OR
United States
Tel:
(541) 973-2602
Fax:
(541) 326-0833
S************************@********M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| NATHAN WILLIAMS | Insurance company or agency |
| PRACTICE FINANCIAL GROUP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Kenley, Spencer, David | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2019 | < 5% |
| WILLIAMS HOLD CO, LLC | Domestic Entity | – | HOLDING COMPANY / MAJORITY OWNER | 06/2017 | 50-75% |
| MILLAR SIX, LLC | Domestic Entity | – | HOLDING COMPANY | 06/2017 | 10-25% |
| ROGERS FOUR, LLC | Domestic Entity | – | HOLDING COMPANY | 06/2017 | 10-25% |
| Williams, Nathan, Eldon | Individual | WILLIAMS HOLD CO, LLC | MEMBER | 12/2016 | > 75% |
| Millar, Ryan, Paul | Individual | MILLAR SIX, LLC | MEMBER | 12/2016 | > 75% |
| ROGERS, CHAD, K | Individual | ROGERS FOUR, LLC | MEMBER | 12/2016 | > 75% |
| WILLIAMS, NATHAN, ELDON | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2017 | < 5% |
| ROGERS, CHAD, K | Individual | – | CHIEF OPERATING OFFICER | 02/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ATLANTICA SUSTAINABLE INFR P | SHS | 501K | 23K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 3K | – |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 2M | 66K | – |
| EATON CORP PLC | SHS | 2M | 7K | – |
| ENSTAR GROUP LIMITED | SHS | 535K | 2K | – |
| ASA GOLD AND PRECIOUS MTLS L | SHS | 713K | 41K | – |
| JOHNSON CTLS INTL PLC | SHS | 1M | 19K | – |
| LINDE PLC | SHS | 982K | 2K | – |
| MEDTRONIC PLC | SHS | 727K | 9K | – |
| NU HLDGS LTD | ORD SHS CL A | 438K | 34K | – |
| NVENT ELECTRIC PLC | SHS | 388K | 5K | – |
| PENTAIR PLC | SHS | 276K | 4K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 812K | 8K | – |
| TECNOGLASS INC | ORD SHS | 220K | 4K | – |
| TRANE TECHNOLOGIES PLC | SHS | 590K | 2K | – |
| TUNGRAY TECHNOLOGIES INC | USD CL A ORD SHS | 135K | 35K | – |
| CHUBB LIMITED | COM | 581K | 2K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 562K | 10K | – |
| TRANSOCEAN LTD | REGISTERED SHS | 980K | 183K | – |
| ARDAGH METAL PACKAGING S A | SHS | 134K | 40K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 418K | 1K | – |
| ZIM INTEGRATED SHIPPING SERV | SHS | 594K | 27K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 3M | 3K | – |
| FERRARI N V | COM | 2M | 5K | – |
| NXP SEMICONDUCTORS N V | COM | 2M | 6K | – |
| INTERNATIONAL SEAWAYS INC | COM | 202K | 3K | – |
| ADMA BIOLOGICS INC | COM | 3M | 265K | – |
| AGNC INVT CORP | COM | 1M | 106K | – |
| ALPS ETF TR | ALERIAN MLP | 451K | 9K | – |
| ALPS ETF TR | SECTR DIV DOGS | 624K | 12K | – |
| AT&T INC | COM | 6M | 304K | – |
| ARK ETF TR | INNOVATION ETF | 1M | 23K | – |
| ARK ETF TR | NEXT GNRTN INTER | 215K | 3K | – |
| ARK ETF TR | ARK SPACE EXPL | 462K | 31K | – |
| ABBOTT LABS | COM | 2M | 17K | – |
| ABBVIE INC | COM | 6M | 33K | – |
| ABCELLERA BIOLOGICS INC | COM | 45K | 15K | – |
| ABRDN ASIA PACIFIC INCOME FU | COM | 957K | 357K | – |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 51K | 13K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 727K | 33K | – |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 502K | 5K | – |
| ADOBE INC | COM | 5M | 9K | – |
| ADVANCE AUTO PARTS INC | COM | 216K | 3K | – |
| ADVENT CONV & INCOME FD | COM | 739K | 62K | – |
| ADVANCED DRAIN SYS INC DEL | COM | 1M | 8K | – |
| ADVANCED MICRO DEVICES INC | COM | 7M | 45K | – |
| AGILENT TECHNOLOGIES INC | COM | 284K | 2K | – |
| AGNICO EAGLE MINES LTD | COM | 539K | 8K | – |
| AIRBNB INC | COM CL A | 349K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 307K | 1K | – |
| ALBEMARLE CORP | COM | 251K | 3K | – |
| ALDEYRA THERAPEUTICS INC | COM | 1M | 396K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 280K | 2K | – |
| ALGONQUIN PWR UTILS CORP | COM | 136K | 23K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 689K | 10K | – |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 291K | 28K | – |
| ALLIANT ENERGY CORP | COM | 419K | 8K | – |
| ALLOVIR INC | COM | 14K | 19K | – |
| ALLSTATE CORP | COM | 890K | 6K | – |
| EA SERIES TRUST | STRIVE SML CAP | 303K | 10K | – |
| EA SERIES TRUST | STRIVE 500 ETF | 244K | 7K | – |
| ALPHABET INC | CAP STK CL C | 13M | 69K | – |
| ALPHABET INC | CAP STK CL A | 14M | 75K | – |
| ALTIMMUNE INC | COM NEW | 67K | 10K | – |
| ALTRIA GROUP INC | COM | 3M | 62K | – |
| AMARIN CORP PLC | SPONS ADR NEW | 14K | 20K | – |
| AMAZON COM INC | COM | 29M | 152K | – |
| GREYSTONE HOUSING IMPACT INV | BEN UNIT CTF | 314K | 21K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 267K | 4K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 306K | 3K | – |
| AMERICAN ELEC PWR CO INC | COM | 2M | 26K | – |
| AMERICAN EXPRESS CO | COM | 2M | 7K | – |
| AMERICAN LITHIUM CORP | COM NEW | 6K | 11K | – |
| AMERICAN TOWER CORP NEW | COM | 1M | 6K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 2M | 14K | – |
| AMERICAS GOLD AND SILVER COR | COM | 3K | 11K | – |
| AMERIPRISE FINL INC | COM | 505K | 1K | – |
| AMGEN INC | COM | 2M | 7K | – |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 429K | 11K | – |
| AMPLIFY ETF TR | AMPLIFY ETHO CLI | 2M | 40K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 412K | 6K | – |
| ANALOG DEVICES INC | COM | 346K | 2K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 215K | 4K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 2M | 104K | – |
| ELEVANCE HEALTH INC | COM | 418K | 772 | – |
| APOLLO COML REAL EST FIN INC | COM | 462K | 47K | – |
| APOLLO TACTICAL INCOME FD IN | COM | 153K | 10K | – |
| APOLLO GLOBAL MGMT INC | COM | 1M | 13K | – |
| APPLE INC | COM | 125M | 596K | – |
| APPLE HOSPITALITY REIT INC | COM NEW | 175K | 12K | – |
| APPLIED MATLS INC | COM | 2M | 10K | – |
| AQUESTIVE THERAPEUTICS INC | COM | 153K | 59K | – |
| ARBUTUS BIOPHARMA CORP | COM | 59K | 19K | – |
| ARBOR REALTY TRUST INC | COM | 3M | 218K | – |
| ARCBEST CORP | COM | 213K | 2K | – |
| ARCHER AVIATION INC | COM CL A | 51K | 14K | – |
| ARCHER DANIELS MIDLAND CO | COM | 832K | 14K | – |
| ARDELYX INC | COM | 994K | 134K | – |
| ARES CAPITAL CORP | COM | 528K | 25K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 4M | 22K | – |
| ARRAY TECHNOLOGIES INC | COM SHS | 119K | 12K | – |
| ASHFORD HOSPITALITY TR INC | COM SHS | 29K | 30K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 396K | 5K | – |
| ATMOS ENERGY CORP | COM | 267K | 2K | – |
| ATOSSA THERAPEUTICS INC | COM | 28K | 24K | – |
| AURINIA PHARMACEUTICALS INC | COM | 164K | 29K | – |
| AUTODESK INC | COM | 435K | 2K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 8K | – |
| AVALONBAY CMNTYS INC | COM | 214K | 1K | – |
| AXON ENTERPRISE INC | COM | 1M | 4K | – |
| AYRO INC | COM | 46K | 59K | – |
| B & G FOODS INC NEW | COM | 130K | 16K | – |
| BP PLC | SPONSORED ADR | 1M | 38K | – |
| BADGER METER INC | COM | 417K | 2K | – |
| BALCHEM CORP | COM | 462K | 3K | – |
| BANK AMERICA CORP | COM | 7M | 166K | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 350K | 293 | – |
| BANK NEW YORK MELLON CORP | COM | 281K | 5K | – |
| BAOZUN INC | SPONSORED ADR | 24K | 10K | – |
| BARINGS BDC INC | COM | 115K | 12K | – |
| BARINGS PARTN INVS | SH BEN INT | 269K | 16K | – |
| BEAM GLOBAL | COM | 112K | 24K | – |
| BECTON DICKINSON & CO | COM | 426K | 2K | – |
| BENSON HILL INC | COMMON STOCK | 8K | 53K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 15K | – |
| BEST BUY INC | COM | 475K | 6K | – |
| BGC GROUP INC | CL A | 93K | 11K | – |
| BIOGEN INC | COM | 405K | 2K | – |
| BLACKROCK INC | COM | 555K | 705 | – |
| BLACKROCK MUN INCOME TR | SH BEN INT | 124K | 12K | – |
| BLACKROCK MUNI INCOME TR II | COM | 111K | 10K | – |
| BLACKROCK ETF TRUST II | ISHARES LARG CAP | 666K | 23K | – |
| BLACKROCK MUNIASSETS FD INC | COM | 157K | 14K | – |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 202K | 18K | – |
| BLACKSTONE INC | COM | 3M | 26K | – |
| BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 742K | 37K | – |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 170K | 24K | – |
| BLACKROCK ESG CAP ALLC TERM | SHS BEN INT | 319K | 18K | – |
| BLINK CHARGING CO | COM | 48K | 17K | – |
| BLOCK H & R INC | COM | 251K | 5K | – |
| BNY MELLON HIGH YIELD STRATE | SH BEN INT | 250K | 104K | – |
| BOEING CO | COM | 5M | 26K | – |
| BOOKING HOLDINGS INC | COM | 504K | 127 | – |
| BORGWARNER INC | COM | 291K | 9K | – |
| BOSTON SCIENTIFIC CORP | COM | 595K | 8K | – |
| BRAEMAR HOTELS & RESORTS INC | COM | 116K | 46K | – |
| BRANDYWINEGBL GBL INCM OPP F | COM | 96K | 12K | – |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 458K | 80K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 2M | 57K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 588K | 3K | – |
| BROADCOM INC | COM | 4M | 2K | – |
| BROADWIND INC | COM NEW | 33K | 10K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 422K | 10K | – |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 516K | 40K | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 5M | 189K | – |
| B2GOLD CORP | COM | 191K | 71K | – |
| C3 AI INC | CL A | 517K | 18K | – |
| CF INDS HLDGS INC | COM | 213K | 3K | – |
| THE CIGNA GROUP | COM | 813K | 2K | – |
| CKX LDS INC | COM | 168K | 12K | – |
| CME GROUP INC | COM | 246K | 1K | – |
| CSW INDUSTRIALS INC | COM | 822K | 3K | – |
| CSX CORP | COM | 636K | 19K | – |
| CVS HEALTH CORP | COM | 2M | 31K | – |
| CADENCE DESIGN SYSTEM INC | COM | 607K | 2K | – |
| CALAMOS CONV & HIGH INCOME F | COM SHS | 217K | 19K | – |
| CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 203K | 17K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 463K | 28K | – |
| CALIFORNIA WTR SVC GROUP | COM | 360K | 7K | – |
| CAMECO CORP | COM | 322K | 7K | – |
| CANADIAN NATL RY CO | COM | 245K | 2K | – |
| CANADIAN NAT RES LTD | COM | 613K | 17K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 383K | 5K | – |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 273K | 8K | – |
| CAPITAL ONE FINL CORP | COM | 207K | 1K | – |
| CAPITAL SOUTHWEST CORP | COM | 212K | 8K | – |
| CAPITOL SER TR | HULL TACTICAL | 283K | 7K | – |
| CARDIFF ONCOLOGY INC | COM | 28K | 13K | – |
| CARDINAL HEALTH INC | COM | 219K | 2K | – |
| CARLYLE GROUP INC | COM | 437K | 11K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 431K | 23K | – |
| CARRIER GLOBAL CORPORATION | COM | 541K | 9K | – |
| SILA REALTY TRUST INC | COMMON STOCK | 3M | 122K | – |
| CARVANA CO | CL A | 2M | 12K | – |
| CASSAVA SCIENCES INC | COM | 283K | 23K | – |
| CAVA GROUP INC | COM | 1M | 12K | – |
| CATERPILLAR INC | COM | 2M | 5K | – |
| CELANESE CORP DEL | COM | 253K | 2K | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 51K | 34K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 576K | 2K | – |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 904K | 18K | – |
| CHEVRON CORP NEW | COM | 6M | 41K | – |
| CHEWY INC | CL A | 359K | 13K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 2M | 28K | – |
| CHURCH & DWIGHT CO INC | COM | 598K | 6K | – |
| CIENA CORP | COM NEW | 293K | 6K | – |
| CINCINNATI FINL CORP | COM | 433K | 4K | – |
| CISCO SYS INC | COM | 8M | 168K | – |
| CITIGROUP INC | COM NEW | 2M | 28K | – |
| CLEARWAY ENERGY INC | CL C | 2M | 65K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 240K | 16K | – |
| CLOROX CO DEL | COM | 466K | 3K | – |
| CLOVER HEALTH INVESTMENTS CO | COM CL A | 19K | 15K | – |
| COCA COLA CO | COM | 4M | 70K | – |
| COHEN & STEERS QUALITY INCOM | COM | 140K | 12K | – |
| COINBASE GLOBAL INC | COM CL A | 256K | 1K | – |
| COLGATE PALMOLIVE CO | COM | 2M | 23K | – |
| COMFORT SYS USA INC | COM | 214K | 704 | – |
| COMCAST CORP NEW | CL A | 2M | 45K | – |
| COMPASS DIVERSIFIED | SH BEN INT | 223K | 10K | – |
| COMSTOCK INC | COM NEW | 7K | 41K | – |
| CONAGRA BRANDS INC | COM | 509K | 18K | – |
| CONOCOPHILLIPS | COM | 1M | 11K | – |
| CONSOLIDATED EDISON INC | COM | 6M | 62K | – |
| CONSTELLATION BRANDS INC | CL A | 285K | 1K | – |
| CONSTELLATION ENERGY CORP | COM | 695K | 3K | – |
| CORNERSTONE STRATEGIC VALUE | COM | 428K | 56K | – |
| CORNERSTONE TOTAL RETURN FD | COM | 1M | 137K | – |
| CORNING INC | COM | 3M | 74K | – |
| CORTEVA INC | COM | 672K | 12K | – |
| COSTCO WHSL CORP NEW | COM | 15M | 18K | – |
| CREDIT ACCEP CORP MICH | COM | 386K | 750 | – |
| CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 227K | 113K | – |
| CROWDSTRIKE HLDGS INC | CL A | 1M | 3K | – |
| CROWN CASTLE INC | COM | 280K | 3K | – |
| CUMMINS INC | COM | 485K | 2K | – |
| CURTISS WRIGHT CORP | COM | 200K | 740 | – |
| DNP SELECT INCOME FD INC | COM | 383K | 47K | – |
| DTE ENERGY CO | COM | 919K | 8K | – |
| DT MIDSTREAM INC | COMMON STOCK | 371K | 5K | – |
| DANAHER CORPORATION | COM | 883K | 4K | – |
| DATADOG INC | CL A COM | 293K | 2K | – |
| DECKERS OUTDOOR CORP | COM | 348K | 360 | – |
| DEERE & CO | COM | 2M | 7K | – |
| DELL TECHNOLOGIES INC | CL C | 720K | 5K | – |
| DELTA AIR LINES INC DEL | COM NEW | 374K | 8K | – |
| DEVON ENERGY CORP NEW | COM | 1M | 24K | – |
| DEXCOM INC | COM | 274K | 2K | – |
| DIAGEO PLC | SPON ADR NEW | 317K | 3K | – |
| DIAMONDBACK ENERGY INC | COM | 258K | 1K | – |
| DIGITAL RLTY TR INC | COM | 1M | 8K | – |
| DIREXION SHS ETF TR | DLY TECH BULL 3X | 253K | 3K | – |
| DIREXION SHS ETF TR | DAILY JR GLD MIN | 224K | 6K | – |
| DISNEY WALT CO | COM | 4M | 39K | – |
| DISCOVER FINL SVCS | COM | 214K | 2K | – |
| DOCUSIGN INC | COM | 413K | 8K | – |
| DOLLAR GEN CORP NEW | COM | 313K | 2K | – |
| DOMINION ENERGY INC | COM | 659K | 13K | – |
| DOVER CORP | COM | 352K | 2K | – |
| DOW INC | COM | 939K | 18K | – |
| DRAFTKINGS INC NEW | COM CL A | 1M | 29K | – |
| DUKE ENERGY CORP NEW | COM NEW | 3M | 32K | – |
| DUPONT DE NEMOURS INC | COM | 837K | 10K | – |
| E L F BEAUTY INC | COM | 617K | 3K | – |
| EOG RES INC | COM | 331K | 3K | – |
| ETF SER SOLUTIONS | NATIONWIDE NASDQ | 3M | 105K | – |
| ETF SER SOLUTIONS | US VEGAN CLIMATE | 326K | 7K | – |
| ETF SER SOLUTIONS | DISTILLATE US | 430K | 8K | – |
| ETF SER SOLUTIONS | HOYA CAPT HI DIV | 123K | 12K | – |
| ETFIS SER TR I | VIRTUS INFRCAP | 384K | 18K | – |
| EAGLE POINT CREDIT COMPANY I | COM | 4M | 387K | – |
| EATON VANCE NEW YORK MUN BD | COM | 185K | 19K | – |
| EATON VANCE FLTING RATE INC | COM | 212K | 16K | – |
| EATON VANCE LTD DURATION INC | COM | 218K | 22K | – |
| EATON VANCE TX ADV GLBL DIV | COM | 351K | 19K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 340K | 40K | – |
| ECOLAB INC | COM | 945K | 4K | – |
| EDISON INTL | COM | 617K | 9K | – |
| EDWARDS LIFESCIENCES CORP | COM | 275K | 3K | – |
| ELECTROCORE INC | COM NEW | 116K | 18K | – |
| ELLINGTON FINANCIAL INC | COM | 141K | 12K | – |
| EMERSON ELEC CO | COM | 2M | 14K | – |
| ENBRIDGE INC | COM | 984K | 28K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 3M | 212K | – |
| ENPHASE ENERGY INC | COM | 2M | 17K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 4M | 127K | – |
| EVERGY INC | COM | 252K | 5K | – |
| EVERSOURCE ENERGY | COM | 952K | 17K | – |
| EVGO INC | CL A COM | 28K | 12K | – |
| EXELON CORP | COM | 439K | 13K | – |
| EXXON MOBIL CORP | COM | 16M | 139K | – |
| EYENOVIA INC | COM | 42K | 70K | – |
| FS KKR CAP CORP | COM | 1M | 69K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 586K | 92K | – |
| META PLATFORMS INC | CL A | 21M | 42K | – |
| FACTSET RESH SYS INC | COM | 226K | 553 | – |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 625K | 6K | – |
| FEDEX CORP | COM | 1M | 5K | – |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 275K | 4K | – |
| FIDELITY COVINGTON TRUST | ENHANCED SMALL | 239K | 8K | – |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | 244K | 9K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 395K | 9K | – |
| FIDELITY NATL INFORMATION SV | COM | 261K | 3K | – |
| FIRST SOLAR INC | COM | 1M | 5K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 1M | 36K | – |
| FIRST TR INTER DURATN PFD & | COM | 584K | 32K | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 513K | 5K | – |
| FIRST TR MULTI CP VAL ALPHA | SHS ISSUED FRST | 356K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 949K | 11K | – |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 2M | 65K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 353K | 9K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 611K | 6K | – |
| FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 203K | 9K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 489K | 9K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 204K | 1K | – |
| FIRST TR EXCHANGE-TRADED FD | GBL WND ENRG ETF | 430K | 27K | – |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 5M | 41K | – |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 428K | 6K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 391K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 7M | 122K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRIGHT | 543K | 28K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 298K | 17K | – |
| FISCALNOTE HOLDINGS INC | COM CL A | 28K | 19K | – |
| FISERV INC | COM | 407K | 3K | – |
| FIRSTENERGY CORP | COM | 724K | 19K | – |
| FORD MTR CO DEL | COM | 3M | 245K | – |
| FORTRESS BIOTECH INC | COM NEW | 28K | 16K | – |
| FORTUNA MNG CORP | COM NEW | 54K | 11K | – |
| FRANCO NEV CORP | COM | 672K | 6K | – |
| FRANKLIN RESOURCES INC | COM | 247K | 11K | – |
| FRANKLIN UNVL TR | SH BEN INT | 88K | 13K | – |
| FREEPORT-MCMORAN INC | CL B | 999K | 21K | – |
| FUELCELL ENERGY INC | COM | 20K | 31K | – |
| FUBOTV INC | COM | 17K | 14K | – |
| G III APPAREL GROUP LTD | COM | 568K | 21K | – |
| GABELLI EQUITY TR INC | COM | 425K | 82K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 834K | 11K | – |
| GALLAGHER ARTHUR J & CO | COM | 924K | 4K | – |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 323K | 80K | – |
| GAMCO NAT RES GOLD & INCOME | SH BEN INT | 468K | 85K | – |
| GANNETT CO INC | COM | 340K | 74K | – |
| GE VERNOVA INC | COM | 1M | 7K | – |
| GENERAL DYNAMICS CORP | COM | 449K | 2K | – |
| GE AEROSPACE | COM NEW | 4M | 25K | – |
| GENERAL MLS INC | COM | 1M | 19K | – |
| GENERAL MTRS CO | COM | 750K | 16K | – |
| GENUINE PARTS CO | COM | 724K | 5K | – |
| GILEAD SCIENCES INC | COM | 3M | 38K | – |
| GLADSTONE LD CORP | COM | 2M | 146K | – |
| GSK PLC | SPONSORED ADR | 588K | 15K | – |
| GLOBALSTAR INC | COM | 25K | 22K | – |
| GLOBAL NET LEASE INC | COM NEW | 160K | 22K | – |
| GLOBAL PMTS INC | COM | 250K | 3K | – |
| GLOBAL X FDS | GLOBX SUPDV US | 276K | 16K | – |
| GLOBAL X FDS | RUSSELL 2000 | 1M | 85K | – |
| GLOBAL X FDS | S&P 500 COVERED | 3M | 71K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 4M | 246K | – |
| GLOBAL X FDS | AUTONMOUS EV ETF | 278K | 12K | – |
| GLOBAL X FDS | ARTIFICIAL ETF | 292K | 8K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 269K | 9K | – |
| GLOBAL X FDS | GLOBAL X SILVER | 244K | 8K | – |
| GLOBAL X FDS | LITHIUM BTRY ETF | 320K | 8K | – |
| GLOBAL X FDS | S&P 500 CATHOLIC | 237K | 4K | – |
| GLOBAL X FDS | 1-3 MONTH T-BILL | 288K | 3K | – |
| GLOBAL X FDS | SUPERDIVIDEND | 608K | 28K | – |
| GOLD ROYALTY CORP | COMMON SHARES | 16K | 11K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 643K | 19K | – |
| GOLDMAN SACHS BDC INC | SHS | 438K | 29K | – |
| GOLDMINING INC | COM | 15K | 17K | – |
| GRAINGER W W INC | COM | 309K | 342 | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 426K | 8K | – |
| PEAKSTONE REALTY TRUST | COMMON SHARES | 106K | 10K | – |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 723K | 48K | – |
| GUGGENHEIM ACTIVE ALLOC FD | COMMON STOCK | 476K | 32K | – |
| HP INC | COM | 1M | 30K | – |
| HALEON PLC | SPON ADS | 204K | 25K | – |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 277K | 14K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 7M | 220K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 251K | 2K | – |
| HEALTHCARE RLTY TR | CL A COM | 271K | 16K | – |
| HEALTHPEAK PROPERTIES INC | COM | 202K | 10K | – |
| HERCULES CAPITAL INC | COM | 2M | 108K | – |
| HERSHEY CO | COM | 382K | 2K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 261K | 12K | – |
| HILTON GRAND VACATIONS INC | COM | 315K | 8K | – |
| HOLOGIC INC | COM | 716K | 10K | – |
| HOME DEPOT INC | COM | 7M | 20K | – |
| HONEYWELL INTL INC | COM | 2M | 10K | – |
| HUNTINGTON BANCSHARES INC | COM | 300K | 23K | – |
| HYATT HOTELS CORP | COM CL A | 726K | 5K | – |
| I-80 GOLD CORP | COM | 11K | 10K | – |
| IDEX CORP | COM | 251K | 1K | – |
| IHEARTMEDIA INC | COM CL A | 36K | 33K | – |
| ILLINOIS TOOL WKS INC | COM | 935K | 4K | – |
| IMMUTEP LTD | SPONSORED ADS | 103K | 51K | – |
| INFOSYS LTD | SPONSORED ADR | 506K | 27K | – |
| INNOVATIVE INDL PPTYS INC | COM | 2M | 20K | – |
| ZOOMCAR HLDGS INC | COM | 4K | 26K | – |
| INNOVATE CORP | COM | 23K | 38K | – |
| INTEL CORP | COM | 4M | 126K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 776K | 6K | – |
| INTERDIGITAL INC | COM | 2M | 18K | – |
| INTERGROUP CORP | COM | 7M | 331K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 8M | 47K | – |
| INTERNATIONAL PAPER CO | COM | 467K | 11K | – |
| INVESCO QQQ TR | UNIT SER 1 | 16M | 32K | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 203K | 14K | – |
| INTRA-CELLULAR THERAPIES INC | COM | 612K | 9K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
| INTUIT | COM | 1M | 2K | – |
| INVENTRUST PPTYS CORP | COM NEW | 225K | 9K | – |
| INVESCO MORTGAGE CAPITAL INC | COM | 301K | 32K | – |
| INVESCO SR INCOME TR | COM | 154K | 36K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 810K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 1M | 19K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 308K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 328K | 9K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL FIN | 312K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 7K | – |
| INVESCO EXCHANGE TRADED FD T | INVESCO MSCI | 341K | 9K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 234K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 328K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 155K | 11K | – |
| INVESCO EXCHANGE TRADED FD T | SEMICONDUCTORS | 503K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 2M | 24K | – |
| INVESCO EXCH TRADED FD TR II | EQUAL WEGT 0-30 | 360K | 13K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP INFO | 247K | 5K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 4M | 60K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 533K | 12K | – |
| INVESCO EXCH TRADED FD TR II | DORSEY WRGT EMRG | 305K | 14K | – |
| INVESCO EXCH TRADED FD TR II | DORSEY WRGT DVLP | 318K | 9K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 368K | 17K | – |
| INVESCO EXCH TRADED FD TR II | INVESCO PHLX SM | 477K | 11K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 281K | 1K | – |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 3M | 69K | – |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 1M | 55K | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 405K | 17K | – |
| INVESCO EXCH TRADED FD TR II | SHORT TERM TREAS | 294K | 3K | – |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 513K | 22K | – |
| INVESTMENT MANAGERS SER TR I | AXS CHANGE FINAN | 8M | 225K | – |
| INVESTMENT MANAGERS SER TR I | AXS GREEN ALPHA | 205K | 6K | – |
| IRON MTN INC DEL | COM | 2M | 26K | – |
| ISHARES SILVER TR | ISHARES | 778K | 29K | – |
| ISHARES S&P GSCI COMMODITY- | UNIT BEN INT | 994K | 45K | – |
| ISHARES GOLD TR | ISHARES NEW | 1M | 24K | – |
| ISHARES TR | S&P 100 ETF | 248K | 937 | – |
| ISHARES TR | CORE S&P TTL STK | 1M | 12K | – |
| ISHARES TR | SELECT DIVID ETF | 2M | 14K | – |
| ISHARES TR | TIPS BD ETF | 2M | 17K | – |
| ISHARES TR | US TRSPRTION | 329K | 5K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| ISHARES TR | CORE US AGGBD ET | 4M | 41K | – |
| ISHARES TR | MSCI EMG MKT ETF | 511K | 12K | – |
| ISHARES TR | IBOXX INV CP ETF | 229K | 2K | – |
| ISHARES TR | GLOBAL TECH ETF | 216K | 3K | – |
| ISHARES TR | S&P 500 GRWT ETF | 497K | 5K | – |
| ISHARES TR | S&P 500 VAL ETF | 710K | 4K | – |
| ISHARES TR | 20 YR TR BD ETF | 843K | 9K | – |
| ISHARES TR | 7-10 YR TRSY BD | 527K | 6K | – |
| ISHARES TR | 1 3 YR TREAS BD | 1M | 18K | – |
| ISHARES TR | MSCI EAFE ETF | 445K | 6K | – |
| ISHARES TR | RUS MDCP VAL ETF | 468K | 4K | – |
| ISHARES TR | RUS MD CP GR ETF | 269K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 1M | 16K | – |
| ISHARES TR | CORE S&P MCP ETF | 739K | 13K | – |
| ISHARES TR | EXPANDED TECH | 629K | 7K | – |
| ISHARES TR | ISHARES SEMICDTR | 4M | 16K | – |
| ISHARES TR | EXPND TEC SC ETF | 298K | 3K | – |
| ISHARES TR | ISHARES BIOTECH | 1M | 9K | – |
| ISHARES TR | RUS 1000 VAL ETF | 1M | 6K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 4K | – |
| ISHARES TR | RUS 1000 ETF | 542K | 2K | – |
| ISHARES TR | RUS 2000 VAL ETF | 459K | 3K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 12K | – |
| ISHARES TR | CORE S&P US GWT | 983K | 8K | – |
| ISHARES TR | U.S. TECH ETF | 2M | 16K | – |
| ISHARES TR | US HLTHCARE ETF | 211K | 3K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 15K | – |
| ISHARES TR | MRGSTR MD CP ETF | 345K | 5K | – |
| ISHARES TR | GL CLEAN ENE ETF | 373K | 28K | – |
| ISHARES TR | JPMORGAN USD EMG | 205K | 2K | – |
| ISHARES TR | NATIONAL MUN ETF | 848K | 8K | – |
| ISHARES TR | INTL SEL DIV ETF | 303K | 11K | – |
| ISHARES TR | IBOXX HI YD ETF | 488K | 6K | – |
| ISHARES TR | MSCI KLD400 SOC | 9M | 88K | – |
| ISHARES TR | ISHS 1-5YR INVS | 297K | 6K | – |
| ISHARES TR | 10-20 YR TRS ETF | 1M | 13K | – |
| ISHARES TR | 3 7 YR TREAS BD | 474K | 4K | – |
| ISHARES TR | SHORT TREAS BD | 295K | 3K | – |
| ISHARES TR | PFD AND INCM SEC | 1M | 35K | – |
| ISHARES TR | US HOME CONS ETF | 237K | 2K | – |
| ISHARES TR | US AER DEF ETF | 769K | 6K | – |
| ISHARES TR | MSCI USA ESG SLC | 597K | 5K | – |
| ISHARES TR | U.S. MED DVC ETF | 2M | 30K | – |
| ISHARES TR | US HLTHCR PR ETF | 403K | 8K | – |
| ISHARES TR | RUS TP200 GR ETF | 2M | 11K | – |
| ISHARES TR | US TREAS BD ETF | 3M | 150K | – |
| ISHARES TR | FLTG RATE NT ETF | 2M | 31K | – |
| ISHARES TR | CORE HIGH DV ETF | 1M | 10K | – |
| ISHARES TR | MSCI USA MIN VOL | 535K | 6K | – |
| ISHARES TR | MSCI USA QLT FCT | 672K | 4K | – |
| ISHARES TR | CORE MSCI TOTAL | 495K | 7K | – |
| ISHARES TR | CORE MSCI EAFE | 1M | 15K | – |
| ISHARES TR | CORE 1 5 YR USD | 275K | 6K | – |
| ISHARES INC | CORE MSCI EMKT | 475K | 9K | – |
| ISHARES INC | MSCI TAIWAN ETF | 276K | 5K | – |
| ISHARES INC | MSCI GBL ETF NEW | 362K | 9K | – |
| ISHARES INC | ESG AWR MSCI EM | 612K | 18K | – |
| ISHARES TR | 0-5YR HI YL CP | 573K | 14K | – |
| ISHARES TR | CORE DIV GRWTH | 394K | 7K | – |
| ISHARES TR | ESG AWR MSCI USA | 2M | 14K | – |
| ISHARES TR | MSCI GBL SUS DEV | 263K | 4K | – |
| ISHARES TR | ESG MSCI LEADR | 326K | 3K | – |
| ISHARES TR | USD GRN BOND ETF | 360K | 8K | – |
| ISHARES TR | BROAD USD HIGH | 522K | 14K | – |
| ISHARES TR | US TECH BRKTHR | 418K | 8K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 863K | 9K | – |
| ISHARES BITCOIN TR | SHS | 233K | 7K | – |
| ITRON INC | COM | 204K | 2K | – |
| JPMORGAN CHASE & CO. | COM | 14M | 69K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 5M | 88K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 302K | 6K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 3M | 51K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 878K | 16K | – |
| J P MORGAN EXCHANGE TRADED F | JPMORGAM LTD DUR | 210K | 4K | – |
| JACOBS SOLUTIONS INC | COM | 260K | 2K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 732K | 14K | – |
| JEFFERIES FINL GROUP INC | COM | 301K | 6K | – |
| JETBLUE AWYS CORP | COM | 626K | 103K | – |
| JOHNSON & JOHNSON | COM | 15M | 105K | – |
| JUMIA TECHNOLOGIES AG | SPONSORED ADS | 247K | 35K | – |
| KBR INC | COM | 308K | 5K | – |
| KLA CORP | COM NEW | 872K | 1K | – |
| KAYNE ANDERSON ENERGY INFRST | COM | 307K | 30K | – |
| KELLANOVA | COM | 346K | 6K | – |
| KENVUE INC | COM | 337K | 19K | – |
| KEYCORP | COM | 152K | 11K | – |
| KIMBERLY-CLARK CORP | COM | 996K | 7K | – |
| KIMCO RLTY CORP | COM | 320K | 16K | – |
| KINDER MORGAN INC DEL | COM | 843K | 42K | – |
| KINETA INC | COM | 174K | 327K | – |
| KINROSS GOLD CORP | COM | 146K | 17K | – |
| KNOW LABS INC | COM NEW | 41K | 99K | – |
| KRAFT HEINZ CO | COM | 1M | 38K | – |
| KROGER CO | COM | 297K | 6K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 333K | 1K | – |
| LAM RESEARCH CORP | COM | 442K | 415 | – |
| LAMAR ADVERTISING CO NEW | CL A | 205K | 2K | – |
| LAMB WESTON HLDGS INC | COM | 746K | 9K | – |
| LANTHEUS HLDGS INC | COM | 248K | 3K | – |
| LEGG MASON ETF INVT | CLEARBRIDEG LR | 517K | 7K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 415K | 61K | – |
| ELI LILLY & CO | COM | 6M | 7K | – |
| LINCOLN NATL CORP IND | COM | 562K | 18K | – |
| LINDBLAD EXPEDITIONS HLDGS I | COM | 157K | 16K | – |
| LINEAGE CELL THERAPEUTICS IN | COM | 21K | 21K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 32K | 12K | – |
| LOCKHEED MARTIN CORP | COM | 3M | 6K | – |
| LOWES COS INC | COM | 2M | 11K | – |
| LUCID GROUP INC | COM | 40K | 15K | – |
| LUMEN TECHNOLOGIES INC | COM | 30K | 28K | – |
| LUMINAR TECHNOLOGIES INC | COM CL A | 122K | 82K | – |
| M & T BK CORP | COM | 395K | 3K | – |
| MPLX LP | COM UNIT REP LTD | 1M | 29K | – |
| MP MATERIALS CORP | COM CL A | 238K | 19K | – |
| MAIN STR CAP CORP | COM | 634K | 13K | – |
| MANAGER DIRECTED PORTFOLIOS | VERT GLB SUST RE | 5M | 567K | – |
| MARATHON OIL CORP | COM | 250K | 9K | – |
| MARATHON PETE CORP | COM | 782K | 5K | – |
| MARSH & MCLENNAN COS INC | COM | 515K | 2K | – |
| MARRIOTT INTL INC NEW | CL A | 340K | 1K | – |
| MARVELL TECHNOLOGY INC | COM | 226K | 3K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 9K | – |
| MASTERBRAND INC | COMMON STOCK | 219K | 15K | – |
| MCCORMICK & CO INC | COM NON VTG | 1M | 15K | – |
| MCDONALDS CORP | COM | 4M | 15K | – |
| MCKESSON CORP | COM | 249K | 427 | – |
| MEDICAL PPTYS TRUST INC | COM | 369K | 86K | – |
| MERCADOLIBRE INC | COM | 307K | 187 | – |
| MERCK & CO INC | COM | 8M | 62K | – |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 61K | 17K | – |
| METLIFE INC | COM | 410K | 6K | – |
| MICROSOFT CORP | COM | 54M | 121K | – |
| MICRON TECHNOLOGY INC | COM | 3M | 20K | – |
| MITEK SYS INC | COM NEW | 347K | 31K | – |
| MODERNA INC | COM | 379K | 3K | – |
| MODINE MFG CO | COM | 238K | 2K | – |
| MOLINA HEALTHCARE INC | COM | 246K | 827 | – |
| MONDELEZ INTL INC | CL A | 1M | 16K | – |
| MONSTER BEVERAGE CORP NEW | COM | 437K | 9K | – |
| MORGAN STANLEY | COM NEW | 2M | 22K | – |
| MORGAN STANLEY EMERGING MKTS | COM | 454K | 100K | – |
| MOSAIC CO NEW | COM | 344K | 12K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 633K | 2K | – |
| MUSTANG BIO INC | COM NEW | 10K | 22K | – |
| NIO INC | SPON ADS | 241K | 58K | – |
| NRG ENERGY INC | COM NEW | 539K | 7K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 759K | 13K | – |
| NETFLIX INC | COM | 4M | 6K | – |
| NEUBERGER BERMAN HIGH YIELD | COM | 231K | 29K | – |
| NEUBERGER BERMAN NEXT GENERA | COMMON STOCK | 180K | 14K | – |
| NEW CONCEPT ENERGY INC | COM | 244K | 153K | – |
| NEW MTN FIN CORP | COM | 483K | 39K | – |
| RITHM CAPITAL CORP | COM NEW | 692K | 63K | – |
| NEW YORK CMNTY BANCORP INC | COM | 266K | 83K | – |
| NEWELL BRANDS INC | COM | 89K | 14K | – |
| NEWMONT CORP | COM | 515K | 12K | – |
| NEXTERA ENERGY INC | COM | 4M | 58K | – |
| NIKE INC | CL B | 671K | 9K | – |
| NOKIA CORP | SPONSORED ADR | 189K | 50K | – |
| NORFOLK SOUTHN CORP | COM | 414K | 2K | – |
| NORTHERN DYNASTY MINERALS LT | COM NEW | 6K | 20K | – |
| NORTHERN LTS FD TR IV | MAIN SECTR ROTN | 1M | 21K | – |
| NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 0 | 20K | – |
| NORTHROP GRUMMAN CORP | COM | 487K | 1K | – |
| GEN DIGITAL INC | COM | 219K | 9K | – |
| NOVARTIS AG | SPONSORED ADR | 338K | 3K | – |
| NOVO-NORDISK A S | ADR | 2M | 16K | – |
| NUVEEN MASSACHUSETS QLT MUN | COM | 185K | 17K | – |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 1M | 109K | – |
| NVIDIA CORPORATION | COM | 59M | 478K | – |
| NUVEEN CA QUALTY MUN INCOME | COM | 2M | 195K | – |
| NUVEEN MUN CR OPPORTUNITIES | COM | 335K | 30K | – |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 414K | 38K | – |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 212K | 8K | – |
| NUTRIEN LTD | COM | 507K | 10K | – |
| NUVEEN CORE PLUS IMPACT FUND | COM BEN INT | 426K | 39K | – |
| OGE ENERGY CORP | COM | 236K | 7K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 244K | 3K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 407K | 11K | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 2M | 48K | – |
| NUSHARES ETF TR | NUVEEN ESG INTL | 3M | 102K | – |
| NUVEEN MUN VALUE FD INC | COM | 193K | 22K | – |
| OREILLY AUTOMOTIVE INC | COM | 967K | 916 | – |
| OAKTREE SPECIALTY LENDING CO | COM | 418K | 22K | – |
| OATLY GROUP AB | SPONSORED ADS | 29K | 30K | – |
| OCCIDENTAL PETE CORP | COM | 1M | 18K | – |
| OMEGA HEALTHCARE INVS INC | COM | 1M | 34K | – |
| ONCOLYTICS BIOTECH INC | COM NEW | 10K | 11K | – |
| ONEOK INC NEW | COM | 869K | 11K | – |
| OPKO HEALTH INC | COM | 1M | 961K | – |
| ORACLE CORP | COM | 5M | 38K | – |
| OSISKO GOLD ROYALTIES LTD | COM | 379K | 24K | – |
| OTIS WORLDWIDE CORP | COM | 315K | 3K | – |
| OWENS CORNING NEW | COM | 306K | 2K | – |
| OXFORD LANE CAP CORP | COM | 244K | 45K | – |
| PHX MINERALS INC | CL A | 80K | 25K | – |
| PNC FINL SVCS GROUP INC | COM | 415K | 3K | – |
| PPG INDS INC | COM | 270K | 2K | – |
| PGIM SHORT DUR HIG YLD OPP F | COM | 156K | 10K | – |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 427K | 32K | – |
| PVH CORPORATION | COM | 1M | 11K | – |
| PSQ HOLDINGS INC | *W EXP 99/99/999 | 7K | 18K | – |
| PACER FDS TR | PACER US SMALL | 293K | 7K | – |
| PACER FDS TR | US CASH COWS 100 | 345K | 6K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 2M | 76K | – |
| PALO ALTO NETWORKS INC | COM | 3M | 8K | – |
| PAN AMERN SILVER CORP | COM | 351K | 18K | – |
| PARKER-HANNIFIN CORP | COM | 744K | 1K | – |
| PAYCHEX INC | COM | 656K | 6K | – |
| PAYPAL HLDGS INC | COM | 907K | 16K | – |
| PEMBINA PIPELINE CORP | COM | 545K | 15K | – |
| PENNANTPARK FLOATING RATE CA | COM | 1M | 105K | – |
| PEPSICO INC | COM | 9M | 56K | – |
| PERMIAN BASIN RTY TR | UNIT BEN INT | 210K | 19K | – |
| PFIZER INC | COM | 5M | 192K | – |
| PHILIP MORRIS INTL INC | COM | 3M | 29K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 1M | 34K | – |
| PHILLIPS 66 | COM | 2M | 15K | – |
| PIMCO CALIF MUN INCOME FD | COM | 439K | 47K | – |
| PIMCO CORPORATE & INCM STRG | COM | 319K | 24K | – |
| PIMCO CORPORATE & INCOME OPP | COM | 9M | 622K | – |
| PIMCO ETF TR | ENHANCD SHORT | 5M | 55K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 262K | 3K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 623K | 6K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 18M | 954K | – |
| PIMCO HIGH INCOME FD | COM SHS | 294K | 61K | – |
| PIMCO ACCESS INCOME FUND | SHS BENFIN INT | 180K | 11K | – |
| PDD HOLDINGS INC | SPONSORED ADS | 723K | 5K | – |
| PINTEREST INC | CL A | 470K | 11K | – |
| PITNEY BOWES INC | COM | 117K | 23K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 549K | 31K | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 449K | 24K | – |
| PLUG POWER INC | COM NEW | 819K | 352K | – |
| PRICE T ROWE GROUP INC | COM | 341K | 3K | – |
| PRICESMART INC | COM | 398K | 5K | – |
| PRIMORIS SVCS CORP | COM | 306K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 8M | 49K | – |
| PRIORITY TECHNOLOGY HLDGS IN | COM | 59K | 11K | – |
| PROLOGIS INC. | COM | 2M | 20K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 2M | 27K | – |
| PROSHARES TR | RUSS 2000 DIVD | 1M | 23K | – |
| PROSHARES TR | NASDAQ 100 HIGH | 896K | 21K | – |
| PROSHARES TR | S&P 500 HIGH INC | 2M | 38K | – |
| PROSHARES TR | BITCOIN STRATE | 593K | 26K | – |
| PROSHARES TR | SHRT HGH YIELD | 219K | 13K | – |
| PROSHARES TR | ULTRPRO S&P500 | 210K | 3K | – |
| PROSHARES TR | S&P 500 DV ARIST | 3M | 29K | – |
| PRUDENTIAL FINL INC | COM | 897K | 8K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 2M | 29K | – |
| PUBLIC STORAGE OPER CO | COM | 368K | 1K | – |
| PURE STORAGE INC | CL A | 231K | 4K | – |
| QUAD / GRAPHICS INC | COM CL A | 285K | 52K | – |
| Q2 HLDGS INC | COM | 500K | 8K | – |
| TIDAL TRUST III | AFFORDABLE HOUS | 243K | 14K | – |
| QUALCOMM INC | COM | 4M | 19K | – |
| QUANTA SVCS INC | COM | 232K | 912 | – |
| QUANTUMSCAPE CORP | COM CL A | 77K | 16K | – |
| RH | COM | 217K | 886 | – |
| RTX CORPORATION | COM | 2M | 20K | – |
| REALTY INCOME CORP | COM | 1M | 28K | – |
| REAVES UTIL INCOME FD | COM SH BEN INT | 368K | 13K | – |
| RENAISSANCE CAP GREENWICH FD | IPO ETF | 931K | 23K | – |
| REPUBLIC SVCS INC | COM | 687K | 4K | – |
| RINGCENTRAL INC | CL A | 716K | 25K | – |
| RIO TINTO PLC | SPONSORED ADR | 244K | 4K | – |
| RIVERNORTH DOUBLELINE STRATE | COM | 718K | 83K | – |
| RIVERNORTH MANAGED DUR MUN I | COM | 276K | 17K | – |
| RIVERNORTH FLEXIBLE MUNI INC | COM | 358K | 25K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 231K | 17K | – |
| ROCKET LAB USA INC | COM | 53K | 11K | – |
| ROCKWELL AUTOMATION INC | COM | 581K | 2K | – |
| ROKU INC | COM CL A | 240K | 4K | – |
| ROPER TECHNOLOGIES INC | COM | 1M | 2K | – |
| SHELL PLC | SPON ADS | 2M | 27K | – |
| ROYAL GOLD INC | COM | 1M | 9K | – |
| RUBRIK INC. | CL A | 242K | 8K | – |
| S&P GLOBAL INC | COM | 1M | 3K | – |
| NEOS ETF TRUST | NEOS S&P 500 HI | 640K | 13K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 18M | 32K | – |
| SPDR GOLD TR | GOLD SHS | 5M | 22K | – |
| SPDR INDEX SHS FDS | S&P INTL ETF | 384K | 11K | – |
| SPDR SER TR | PORTFOLIO SHORT | 608K | 20K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 518K | 11K | – |
| SPDR SER TR | S&P DIVID ETF | 2M | 14K | – |
| SPDR SER TR | S&P INS ETF | 307K | 6K | – |
| SPDR SER TR | S&P BIOTECH | 2M | 25K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 799K | 19K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 381K | 10K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1M | 3K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 342K | 639 | – |
| SPDR SER TR | BLOOMBERG INVT | 420K | 14K | – |
| SPDR SER TR | BLOOMBERG 3-12 M | 203K | 2K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 414K | 4K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 8M | 82K | – |
| SPDR SER TR | SPDR MSCI USA GE | 256K | 2K | – |
| SPDR SER TR | SPDR S&P 500 ETF | 1M | 30K | – |
| SALESFORCE INC | COM | 2M | 6K | – |
| SANDSTORM GOLD LTD | COM NEW | 173K | 32K | – |
| SAP SE | SPON ADR | 490K | 2K | – |
| SAREPTA THERAPEUTICS INC | COM | 4M | 25K | – |
| SCHLUMBERGER LTD | COM STK | 742K | 16K | – |
| SCHWAB CHARLES CORP | COM | 539K | 7K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 273K | 3K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 364K | 5K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 2M | 25K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 327K | 4K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 1M | 9K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 1M | 14K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 268K | 1K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 25K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 28K | – |
| SELECT SECTOR SPDR TR | INDL | 386K | 3K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 4M | 19K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 792K | 9K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 234K | 6K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 2M | 32K | – |
| SENSEONICS HLDGS INC | COM | 4K | 10K | – |
| SENTINELONE INC | CL A | 477K | 23K | – |
| SERES THERAPEUTICS INC | COM | 7K | 10K | – |
| SERVE ROBOTICS INC | COM | 110K | 56K | – |
| SERVICENOW INC | COM | 968K | 1K | – |
| SHERWIN WILLIAMS CO | COM | 309K | 1K | – |
| SHOPIFY INC | NOTE 0.125%11/0 | 369K | 395K | – |
| SHOPIFY INC | CL A | 462K | 7K | – |
| SILVERCORP METALS INC | COM | 41K | 12K | – |
| SIMON PPTY GROUP INC NEW | COM | 508K | 3K | – |
| SIRIUS XM HOLDINGS INC | COM | 78K | 28K | – |
| SKYWORKS SOLUTIONS INC | COM | 690K | 6K | – |
| SMITH A O CORP | COM | 287K | 4K | – |
| SMUCKER J M CO | COM NEW | 214K | 2K | – |
| SNAP INC | CL A | 454K | 27K | – |
| SNOWFLAKE INC | CL A | 933K | 7K | – |
| SOFI TECHNOLOGIES INC | COM | 545K | 82K | – |
| SOLID POWER INC | CLASS A COM | 44K | 27K | – |
| SOLVENTUM CORP | COM SHS | 346K | 7K | – |
| SOUNDHOUND AI INC | CLASS A COM | 354K | 90K | – |
| SOUTHERN CO | COM | 2M | 28K | – |
| SOUTHERN COPPER CORP | COM | 230K | 2K | – |
| SPECTRUM BRANDS HLDGS INC NE | COM | 401K | 5K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 4M | 232K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 719K | 72K | – |
| SPROUTS FMRS MKT INC | COM | 358K | 4K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 10M | 450K | – |
| SPROTT ETF TRUST | GOLD MINERS ETF | 448K | 17K | – |
| BLOCK INC | CL A | 1M | 16K | – |
| STAG INDL INC | COM | 294K | 8K | – |
| STANLEY BLACK & DECKER INC | COM | 317K | 4K | – |
| STARBUCKS CORP | COM | 2M | 25K | – |
| STARWOOD PPTY TR INC | COM | 618K | 33K | – |
| STELLUS CAP INVT CORP | COM | 853K | 62K | – |
| STMICROELECTRONICS N V | NY REGISTRY | 472K | 12K | – |
| STRYKER CORPORATION | COM | 2M | 7K | – |
| SUN LIFE FINANCIAL INC. | COM | 266K | 5K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 373K | 7K | – |
| SUPER MICRO COMPUTER INC | COM | 1M | 1K | – |
| SYSCO CORP | COM | 1M | 14K | – |
| TFI INTL INC | COM | 466K | 3K | – |
| TJX COS INC NEW | COM | 2M | 20K | – |
| T-MOBILE US INC | COM | 220K | 1K | – |
| TRX GOLD CORPORATION | COM | 80K | 204K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 12K | – |
| TARGET CORP | COM | 2M | 11K | – |
| ABRDN HEALTHCARE OPPORTUNITI | SHS | 346K | 17K | – |
| TELECOM ARGENTINA SA | SPON ADR REP B | 104K | 14K | – |
| TELLURIAN INC NEW | COM | 163K | 235K | – |
| TESLA INC | COM | 22M | 112K | – |
| TETRA TECHNOLOGIES INC DEL | COM | 35K | 10K | – |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 283K | 17K | – |
| TEXAS INSTRS INC | COM | 977K | 5K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 294K | 400 | – |
| THE TRADE DESK INC | COM CL A | 228K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| THOMSON REUTERS CORP. | COM | 589K | 3K | – |
| 3M CO | COM | 2M | 16K | – |
| TIDAL ETF TR | ADASINA SOCIAL | 1M | 64K | – |
| TILRAY BRANDS INC | COM | 262K | 158K | – |
| TOOTSIE ROLL INDS INC | COM | 204K | 7K | – |
| TORONTO DOMINION BK ONT | COM NEW | 217K | 4K | – |
| TOTALENERGIES SE | SPONSORED ADS | 249K | 4K | – |
| TOYOTA MOTOR CORP | ADS | 497K | 2K | – |
| TRACTOR SUPPLY CO | COM | 2M | 8K | – |
| TRAVELERS COMPANIES INC | COM | 727K | 4K | – |
| TREX CO INC | COM | 1M | 14K | – |
| TRINITY CAP INC | COM | 154K | 11K | – |
| TRUIST FINL CORP | COM | 581K | 15K | – |
| TWILIO INC | CL A | 203K | 4K | – |
| 23ANDME HOLDING CO | CLASS A COM | 12K | 30K | – |
| UGI CORP NEW | COM | 336K | 15K | – |
| US BANCORP DEL | COM NEW | 372K | 9K | – |
| UBER TECHNOLOGIES INC | COM | 2M | 33K | – |
| ULTA BEAUTY INC | COM | 212K | 549 | – |
| UNILEVER PLC | SPON ADR NEW | 600K | 11K | – |
| UNION PAC CORP | COM | 2M | 8K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 12K | – |
| UNITED RENTALS INC | COM | 810K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 6M | 12K | – |
| UNIVERSAL DISPLAY CORP | COM | 2M | 12K | – |
| VALERO ENERGY CORP | COM | 2M | 10K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 581K | 17K | – |
| VANECK ETF TRUST | GREEN BOND ETF | 5M | 229K | – |
| VANECK ETF TRUST | ENVIRONMENTAL SR | 729K | 4K | – |
| VANECK ETF TRUST | VANECK SHRT MUNI | 312K | 18K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 1M | 12K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 4M | 17K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 11K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 422K | 7K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 2M | 16K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 325K | 1K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 467K | 1K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 435K | 6K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 558K | 7K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 1M | 14K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2M | 48K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 7M | 61K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 592K | 9K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 212K | 4K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 748K | 15K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 204K | 2K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 1M | 4K | – |
| VANGUARD WORLD FD | INF TECH ETF | 4M | 7K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 232K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 309K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 614K | 14K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 2M | 26K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 3M | 38K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 676K | 8K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 250K | 4K | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 483K | 8K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 2M | 28K | – |
| VAXART INC | COM NEW | 19K | 28K | – |
| VENTAS INC | COM | 482K | 9K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 26K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 4M | 7K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 852K | 6K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 443K | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 982K | 12K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 514K | 2K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 392K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 593K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 7M | 17K | – |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 12K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 2M | 7K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 7M | 24K | – |
| VERIZON COMMUNICATIONS INC | COM | 10M | 234K | – |
| VERICEL CORP | COM | 314K | 7K | – |
| VERONA PHARMA PLC | SPONSORED ADS | 645K | 45K | – |
| VERTEX PHARMACEUTICALS INC | COM | 817K | 2K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 1M | 130K | – |
| VIATRIS INC | COM | 344K | 32K | – |
| VISA INC | COM CL A | 9M | 34K | – |
| VIRTUS GLOBAL MULTI-SECTOR I | COM | 197K | 26K | – |
| VIRTUS CONVERTIBLE & INC FD | COM | 181K | 62K | – |
| VIRTUS CONVERTIBLE & INCOME | COM | 63K | 19K | – |
| VIRTUS EQUITY & CONV INCM FD | COM | 327K | 14K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 103K | 12K | – |
| WP CAREY INC | COM | 464K | 8K | – |
| WEC ENERGY GROUP INC | COM | 767K | 10K | – |
| WABTEC | COM | 304K | 2K | – |
| WALMART INC | COM | 7M | 103K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 395K | 33K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 824K | 111K | – |
| WASTE MGMT INC DEL | COM | 2M | 7K | – |
| WATERS CORP | COM | 370K | 1K | – |
| WELLS FARGO CO NEW | COM | 825K | 14K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 327K | 275 | – |
| ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 349K | 53K | – |
| WELLTOWER INC | COM | 1M | 10K | – |
| WESTERN ASSET HIGH INCOM FD | COM | 149K | 34K | – |
| WESTERN ASSET MANAGED MUNS F | COM | 118K | 11K | – |
| WESTERN ASSET PREMIER BD FD | SHS BEN INT | 118K | 11K | – |
| WESTERN ASSET DIVERSIFIED IN | COM SHS BEN INT | 231K | 16K | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 1M | 26K | – |
| WESTERN UN CO | COM | 602K | 49K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 249K | 9K | – |
| WHEATON PRECIOUS METALS CORP | COM | 1M | 23K | – |
| WHIRLPOOL CORP | COM | 409K | 4K | – |
| WILEY JOHN & SONS INC | CL B | 2M | 53K | – |
| WILLIAMS COS INC | COM | 792K | 19K | – |
| WILLIAMS SONOMA INC | COM | 456K | 2K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 271K | 5K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 730K | 10K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 488K | 10K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 313K | 10K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 248K | 5K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 243K | 3K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 814K | 16K | – |
| WORKDAY INC | CL A | 480K | 2K | – |
| WRAP TECHNOLOGIES INC | COM | 26K | 13K | – |
| WYNDHAM HOTELS & RESORTS INC | COM | 271K | 4K | – |
| XPO INC | COM | 354K | 3K | – |
| XCEL ENERGY INC | COM | 408K | 8K | – |
| XAI OCTAGN FLT RAT & ALT INM | COM | 95K | 13K | – |
| XYLEM INC | COM | 1M | 10K | – |
| YUM BRANDS INC | COM | 1M | 8K | – |
| YUM CHINA HLDGS INC | COM | 226K | 7K | – |
| ZILLOW GROUP INC | CL A | 208K | 5K | – |
| ZHIHU INC | SPONSORED ADS | 98K | 36K | – |
| ALAUNOS THERAPEUTICS INC | COM NEW | 11K | 16K | – |
| ZOETIS INC | CL A | 556K | 3K | – |