SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED
Adviser information for SCHRODER INVESTMENT MANAGEMENT (JAPAN) LIMITED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Japan |
Employees
| Total Number of Employees | 96 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $12.9B |
| Non-Discretionary | 20 | $1.0B |
| Total | 130 | $13.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 75 | $3.8B |
| Pension and profit sharing plans | 25 | $901.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 7 | $3.5B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 23 | $5.7B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 55 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117956 |
|---|---|
| SEC ERA File Number | 801-117956 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306616 |
| Legal Entity Identifier | 213800T997FAXTPC4D63 |
Principal Office
MARUNOUCHI TRUST TOWER MAIN 21F,1-8-3 MARUNOUCHI,
CHIYODA-KU, TOKYO
Japan
Monday - Friday, 9:00 TO 17:30
Tel: 81-3-5293-1500, Fax: None
Chief Compliance Officer
NONAKA, SHINTARO
HEAD OF COMPLIANCE, JAPAN
MARUNOUCHI TRUST TOWER MAIN 21F,
1-8-3 MARUNOUCHI,
CHIYODA-KU, TOKYO
Japan
Tel:
81-3-5293-1301
S**************@************M
(Full email address available in API data)
Regulatory Contact
YANAI, TAICHI
COMPLIANCE MANAGER
MARUNOUCHI TRUST TOWER MAIN 21F,
1-8-3 MARUNOUCHI,
CHIYODA-KU, TOKYO
Japan
Tel:
81-3-5293-1302
T***********@************M
(Full email address available in API data)
Industry Affiliates
| SCHRODER FUND ADVISORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A. | Other investment adviser, including financial planners |
| SCHRODER INVESTMENT MANAGEMENT (SINGAPORE) LTD | Other investment adviser, including financial planners |
| SCHRODER INVESTMENT MANAGEMENT (SWITZERLAND) AG | Other investment adviser, including financial planners |
| SCHRODER INVESTMENT MANAGEMENT AUSTRALIA LTD. | Other investment adviser, including financial planners |
| SCHRODER INVESTMENT MANAGEMENT HONG KONG LTD. | Other investment adviser, including financial planners |
| SCHRODER INVESTMENT MANAGEMENT LTD. | Other investment adviser, including financial planners |
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCHRODERS CAPITAL MANAGEMENT (US) INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NONAKA, SHINTARO | Individual | – | CHIEF COMPLIANCE OFFICER FOR JAPAN | 11/2019 | < 5% |
| SCHRODER INTERNATIONAL HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 12/1980 | > 75% |
| SCHRODER ADMINISTRATION LIMITED | Foreign Entity | SCHRODER INTERNATIONAL HOLDINGS LIMITED | SHAREHOLDER | 06/2004 | > 75% |
| SCHRODERS PLC | Foreign Entity | SCHRODER ADMINISTRATION LIMITED | SHAREHOLDER | 06/2004 | > 75% |
| Sugiura, Shingo | Individual | – | CHEIF ADMINISTRATIVE OFFICER, DIRECTOR, MEMBER OF THE BOARD | 10/2019 | < 5% |
| Kurose, Noriaki | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER | 05/2020 | < 5% |
| Toyoda, Kazuhiro | Individual | – | HEAD OF JAPANESE EQUITIES, DIRECOTOR, MEMBER OF THE BOARD | 09/2023 | < 5% |
| DURACK, CHRISTOPHER, JAMES | Individual | – | DIRECOTOR, MEMBER OF THE BOARD | 03/2023 | < 5% |