Hedge Fund Database

AUSTIN WEALTH MANAGEMENT, LLC

Adviser information for AUSTIN WEALTH MANAGEMENT, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,031 $532.4M
Non-Discretionary 236 $36.0M
Total 2,267 $568.4M

Clients

Type Number RAUM
Individuals 398 $121.6M
HNW Individuals 116 $272.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 45 $15.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 2 $158.9M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-117954
SEC ERA File Number 801-117954
SEC CIK Numbers 2003112
SEC CRD Numbers 172793
Legal Entity Identifier None

Principal Office

1301 S. CAPITAL OF TEXAS HWY
SUITE C-210
AUSTIN
TX
United States
APPOINTMENT ONLY, APPOINTMENT ONLY
Tel: 512-467-2000, Fax: 512-258-7699

Websites

twitter.com/atxwealthmgmt www.instagram.com/austinwealthmgmt/ www.austinwealthmgmt.com www.linkedin.com/company/austin-wealth-management www.facebook.com/austinwealthmgmt/ www.youtube.com/channel/ucm8nod827nylwm50c8y6wdw

Chief Compliance Officer

DEREK RIPP
1301 S. CAPITAL OF TEXAS HWY
SUITE C-210
AUSTIN
TX
United States
Tel: 512-467-2000
Fax: 512-258-7699
(Full email address available in API data)

Regulatory Contact

KEVIN SMITH
MANAGING PRINCIPAL
1301 S. CAPITAL OF TEXAS HWY1101 ARROW POINT DR.
SUITE C-200
AUSTIN
TX
United States
Tel: 512-467-2000
Fax: 888-302-4594
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMITH, KEVIN, XAVIER Individual – MANAGING PRINCIPAL 02/2012 > 75%
RIPP, DEREK, DAVID Individual – MANAGING PRINCIPAL / CCO 06/2019 10-25%

No. Employees, Historic

2010020192020202120222023202420256 on 12/16/20196 on 3/16/20206 on 4/29/20206 on 6/24/20206 on 7/8/20206 on 9/10/20206 on 12/16/20206 on 3/31/20216 on 7/26/20216 on 9/1/20216 on 12/2/20216 on 12/2/202110 on 3/17/202210 on 11/1/202212 on 3/16/202312 on 8/7/202312 on 8/17/202312 on 8/22/202313 on 2/27/2024

RAUM, Historic

600M300M02019202020212022202320242025108500000 on 12/16/2019165365949 on 3/16/2020165365949 on 4/29/2020165365949 on 6/24/2020165365949 on 7/8/2020165365949 on 9/10/2020165365949 on 12/16/2020205595266 on 3/31/2021205595266 on 7/26/2021205595266 on 9/1/2021205595266 on 12/2/2021205595266 on 12/2/2021307504750 on 3/17/2022307504750 on 11/1/2022432723356 on 3/16/2023432723356 on 8/7/2023432723356 on 8/17/2023432723356 on 8/22/2023568362467 on 2/27/2024

No. Clients, Historic

70035002019202020212022202320242025273 on 12/16/2019320 on 3/16/2020320 on 4/29/2020320 on 6/24/2020320 on 7/8/2020320 on 9/10/2020320 on 12/16/2020362 on 3/31/2021362 on 7/26/2021362 on 9/1/2021362 on 12/2/2021362 on 12/2/2021457 on 3/17/2022457 on 11/1/2022628 on 3/16/2023628 on 8/7/2023628 on 8/17/2023628 on 8/22/2023561 on 2/27/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 216K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 206K 691 –
ALPHABET INC CAP STK CL A 1M 6K –
ALPHABET INC CAP STK CL C 1M 7K –
AMAZON COM INC COM 2M 12K –
AMERICAN CENTY ETF TR AVANTIS ALL EQT 571K 8K –
AMERICAN CENTY ETF TR EMERGING MKT VAL 4M 88K –
AMERICAN CENTY ETF TR INTERNATIONAL LR 5M 94K –
AMERICAN CENTY ETF TR INTL SMCP VLU 606K 9K –
AMERICAN CENTY ETF TR REAL ESTATE ETF 2M 46K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 10M 150K –
AMERICAN CENTY ETF TR US SML CP VALU 2M 18K –
AMERICAN EXPRESS CO COM 297K 1K –
APPLE INC COM 6M 24K –
AUTOMATIC DATA PROCESSING IN COM 274K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 904K 2K –
BROADCOM INC COM 328K 192 –
CAMBRIA ETF TR GLB ASSET ALLO 9M 299K –
CHEVRON CORP NEW COM 364K 2K –
CISCO SYS INC COM 239K 5K –
COSTCO WHSL CORP NEW COM 665K 786 –
D R HORTON INC COM 290K 2K –
DBX ETF TR XTRACK MSCI EAFE 517K 20K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 9M 206K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 13M 475K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 7M 252K –
DIMENSIONAL ETF TRUST INFLATION PROTE 8M 200K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 9M 296K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 21M 762K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 27M 564K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 24M 635K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 41M 1M –
DIMENSIONAL ETF TRUST US REAL ESTATE E 6M 246K –
DISNEY WALT CO COM 225K 2K –
ENTERPRISE PRODS PARTNERS L COM 663K 23K –
EXCHANGE TRADED CONCEPTS TRU EMQQ EM INTERN 543K 16K –
EXXON MOBIL CORP COM 760K 7K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 969K 5K –
FLEXSHARES TR MORNSTAR UPSTR 5M 122K –
FLEXSHARES TR STOXX GLOBR INF 7M 123K –
GENERAL DYNAMICS CORP COM 224K 789 –
GENIUS GROUP LTD ORD SHS 5K 21K –
GLOBAL X FDS GLBL X MLP ETF 353K 7K –
GLOBAL X FDS US INFR DEV ETF 4M 97K –
GLOBAL X FDS US PFD ETF 507K 25K –
HOME DEPOT INC COM 383K 1K –
INTEL CORP COM 219K 7K –
INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 208K 10K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 382K 2K –
INVESCO EXCHANGE TRADED FD T BLOOMBERG MVP MU 217K 5K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 951K 25K –
INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 540K 13K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 244K 1K –
ISHARES TR 3 7 YR TREAS BD 11M 91K –
ISHARES TR CORE S&P500 ETF 580K 1K –
ISHARES TR MSCI ACWI ETF 3M 24K –
ISHARES TR RUSSELL 2000 ETF 331K 2K –
ISHARES TR US TECH BRKTHR 1M 21K –
JOHNSON & JOHNSON COM 221K 1K –
KRANESHARES TRUST EMRNG MKT CONS 338K 21K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 7M 247K –
META PLATFORMS INC CL A 771K 2K –
MICROSOFT CORP COM 1M 2K –
NEXTERA ENERGY INC COM 274K 4K –
NVIDIA CORPORATION COM 2M 13K –
OPEN LENDING CORP COM 92K 16K –
PGIM ETF TR ACTV HY BD ETF 259K 7K –
PIMCO EQUITY SER RAFI DYN EMERG 5M 254K –
PIMCO EQUITY SER RAFI DYN ML US 26M 548K –
PIMCO EQUITY SER RAFI DYN MULTI 7M 241K –
PIMCO ETF TR ENHAN SHRT MA AC 1M 10K –
PIMCO ETF TR INTER MUN BD ACT 2M 37K –
PROCTER AND GAMBLE CO COM 279K 2K –
SCHLUMBERGER LTD COM STK 429K 9K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 4M 75K –
SCHWAB STRATEGIC TR US LRG CAP ETF 469K 7K –
SIMPLIFY EXCHANGE TRADED FUN US EQT PLS CNVEX 23M 599K –
SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 4M 116K –
SPDR GOLD TR GOLD SHS 2M 8K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 530K 15K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 260K 7K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 793K 13K –
SPDR INDEX SHS FDS S&P GBLINF ETF 216K 4K –
SPDR INDEX SHS FDS S&P INTL SMLCP 695K 21K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR BLOOMBERG 1-3 MO 12M 132K –
SPDR SER TR BLOOMBERG 3-12 M 10M 98K –
SPDR SER TR PORTFOLI S&P1500 5M 66K –
SPDR SER TR PORTFOLIO AGRGTE 824K 33K –
SPDR SER TR PORTFOLIO SH TSR 7M 241K –
SPDR SER TR PRTFLO S&P500 HI 1M 25K –
SPDR SER TR S&P 600 SMCP VAL 570K 7K –
SPDR SER TR S&P KENSHO NEW 2M 35K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 13M 317K –
STREAMLINE HEALTH SOLUTIONS COM 44K 88K –
T ROWE PRICE ETF INC ULTRA SHRT TRM 5M 92K –
TESLA INC COM 588K 2K –
TEXAS INSTRS INC COM 318K 2K –
TEXAS PACIFIC LAND CORPORATI COM 1M 1K –
VANECK ETF TRUST INFLATION ALLOCA 1M 38K –
VANGUARD BD INDEX FDS INTERMED TERM 203K 3K –
VANGUARD BD INDEX FDS SHORT TRM BOND 712K 9K –
VANGUARD INDEX FDS REAL ESTATE ETF 2M 19K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 2K –
VANGUARD INDEX FDS SM CP VAL ETF 336K 2K –
VANGUARD INDEX FDS SMALL CP ETF 250K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K –
VANGUARD INDEX FDS VALUE ETF 399K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 232K 5K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 4M 33K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 202K 3K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 689K 14K –
VANGUARD WORLD FD INF TECH ETF 1M 2K –
WALMART INC COM 273K 4K –
WISDOMTREE TR EMER MKT HIGH FD 307K 7K –
WISDOMTREE TR FUTRE STRAT FD 2M 65K –
WORLD GOLD TR SPDR GLD MINIS 11M 240K –