HILLCREST CREDIT AND INCOME FUND II MANAGER, LLC
Adviser information for HILLCREST CREDIT AND INCOME FUND II MANAGER, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $108.7M |
| Non-Discretionary | 1 | $173.4M |
| Total | 3 | $282.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $108.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $173.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117959 |
|---|---|
| SEC ERA File Number | 801-117959 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288671 |
| Legal Entity Identifier | None |
Principal Office
12 EAST 49TH STREET11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00-6:00 PM
Tel: (646) 889-2690, Fax: (646) 889-2699
Chief Compliance Officer
SHARON ANN MILLER
CO-CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER
12 EAST 49TH STREET
11TH FLOOR
NEW YORK
NY
United States
Tel:
(646) 889-2505
Fax:
(646) 889-2699
S***@**********************M
(Full email address available in API data)
Industry Affiliates
| HILLCREST CREDIT AND INCOME FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HILLCREST ENHANCED YIELD & INCOME FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HILLCREST CREDIT AND INCOME FUND II, L.P. | Real Estate Fund | $9.5M | $5.0M | 33 |
| HILLCREST ENHANCED YIELD & INCOME FUND I, LP | Real Estate Fund | $99.1M | $5.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HILLCREST FINANCE, LLC | Domestic Entity | – | SOLE MEMBER | 05/2016 | > 75% |
| CORTON, KATHLEEN, FORISTALL | Individual | – | PRESIDENT | 12/2017 | < 5% |
| MILLER, SHARON ANN | Individual | – | CHIEF COMPLIANCE OFFICER, CO-CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | 12/2017 | < 5% |
| KC INVESTMENTS LLC | Domestic Entity | HILLCREST FINANCE HOLDINGS LLC | MANAGING MEMBER | 10/2019 | 50-75% |
| SAMM HOLDINGS LLC | Domestic Entity | HILLCREST FINANCE HOLDINGS LLC | MANAGING MEMBER | 10/2019 | 50-75% |
| CORTON, KATHLEEN, FORISTALL | Individual | KC INVESTMENTS LLC | MANAGING MEMBER | 01/2017 | > 75% |
| MILLER, SHARON ANN | Individual | SAMM HOLDINGS LLC | MANAGING MEMBER | 05/2017 | > 75% |
| HILLCREST FINANCE HOLDINGS LLC | Domestic Entity | HILLCREST FINANCE, LLC | MEMBER | 10/2019 | > 75% |