FENWAY FINANCIAL ADVISORS, LLC
Adviser information for FENWAY FINANCIAL ADVISORS, LLC last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 385 | $184.9M |
| Total | 385 | $184.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $18.3M |
| HNW Individuals | 57 | $166.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $507,267 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $58,933 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | Hourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117969 |
|---|---|
| SEC ERA File Number | 801-117969 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139775 |
| Legal Entity Identifier | None |
Principal Office
1201 WILSON BLVD.27TH FLOOR
ARLINGTON
VA
United States
Monday - Friday, 9 AM:00 -5:00 PM
Tel: 617-704-7805, Fax: None
Chief Compliance Officer
STEPHEN WINTERMEIER
MANAGING PRINCIPAL
1201 WILSON BLVD.
27TH FLOOR
ARLINGTON
VA
United States
Tel:
617-704-7805
S***********@*******************M
(Full email address available in API data)
Regulatory Contact
SCOTT P. GILL
COMPLIANCE CONSULTANT
13000 SOUTH TRYON STREET
STE. F, 324
CHARLOTTE
NC
United States
Tel:
(704)237-6750
C*********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WINTERMEIER, STEPHEN, MICHAEL | Individual | – | MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER | 02/2006 | > 75% |